We are live on ! Find out more
RCM

Rotella Capital Management Portfolio holdings

AUM $1.47M
1-Year Est. Return 12.32%
This Fund
S&P 500
This Quarter Est. Return
-1.81%
1 Year Est. Return
-12.32%
3 Year Est. Return
+26.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$95.3M
AUM Growth
-$22.8M
Cap. Flow
-$19.7M
Cap. Flow %
-20.64%
Top 10 Hldgs %
32.49%
Holding
506
New
136
Increased
66
Reduced
94
Closed
195

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.34M
2
FMC icon
FMC
FMC
+$2.21M
3
MAT icon
Mattel
MAT
+$2.08M
4
BND icon
Vanguard Total Bond Market
BND
+$976K
5
INTC icon
Intel
INTC
+$923K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.7M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$2.54M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.81M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$1.66M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.52M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.95%
2 Technology 7.7%
3 Materials 6.49%
4 Industrials 4.52%
5 Healthcare 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYUT
451
DELISTED
Synutra International, Inc.
SYUT
– –
-11,822
Closed -$79K
CSC
452
DELISTED
Computer Sciences
CSC
– –
-7,594
Closed -$202K
APOL
453
DELISTED
Apollo Education Group Inc Class A
APOL
– –
-6,900
Closed -$216K
PCO
454
DELISTED
Pendrell Corporation - Class A
PCO
– –
-15
Closed -$26K
OUTR
455
DELISTED
OUTERWALL INC
OUTR
– –
-3,900
Closed -$231K
IHS
456
DELISTED
IHS INC CL-A COM STK
IHS
– –
-1,600
Closed -$217K
CVC
457
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
– –
-10,800
Closed -$191K
ALXA
458
DELISTED
Alexza Pharmaceuticals Inc
ALXA
– –
-29,833
Closed -$136K
MTSN
459
DELISTED
MATTSON TECHNOLOGY INC
MTSN
– –
-11,371
Closed -$25K
GSIG
460
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
– –
-11,790
Closed -$150K
CRWN
461
DELISTED
CROWN MEDIA HOLDINGS INC CL-A
CRWN
– –
-10,652
Closed -$39K
RJET
462
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
– –
-16,685
Closed -$181K
GMCR
463
DELISTED
KEURIG GREEN MTN INC
GMCR
– –
-2,800
Closed -$349K
GRH
464
DELISTED
GREENHUNTER RESOURCES INC. COM
GRH
– –
-46,657
Closed -$93K
DYAX
465
DELISTED
DYAX CORPORATION
DYAX
– –
-14,416
Closed -$138K
MEIL
466
DELISTED
METHES ENERGIES INTL LTD
MEIL
– –
-12,400
Closed -$24K
WAVX
467
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
– –
-1,138
Closed -$16K
PSEM
468
DELISTED
PERICOM SEMICONDUCTOR CP
PSEM
– –
-22,051
Closed -$199K
EROC
469
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
– –
-17,100
Closed -$85K
SUTR
470
DELISTED
Sutor Technology Group Limited Common Stock
SUTR
– –
-23,205
Closed -$23K
LO
471
DELISTED
LORILLARD INC COM STK
LO
– –
-5,632
Closed -$343K
VIEW
472
DELISTED
VIEWTRAN GROUP INC, ORD SHS
VIEW
– –
-10,529
Closed -$21K
CHLN
473
DELISTED
CHINA HSG & LD DEV IN COM NEW
CHLN
– –
-3,041
Closed -$28K
GFIG
474
DELISTED
GFI GROUP INC
GFIG
– –
-19,493
Closed -$65K
JRN
475
DELISTED
JOURNAL COMMUNICATIONS INC CL-A
JRN
– –
-16,385
Closed -$145K
17 18
19
20 21

Similar funds

LCM
Leonard Capital Management Vero Beach, Florida $5.25M AUM
USO
Union Square Opportunity New York $5.73M AUM 56.81% 1-Year Est. Return
IVMX
Institutional Venture Management XII Menlo Park, California $7.07M AUM 53.31% 1-Year Est. Return
GOCM
Green Owl Capital Management New York $16.2M AUM 29.92% 1-Year Est. Return
TBAM
True Bearing Asset Management San Francisco, California $19M AUM 6.13% 1-Year Est. Return
KCP
Kortright Capital Partners New York $29.5M AUM 18.43% 1-Year Est. Return
LWA
Lebenthal Wealth Advisors New York $34M AUM
LPPI
LS Power Partners II New York $37.8M AUM 18.01% 1-Year Est. Return

Rotella Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Rotella Capital Management held 506 positions worth $95.3M, down 19% from $118M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Rotella Capital Management withdrew a net $19.7M in Q3 2014, closing 195 positions and reducing 94 holdings. Its most notable exit was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $2.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8% of assets, up from 2.9% a quarter earlier, followed by Technology and Materials.

Against the trend, Rotella Capital Management opened a new position in FMC worth $1.93M.

  • Rotella Capital Management's largest Q3 2014 buy was FMC: 38,856 shares worth $1.93M.
  • Rotella Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $3.34M increase.
  • Rotella Capital Management's biggest Q3 2014 reduction was iShares JPMorgan USD Emerging Markets Bond ETF, cutting an estimated $2.54M.
  • Rotella Capital Management fully exited iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2014, selling an estimated $2.7M.
  • Rotella Capital Management's ten largest holdings make up 32% of its $95.3M portfolio in Q3 2014.
  • Rotella Capital Management opened 136 new positions and closed 195 in Q3 2014.
  • Rotella Capital Management's portfolio value fell 19% quarter-over-quarter to $95.3M.

Based on Rotella Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.