RIL

Rothschild Investment LLC Portfolio holdings

AUM $1.6B
1-Year Return 17.99%
This Quarter Return
+8.84%
1 Year Return
+17.99%
3 Year Return
+73.94%
5 Year Return
+135.61%
10 Year Return
+254.21%
AUM
$1.29B
AUM Growth
+$98.3M
Cap. Flow
+$14M
Cap. Flow %
1.09%
Top 10 Hldgs %
19.24%
Holding
529
New
42
Increased
193
Reduced
160
Closed
21

Top Buys

1
AMT icon
American Tower
AMT
$5.78M
2
GBTC icon
Grayscale Bitcoin Trust
GBTC
$3.2M
3
FANG icon
Diamondback Energy
FANG
$1.54M
4
VNT icon
Vontier
VNT
$1.48M
5
BWA icon
BorgWarner
BWA
$1.36M

Top Sells

1
AME icon
Ametek
AME
$5.32M
2
PTON icon
Peloton Interactive
PTON
$5.05M
3
COST icon
Costco
COST
$2.96M
4
CVA
Covanta Holding Corporation
CVA
$2.77M
5
DHR icon
Danaher
DHR
$2.04M

Sector Composition

1 Technology 17.28%
2 Healthcare 12.85%
3 Financials 11.02%
4 Industrials 9.52%
5 Consumer Discretionary 6.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FUND
401
Sprott Focus Trust
FUND
$246M
$164K 0.01%
19,118
+907
+5% +$7.78K
ALLO icon
402
Allogene Therapeutics
ALLO
$253M
$161K 0.01%
10,800
-2,000
-16% -$29.8K
PAA icon
403
Plains All American Pipeline
PAA
$12.2B
$118K 0.01%
12,600
– –
POWW icon
404
Outdoor Holding Company Common Stock
POWW
$172M
$109K 0.01%
20,000
– –
PSTX
405
DELISTED
Poseida Therapeutics, Inc. Common Stock
PSTX
$82K 0.01%
12,000
– –
BYSI icon
406
BeyondSpring
BYSI
$74.6M
$57K ﹤0.01%
12,500
– –
SDC
407
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$24K ﹤0.01%
+10,000
New +$24K
XCUR icon
408
Exicure
XCUR
$29.8M
$2K ﹤0.01%
67
– –
ADPT icon
409
Adaptive Biotechnologies
ADPT
$1.96B
– –
-6,000
Closed -$204K
AME icon
410
Ametek
AME
$43.2B
– –
-42,875
Closed -$5.32M
BOOT icon
411
Boot Barn
BOOT
$5.6B
– –
-6,767
Closed -$601K
GTES icon
412
Gates Industrial
GTES
$6.67B
– –
-24,482
Closed -$399K
KWEB icon
413
KraneShares CSI China Internet ETF
KWEB
$8.53B
– –
-6,000
Closed -$284K
OPEN icon
414
Opendoor
OPEN
$4.95B
– –
-11,850
Closed -$243K
PTON icon
415
Peloton Interactive
PTON
$3.23B
– –
-58,030
Closed -$5.05M
RIO icon
416
Rio Tinto
RIO
$104B
– –
-3,200
Closed -$214K
SYF icon
417
Synchrony
SYF
$28.1B
– –
-6,800
Closed -$332K
WMB icon
418
Williams Companies
WMB
$69.6B
– –
-12,980
Closed -$337K
XMLV icon
419
Invesco S&P MidCap Low Volatility ETF
XMLV
$815M
– –
-7,575
Closed -$398K
DM
420
DELISTED
Desktop Metal, Inc.
DM
– –
-2,000
Closed -$143K
MDC
421
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-6,600
Closed -$308K
RDS.A
422
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-4,823
Closed -$215K
RDS.B
423
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-5,182
Closed -$229K
CVA
424
DELISTED
Covanta Holding Corporation
CVA
– –
-137,526
Closed -$2.77M
XEC
425
DELISTED
CIMAREX ENERGY CO
XEC
– –
-7,593
Closed -$662K
14 15 16
17
18