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RCM

Rotella Capital Management Portfolio holdings

AUM $1.47M
1-Year Est. Return 12.32%
This Fund
S&P 500
This Quarter Est. Return
+3.65%
1 Year Est. Return
-12.32%
3 Year Est. Return
+26.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$81.8M
AUM Growth
+$31.3M
Cap. Flow
+$29.8M
Cap. Flow %
36.43%
Top 10 Hldgs %
42.66%
Holding
290
New
190
Increased
33
Reduced
15
Closed
47

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.14M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.66M
3
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$2.5M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$2.36M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$2.3M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.99M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.65M
3
GVI icon
iShares Intermediate Government/Credit Bond ETF
GVI
+$1.28M
4
IFLN
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
+$1.14M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$903K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Industrials 3.62%
3 Healthcare 3.5%
4 Financials 3.07%
5 Communication Services 2.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIMG
126
DELISTED
SILICON IMAGE INC
SIMG
$80K 0.1%
+11,600
New +$71.5K
MNI
127
DELISTED
The McClatchy Company Class A Common Stock
MNI
$78K 0.1%
+1,222
New +$62.3K
KEM
128
DELISTED
KEMET Corporation
KEM
$78K 0.1%
+13,386
New +$76.2K
BLDP
129
Ballard Power Systems
BLDP
$769M
$77K 0.09%
17,600
+4,600
+35% +$14.9K
JST
130
DELISTED
JINPAN INT'L LTD(COMMON)
JST
$77K 0.09%
+10,184
New +$83.8K
GTE icon
131
Gran Tierra Energy
GTE
$335M
$76K 0.09%
+1,010
New +$73.5K
TNK icon
132
Teekay Tankers
TNK
$2.67B
$76K 0.09%
+2,675
New +$83.7K
TAST
133
DELISTED
Carrols Restaurant Group, Inc.
TAST
$75K 0.09%
+10,525
New +$70.8K
SCMP
134
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$75K 0.09%
+10,495
New +$89.8K
ANTH
135
DELISTED
Anthera Pharmaceuticals, Inc.
ANTH
$73K 0.09%
+2,738
New +$69.5K
CMCSK
136
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$73K 0.09%
+1,500
New +$73K
BGMS
137
Bio Green Med Solution Inc
BGMS
$5.35M
– –
0
– –
III icon
138
Information Services Group
III
$239M
$72K 0.09%
14,585
+4,243
+41% +$21.5K
PSHG icon
139
Performance Shipping
PSHG
$21.5M
– –
0
– –
SQNM
140
DELISTED
SEQUENOM INC NEW
SQNM
$71K 0.09%
+28,980
New +$69.1K
CBR
141
DELISTED
CIBER Inc.
CBR
$70K 0.09%
+15,371
New +$66.6K
WRES
142
DELISTED
WARREN RESOURCES INC
WRES
$70K 0.09%
14,493
-5,160
-26% -$19.9K
MTEM
143
DELISTED
Molecular Templates, Inc.
MTEM
$69K 0.08%
+88
New +$71.5K
SUMR
144
DELISTED
Summer Infant, Inc.
SUMR
$68K 0.08%
3,622
+813
+29% +$14.5K
CRIS icon
145
Curis
CRIS
$8.59M
$67K 0.08%
+12
New +$72.1K
SMT
146
DELISTED
SMART TECHNOLOGIES INC COM NEW
SMT
$67K 0.08%
1,407
+407
+41% +$12.8K
RBBN icon
147
Ribbon Communications
RBBN
$376M
$66K 0.08%
+3,940
New +$65.5K
BSIN
148
Big Sky Industrial
BSIN
$62.8M
$66K 0.08%
+230
New +$54K
MTSN
149
DELISTED
MATTSON TECHNOLOGY INC
MTSN
$66K 0.08%
+28,571
New +$76.4K
ENZ
150
DELISTED
Enzo Biochem, Inc.
ENZ
$65K 0.08%
+15,516
New +$53.2K
4 5
6
7 8

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Rotella Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Rotella Capital Management held 290 positions worth $81.8M, up 62% from $50.6M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Rotella Capital Management deployed $29.8M of net new capital in Q1 2014, opening 190 new positions and adding to 33 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 38,800 shares worth $4.23M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 2.3% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $1.99M trimmed.

  • Rotella Capital Management's largest Q1 2014 buy was iShares 20+ Year Treasury Bond ETF: 38,800 shares worth $4.23M.
  • Rotella Capital Management added most to Vanguard Dividend Appreciation ETF in Q1 2014, an estimated $2.66M increase.
  • Rotella Capital Management's biggest Q1 2014 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.99M.
  • Rotella Capital Management fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2014, selling an estimated $1.65M.
  • Rotella Capital Management's ten largest holdings make up 43% of its $81.8M portfolio in Q1 2014.
  • Rotella Capital Management opened 190 new positions and closed 47 in Q1 2014.
  • Rotella Capital Management's portfolio value rose 62% quarter-over-quarter to $81.8M.

Based on Rotella Capital Management's 13F filing for Q1 2014, filed 21 May 2014.