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RCM

Rotella Capital Management Portfolio holdings

AUM $1.47M
1-Year Est. Return 12.32%
This Fund
S&P 500
This Quarter Est. Return
-1.81%
1 Year Est. Return
-12.32%
3 Year Est. Return
+26.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$95.3M
AUM Growth
-$22.8M
Cap. Flow
-$19.7M
Cap. Flow %
-20.64%
Top 10 Hldgs %
32.49%
Holding
506
New
136
Increased
66
Reduced
94
Closed
195

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.34M
2
FMC icon
FMC
FMC
+$2.21M
3
MAT icon
Mattel
MAT
+$2.08M
4
BND icon
Vanguard Total Bond Market
BND
+$976K
5
INTC icon
Intel
INTC
+$923K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.7M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$2.54M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.81M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$1.66M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.52M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.95%
2 Technology 7.7%
3 Materials 6.49%
4 Industrials 4.52%
5 Healthcare 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PACB icon
376
Pacific Biosciences
PACB
$363M
– –
-19,866
Closed -$123K
PM icon
377
Philip Morris
PM
$293B
– –
-8,823
Closed -$744K
PNNT
378
Pennant Park Investment Corp
PNNT
$236M
– –
-11,343
Closed -$130K
PRU icon
379
Prudential Financial
PRU
$41.9B
– –
-2,400
Closed -$213K
CNSY
380
Cerenome, Inc. Common Stock
CNSY
$26.6M
– –
0
– -$151K
BCIC
381
BCP Investment Corp
BCIC
$91.5M
– –
-1,031
Closed -$88K
PXLW icon
382
Pixelworks
PXLW
$40.6M
– –
-925
Closed -$84K
QCOM icon
383
Qualcomm
QCOM
$168B
– –
-4,325
Closed -$343K
RBBN icon
384
Ribbon Communications
RBBN
$376M
– –
-4,280
Closed -$77K
RDNT icon
385
RadNet
RDNT
$5.36B
– –
-14,498
Closed -$96K
RFIL icon
386
RF Industries
RFIL
$142M
– –
-10,507
Closed -$63K
RGR icon
387
Sturm, Ruger & Co
RGR
$604M
– –
-3,400
Closed -$201K
SA
388
Seabridge Gold
SA
$3.12B
– –
-13,700
Closed -$129K
SB icon
389
Safe Bulkers
SB
$781M
– –
-15,600
Closed -$152K
SDS icon
390
ProShares UltraShort S&P500
SDS
$394M
– –
-359
Closed -$913K
SGMA
391
DELISTED
Sigmatron International
SGMA
– –
-11,440
Closed -$138K
SH icon
392
ProShares Short S&P500
SH
$902M
– –
-5,375
Closed -$1M
SIGA icon
393
SIGA Technologies
SIGA
$224M
– –
-66,973
Closed -$189K
SNOA icon
394
Sonoma Pharmaceuticals
SNOA
$5.98M
– –
-19
Closed -$54K
SSO icon
395
ProShares Ultra S&P500
SSO
$8.26B
– –
-112,000
Closed -$810K
STRR
396
DELISTED
Star Equity Holdings
STRR
– –
-225
Closed -$40K
TRV icon
397
Travelers Companies
TRV
$80.5B
– –
-4,621
Closed -$435K
TURN
398
DELISTED
180 Degree Capital
TURN
– –
-4,782
Closed -$46K
UEC icon
399
Uranium Energy
UEC
$5.32B
– –
-27,800
Closed -$44K
UNH icon
400
UnitedHealth
UNH
$367B
– –
-5,825
Closed -$476K
14 15
16
17 18

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Rotella Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Rotella Capital Management held 506 positions worth $95.3M, down 19% from $118M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Rotella Capital Management withdrew a net $19.7M in Q3 2014, closing 195 positions and reducing 94 holdings. Its most notable exit was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $2.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8% of assets, up from 2.9% a quarter earlier, followed by Technology and Materials.

Against the trend, Rotella Capital Management opened a new position in FMC worth $1.93M.

  • Rotella Capital Management's largest Q3 2014 buy was FMC: 38,856 shares worth $1.93M.
  • Rotella Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $3.34M increase.
  • Rotella Capital Management's biggest Q3 2014 reduction was iShares JPMorgan USD Emerging Markets Bond ETF, cutting an estimated $2.54M.
  • Rotella Capital Management fully exited iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2014, selling an estimated $2.7M.
  • Rotella Capital Management's ten largest holdings make up 32% of its $95.3M portfolio in Q3 2014.
  • Rotella Capital Management opened 136 new positions and closed 195 in Q3 2014.
  • Rotella Capital Management's portfolio value fell 19% quarter-over-quarter to $95.3M.

Based on Rotella Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.