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RCM

Rotella Capital Management Portfolio holdings

AUM $1.47M
1-Year Est. Return 12.32%
This Fund
S&P 500
This Quarter Est. Return
-1.81%
1 Year Est. Return
-12.32%
3 Year Est. Return
+26.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$95.3M
AUM Growth
-$22.8M
Cap. Flow
-$19.7M
Cap. Flow %
-20.64%
Top 10 Hldgs %
32.49%
Holding
506
New
136
Increased
66
Reduced
94
Closed
195

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.34M
2
FMC icon
FMC
FMC
+$2.21M
3
MAT icon
Mattel
MAT
+$2.08M
4
BND icon
Vanguard Total Bond Market
BND
+$976K
5
INTC icon
Intel
INTC
+$923K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.7M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$2.54M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.81M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$1.66M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.52M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.95%
2 Technology 7.7%
3 Materials 6.49%
4 Industrials 4.52%
5 Healthcare 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CALX icon
326
Calix
CALX
$2.36B
– –
-13,302
Closed -$109K
CBAT icon
327
CBAK Energy Technology Ltd
CBAT
$53M
– –
-16,876
Closed -$40K
CIM
328
Chimera Investment
CIM
$993M
– –
-807
Closed -$39K
CREG
329
DELISTED
Smart Powerr
CREG
– –
-1
Closed -$26K
CVLG icon
330
Covenant Logistics
CVLG
$879M
– –
-22,494
Closed -$145K
DAL icon
331
Delta Air Lines
DAL
$60.5B
– –
-7,900
Closed -$306K
DHT icon
332
DHT Holdings
DHT
$2.96B
– –
-17,148
Closed -$123K
DIS icon
333
Walt Disney
DIS
$181B
– –
-3,700
Closed -$317K
DLTR icon
334
Dollar Tree
DLTR
$24.9B
– –
-8,838
Closed -$481K
DNN icon
335
Denison Mines
DNN
$2.83B
– –
-32,110
Closed -$40K
DRRX
336
DELISTED
DURECT Corp
DRRX
– –
-1,215
Closed -$22K
DXD icon
337
ProShares UltraShort Dow 30
DXD
$38.4M
– –
-1,820
Closed -$931K
DXLG icon
338
Destination XL Group
DXLG
$32.6M
– –
-18,692
Closed -$103K
EWZ icon
339
iShares MSCI Brazil ETF
EWZ
$9.07B
– –
-14,700
Closed -$702K
EXC icon
340
Exelon
EXC
$46.7B
– –
-8,629
Closed -$225K
FFIV icon
341
F5
FFIV
$23.5B
– –
-1,918
Closed -$214K
FONR
342
DELISTED
Fonar
FONR
– –
-18,113
Closed -$221K
GAIN icon
343
Gladstone Investment Corp
GAIN
$671M
– –
-10,921
Closed -$81K
GLAD icon
344
Gladstone Capital
GLAD
$441M
– –
-6,488
Closed -$131K
GLD icon
345
SPDR Gold Trust
GLD
$138B
– –
-6,200
Closed -$794K
GNTX icon
346
Gentex
GNTX
$4.96B
– –
-19,000
Closed -$276K
GOOG icon
347
Alphabet (Google) Class C
GOOG
$4.36T
– –
-12,033
Closed -$351K
GRBK icon
348
Green Brick Partners
GRBK
$3.07B
– –
-17,584
Closed -$79K
GRMN
349
Garmin
GRMN
$58.2B
– –
-9,700
Closed -$591K
GSAT icon
350
Globalstar
GSAT
$10.7B
– –
-1,047
Closed -$67K
12 13
14
15 16

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IVMX
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GOCM
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TBAM
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KCP
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LWA
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LPPI
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Rotella Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Rotella Capital Management held 506 positions worth $95.3M, down 19% from $118M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Rotella Capital Management withdrew a net $19.7M in Q3 2014, closing 195 positions and reducing 94 holdings. Its most notable exit was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $2.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8% of assets, up from 2.9% a quarter earlier, followed by Technology and Materials.

Against the trend, Rotella Capital Management opened a new position in FMC worth $1.93M.

  • Rotella Capital Management's largest Q3 2014 buy was FMC: 38,856 shares worth $1.93M.
  • Rotella Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $3.34M increase.
  • Rotella Capital Management's biggest Q3 2014 reduction was iShares JPMorgan USD Emerging Markets Bond ETF, cutting an estimated $2.54M.
  • Rotella Capital Management fully exited iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2014, selling an estimated $2.7M.
  • Rotella Capital Management's ten largest holdings make up 32% of its $95.3M portfolio in Q3 2014.
  • Rotella Capital Management opened 136 new positions and closed 195 in Q3 2014.
  • Rotella Capital Management's portfolio value fell 19% quarter-over-quarter to $95.3M.

Based on Rotella Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.