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RCM

Rotella Capital Management Portfolio holdings

AUM $1.47M
1-Year Est. Return 12.32%
This Fund
S&P 500
This Quarter Est. Return
+3.65%
1 Year Est. Return
-12.32%
3 Year Est. Return
+26.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$81.8M
AUM Growth
+$31.3M
Cap. Flow
+$29.8M
Cap. Flow %
36.43%
Top 10 Hldgs %
42.66%
Holding
290
New
190
Increased
33
Reduced
15
Closed
47

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.14M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.66M
3
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$2.5M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$2.36M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$2.3M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.99M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.65M
3
GVI icon
iShares Intermediate Government/Credit Bond ETF
GVI
+$1.28M
4
IFLN
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
+$1.14M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$903K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Industrials 3.62%
3 Healthcare 3.5%
4 Financials 3.07%
5 Communication Services 2.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MEA
201
DELISTED
METALICO INC
MEA
$36K 0.04%
21,991
+8,932
+68% +$18.1K
SVM
202
Silvercorp Metals
SVM
$2.39B
$35K 0.04%
17,900
-3,300
-16% -$8.22K
ROYL
203
DELISTED
ROYALE ENERGY INC
ROYL
$35K 0.04%
+11,805
New +$32.9K
COCO
204
DELISTED
CORINTHIAN COLLEGES INC
COCO
$35K 0.04%
+25,578
New +$38.6K
RIOT icon
205
Riot Platforms
RIOT
$8.13B
$34K 0.04%
+1,632
New +$33.6K
ULTR
206
DELISTED
ULTRAPETROL (BAHAMAS) LTD COM STK
ULTR
$34K 0.04%
+11,072
New +$38K
HDY
207
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
$33K 0.04%
+18,692
New +$89K
VRML
208
DELISTED
Vermillion, Inc.
VRML
$33K 0.04%
+11,199
New +$32.3K
ZN
209
DELISTED
Zion Oil & Gas, Inc.
ZN
$32K 0.04%
+16,496
New +$29.2K
CHCI icon
210
Comstock Holding Companies
CHCI
$159M
$31K 0.04%
+2,777
New +$35.5K
MBOT icon
211
Microbot Medical
MBOT
$124M
$31K 0.04%
+14
New +$33.5K
TELL
212
DELISTED
Tellurian Inc.
TELL
$31K 0.04%
+2,740
New +$27K
OCLR
213
DELISTED
Oclaro Inc.
OCLR
$31K 0.04%
+10,100
New +$28.3K
TPI
214
DELISTED
TIANYIN PHARMACEUTICAL
TPI
$30K 0.04%
+30,305
New +$30.4K
ENFY
215
DELISTED
Enlightify Inc
ENFY
$29K 0.04%
+835
New +$32.3K
DBLE
216
DELISTED
DOUBLE EAGLE PETROLEUM CO
DBLE
$29K 0.04%
+10,136
New +$23K
ATEC icon
217
Alphatec Holdings
ATEC
$1.48B
$28K 0.03%
+1,555
New +$34.1K
CPRX
218
DELISTED
Catalyst Pharmaceutical
CPRX
$28K 0.03%
+12,300
New +$25.7K
SES
219
DELISTED
Synthesis Energy Systems Inc.
SES
$28K 0.03%
+223
New +$20K
FST
220
DELISTED
FOREST OIL CORPORATION
FST
$28K 0.03%
+14,900
New +$40.2K
DVR
221
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
$28K 0.03%
+16,700
New +$29.6K
GRH
222
DELISTED
GREENHUNTER RESOURCES INC. COM
GRH
$27K 0.03%
+27,880
New +$30.3K
WAVX
223
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$27K 0.03%
+2,950
New +$28.4K
BXC icon
224
BlueLinx
BXC
$570M
$26K 0.03%
+2,021
New +$31.6K
FAC
225
DELISTED
First Acceptance Corp.
FAC
$26K 0.03%
+10,300
New +$26.5K
7 8
9
10 11

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Rotella Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Rotella Capital Management held 290 positions worth $81.8M, up 62% from $50.6M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Rotella Capital Management deployed $29.8M of net new capital in Q1 2014, opening 190 new positions and adding to 33 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 38,800 shares worth $4.23M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 2.3% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $1.99M trimmed.

  • Rotella Capital Management's largest Q1 2014 buy was iShares 20+ Year Treasury Bond ETF: 38,800 shares worth $4.23M.
  • Rotella Capital Management added most to Vanguard Dividend Appreciation ETF in Q1 2014, an estimated $2.66M increase.
  • Rotella Capital Management's biggest Q1 2014 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.99M.
  • Rotella Capital Management fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2014, selling an estimated $1.65M.
  • Rotella Capital Management's ten largest holdings make up 43% of its $81.8M portfolio in Q1 2014.
  • Rotella Capital Management opened 190 new positions and closed 47 in Q1 2014.
  • Rotella Capital Management's portfolio value rose 62% quarter-over-quarter to $81.8M.

Based on Rotella Capital Management's 13F filing for Q1 2014, filed 21 May 2014.