RIL

Rothschild Investment LLC Portfolio holdings

AUM $1.77B
1-Year Est. Return 20.27%
This Quarter Est. Return
1 Year Est. Return
+20.27%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.6B
AUM Growth
+$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,233
New
Increased
Reduced
Closed

Top Buys

1
+$7.68M
2
+$7.23M
3
+$5.5M
4
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$3.76M
5
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$2.71M

Top Sells

1
+$7.27M
2
+$4.89M
3
+$3.13M
4
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$2.87M
5
AAPL icon
Apple
AAPL
+$2.73M

Sector Composition

1 Technology 18.15%
2 Financials 13.7%
3 Industrials 9.06%
4 Healthcare 7.79%
5 Communication Services 6.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPCE icon
2976
Virgin Galactic
SPCE
$207M
$14 ﹤0.01%
5
-190
HIO
2977
Western Asset High Income Opportunity Fund
HIO
$359M
$12 ﹤0.01%
3
MTNB icon
2978
Matinas BioPharma
MTNB
$7.11M
$12 ﹤0.01%
14
KLXE icon
2979
KLX Energy Services
KLXE
$31.2M
$7 ﹤0.01%
4
FRSX
2980
Foresight Autonomous Holdings
FRSX
$7.46M
$6 ﹤0.01%
2
EVC icon
2981
Entravision Communication
EVC
$262M
$5 ﹤0.01%
2
VLRS
2982
Controladora Vuela Compañía de Aviación
VLRS
$762M
$5 ﹤0.01%
1
CELG.RT
2983
Bristol-Myers Squibb Rights
CELG.RT
$60.8M
$4 ﹤0.01%
166
DSX icon
2984
Diana Shipping
DSX
$197M
$3 ﹤0.01%
2
LAB icon
2985
Standard BioTools
LAB
$435M
$1 ﹤0.01%
1
-120
YCBD icon
2986
cbdMD
YCBD
$7.16M
$1 ﹤0.01%
1
-1
UNOV icon
2987
Innovator US Equity Ultra Buffer ETF November
UNOV
$70.4M
– –
-3,000
PDCO
2988
DELISTED
Patterson Companies, Inc.
PDCO
– –
-135
AMPS
2989
DELISTED
Altus Power
AMPS
– –
-205
SWI
2990
DELISTED
SolarWinds Corporation Common Stock
SWI
– –
-120
ML
2991
DELISTED
MoneyLion Inc.
ML
– –
-30
PIXY
2992
DELISTED
ShiftPixy, Inc. Common Stock
PIXY
– –
-1
FBMS
2993
DELISTED
The First Bancshares, Inc.
FBMS
– –
-45
SASR
2994
DELISTED
Sandy Spring Bancorp Inc
SASR
– –
-80
PTVE
2995
DELISTED
Pactiv Evergreen Inc. Common stock
PTVE
– –
-90
NVRO
2996
DELISTED
NEVRO CORP.
NVRO
– –
-515
ACCD
2997
DELISTED
Accolade Inc
ACCD
– –
-330
ATSG
2998
DELISTED
Air Transport Services Group
ATSG
– –
-75
ADVM icon
2999
Adverum Biotechnologies
ADVM
$95M
– –
-100
AGEN
3000
Agenus
AGEN
$127M
– –
-110
118 119
120
121 122