We are live on ! Find out more
RCM

Rotella Capital Management Portfolio holdings

AUM $1.47M
1-Year Est. Return 12.32%
This Fund
S&P 500
This Quarter Est. Return
-1.81%
1 Year Est. Return
-12.32%
3 Year Est. Return
+26.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$95.3M
AUM Growth
-$22.8M
Cap. Flow
-$19.7M
Cap. Flow %
-20.64%
Top 10 Hldgs %
32.49%
Holding
506
New
136
Increased
66
Reduced
94
Closed
195

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.34M
2
FMC icon
FMC
FMC
+$2.21M
3
MAT icon
Mattel
MAT
+$2.08M
4
BND icon
Vanguard Total Bond Market
BND
+$976K
5
INTC icon
Intel
INTC
+$923K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.7M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$2.54M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.81M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$1.66M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.52M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.95%
2 Technology 7.7%
3 Materials 6.49%
4 Industrials 4.52%
5 Healthcare 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GT icon
351
Goodyear
GT
$1.85B
– –
-7,400
Closed -$206K
HLF icon
352
Herbalife
HLF
$1.29B
– –
-8,200
Closed -$265K
HOFT icon
353
Hooker Furnishings Corp
HOFT
$166M
– –
-14,191
Closed -$229K
HTGC icon
354
Hercules Capital
HTGC
$3.23B
– –
-10,300
Closed -$166K
ICAD
355
DELISTED
iCAD Inc
ICAD
– –
-22,085
Closed -$142K
IGSB icon
356
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
– –
-51,200
Closed -$2.7M
III icon
357
Information Services Group
III
$248M
– –
-16,315
Closed -$78K
ILMN icon
358
Illumina
ILMN
$28.4B
– –
-2,159
Closed -$375K
IMKTA icon
359
Ingles Markets
IMKTA
$1.67B
– –
-7,695
Closed -$203K
INO icon
360
Inovio Pharmaceuticals
INO
$69M
– –
-1,246
Closed -$163K
KR icon
361
Kroger
KR
$34.8B
– –
-18,284
Closed -$452K
LEU icon
362
Centrus Energy
LEU
$3.76B
– –
-1,495
Closed -$50K
MBI icon
363
MBIA
MBI
$260M
– –
-14,000
Closed -$155K
MDGL icon
364
Madrigal Pharmaceuticals
MDGL
$11.8B
– –
-717
Closed -$103K
MET icon
365
MetLife
MET
$62.4B
– –
-4,376
Closed -$217K
MFA
366
MFA Financial
MFA
$933M
– –
-2,850
Closed -$94K
MGA icon
367
Magna International
MGA
$18.8B
– –
-4,000
Closed -$216K
MRCY icon
368
Mercury Systems
MRCY
$6.52B
– –
-19,348
Closed -$219K
MRVL icon
369
Marvell Technology
MRVL
$196B
– –
-12,900
Closed -$185K
MU icon
370
Micron Technology
MU
$991B
– –
-19,900
Closed -$656K
MXL icon
371
MaxLinear
MXL
$6.8B
– –
-13,777
Closed -$139K
NEO icon
372
NeoGenomics
NEO
$2.13B
– –
-14,913
Closed -$50K
NTAP icon
373
NetApp
NTAP
$37.2B
– –
-12,400
Closed -$453K
NVAX icon
374
Novavax
NVAX
$1.31B
– –
-693
Closed -$64K
OSUR icon
375
OraSure Technologies
OSUR
$279M
– –
-10,400
Closed -$90K
13 14
15
16 17

Similar funds

LCM
Leonard Capital Management Vero Beach, Florida $5.25M AUM
USO
Union Square Opportunity New York $5.73M AUM 56.81% 1-Year Est. Return
IVMX
Institutional Venture Management XII Menlo Park, California $7.07M AUM 53.31% 1-Year Est. Return
GOCM
Green Owl Capital Management New York $16.2M AUM 29.92% 1-Year Est. Return
TBAM
True Bearing Asset Management San Francisco, California $19M AUM 6.13% 1-Year Est. Return
KCP
Kortright Capital Partners New York $29.5M AUM 18.43% 1-Year Est. Return
LWA
Lebenthal Wealth Advisors New York $34M AUM
LPPI
LS Power Partners II New York $37.8M AUM 18.01% 1-Year Est. Return

Rotella Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Rotella Capital Management held 506 positions worth $95.3M, down 19% from $118M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Rotella Capital Management withdrew a net $19.7M in Q3 2014, closing 195 positions and reducing 94 holdings. Its most notable exit was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $2.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8% of assets, up from 2.9% a quarter earlier, followed by Technology and Materials.

Against the trend, Rotella Capital Management opened a new position in FMC worth $1.93M.

  • Rotella Capital Management's largest Q3 2014 buy was FMC: 38,856 shares worth $1.93M.
  • Rotella Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $3.34M increase.
  • Rotella Capital Management's biggest Q3 2014 reduction was iShares JPMorgan USD Emerging Markets Bond ETF, cutting an estimated $2.54M.
  • Rotella Capital Management fully exited iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2014, selling an estimated $2.7M.
  • Rotella Capital Management's ten largest holdings make up 32% of its $95.3M portfolio in Q3 2014.
  • Rotella Capital Management opened 136 new positions and closed 195 in Q3 2014.
  • Rotella Capital Management's portfolio value fell 19% quarter-over-quarter to $95.3M.

Based on Rotella Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.