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RCM

Rotella Capital Management Portfolio holdings

AUM $1.47M
1-Year Est. Return 12.32%
This Fund
S&P 500
This Quarter Est. Return
-1.81%
1 Year Est. Return
-12.32%
3 Year Est. Return
+26.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$95.3M
AUM Growth
-$22.8M
Cap. Flow
-$19.7M
Cap. Flow %
-20.64%
Top 10 Hldgs %
32.49%
Holding
506
New
136
Increased
66
Reduced
94
Closed
195

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.34M
2
FMC icon
FMC
FMC
+$2.21M
3
MAT icon
Mattel
MAT
+$2.08M
4
BND icon
Vanguard Total Bond Market
BND
+$976K
5
INTC icon
Intel
INTC
+$923K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.7M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$2.54M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.81M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$1.66M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.52M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.95%
2 Technology 7.7%
3 Materials 6.49%
4 Industrials 4.52%
5 Healthcare 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRMW
126
DELISTED
Primo Water Corporation
PRMW
$151K 0.16%
+22,036
New +$159K
MTOR
127
DELISTED
MERITOR, Inc.
MTOR
$150K 0.16%
13,833
-1,400
-9% -$18.2K
NCIT
128
DELISTED
NCI, Inc.
NCIT
$150K 0.16%
15,744
+800
+5% +$7.5K
TEN
129
Tsakos Energy Navigation Ltd
TEN
$1.15B
$149K 0.16%
4,676
-2,240
-32% -$78.7K
PFBI
130
DELISTED
Premier Financial Bancorp
PFBI
$149K 0.16%
+13,988
New +$156K
MNI
131
DELISTED
The McClatchy Company Class A Common Stock
MNI
$149K 0.16%
4,432
+2,750
+163% +$126K
TSEM icon
132
Tower Semiconductor
TSEM
$23.9B
$148K 0.16%
14,592
-7,100
-33% -$75.4K
ZAGG
133
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$148K 0.16%
26,460
+10,500
+66% +$59.7K
POZN
134
DELISTED
POZEN INC
POZN
$145K 0.15%
19,816
+400
+2% +$3.22K
LEE icon
135
Lee Enterprises
LEE
$177M
$142K 0.15%
4,200
-728
-15% -$28.9K
ZVO
136
DELISTED
Zovio Inc. Common Stock
ZVO
$142K 0.15%
+12,700
New +$159K
SMA
137
DELISTED
SYMMETRY MEDICAL INC
SMA
$141K 0.15%
13,950
-4,094
-23% -$37.9K
SKBI
138
DELISTED
SKYSTAR BIO-PHARMACEUTICAL CO COM PAR $.001 (NV)
SKBI
$140K 0.15%
33,393
+16,100
+93% +$87.4K
PKD
139
DELISTED
Parker Drilling Company
PKD
$139K 0.15%
1,881
+1,184
+170% +$109K
SCLN
140
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
$138K 0.14%
20,060
-316
-2% -$1.89K
TNK icon
141
Teekay Tankers
TNK
$2.58B
$137K 0.14%
+4,580
New +$150K
LOCM
142
DELISTED
LOCAL CORP COM STK (DE)
LOCM
$133K 0.14%
66,304
+10,698
+19% +$19.9K
CAAS icon
143
China Automotive Systems
CAAS
$131M
$132K 0.14%
14,406
-200
-1% -$1.85K
CWBC
144
Community West Bancshares
CWBC
$700M
$132K 0.14%
+11,469
New +$138K
HBIO icon
145
Harvard Bioscience
HBIO
$28.7M
$130K 0.14%
3,181
+784
+33% +$36.1K
UNTD
146
DELISTED
UNITED ONLINE INC COM NEW
UNTD
$130K 0.14%
+11,868
New +$134K
ACCO icon
147
Acco Brands
ACCO
$402M
$129K 0.14%
18,640
+140
+0.8% +$980
CWCO icon
148
Consolidated Water Co
CWCO
$475M
$128K 0.13%
+10,971
New +$126K
DWSN icon
149
Dawson Geophysical
DWSN
$138M
$126K 0.13%
11,436
+7,422
+185% +$89K
DHX icon
150
DHI Group
DHX
$181M
$125K 0.13%
+14,901
New +$123K
4 5
6
7 8

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Rotella Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Rotella Capital Management held 506 positions worth $95.3M, down 19% from $118M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Rotella Capital Management withdrew a net $19.7M in Q3 2014, closing 195 positions and reducing 94 holdings. Its most notable exit was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $2.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8% of assets, up from 2.9% a quarter earlier, followed by Technology and Materials.

Against the trend, Rotella Capital Management opened a new position in FMC worth $1.93M.

  • Rotella Capital Management's largest Q3 2014 buy was FMC: 38,856 shares worth $1.93M.
  • Rotella Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $3.34M increase.
  • Rotella Capital Management's biggest Q3 2014 reduction was iShares JPMorgan USD Emerging Markets Bond ETF, cutting an estimated $2.54M.
  • Rotella Capital Management fully exited iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2014, selling an estimated $2.7M.
  • Rotella Capital Management's ten largest holdings make up 32% of its $95.3M portfolio in Q3 2014.
  • Rotella Capital Management opened 136 new positions and closed 195 in Q3 2014.
  • Rotella Capital Management's portfolio value fell 19% quarter-over-quarter to $95.3M.

Based on Rotella Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.