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RCM

Rotella Capital Management Portfolio holdings

AUM $1.47M
1-Year Est. Return 12.32%
This Fund
S&P 500
This Quarter Est. Return
-1.81%
1 Year Est. Return
-12.32%
3 Year Est. Return
+26.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$95.3M
AUM Growth
-$22.8M
Cap. Flow
-$19.7M
Cap. Flow %
-20.64%
Top 10 Hldgs %
32.49%
Holding
506
New
136
Increased
66
Reduced
94
Closed
195

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.34M
2
FMC icon
FMC
FMC
+$2.21M
3
MAT icon
Mattel
MAT
+$2.08M
4
BND icon
Vanguard Total Bond Market
BND
+$976K
5
INTC icon
Intel
INTC
+$923K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.7M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$2.54M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.81M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$1.66M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.52M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.95%
2 Technology 7.7%
3 Materials 6.49%
4 Industrials 4.52%
5 Healthcare 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVM
301
Silvercorp Metals
SVM
$2.39B
$17K 0.02%
10,805
-6,400
-37% -$11.8K
ALSK
302
DELISTED
Alaska Communications Systems
ALSK
$16K 0.02%
+10,490
New +$18.2K
KWK
303
DELISTED
QUICKSILVER RESOURCES INC
KWK
$16K 0.02%
25,900
-20,600
-44% -$31.3K
DNDN
304
DELISTED
DENDREON CORPORATION
DNDN
$16K 0.02%
10,800
-9,600
-47% -$16.8K
CACH
305
DELISTED
CACHE INC (DE)
CACH
$15K 0.02%
+17,964
New +$20.9K
LODE icon
306
Comstock
LODE
$235M
$14K 0.01%
46
-15
-25% -$5.7K
SMSI icon
307
Smith Micro Software
SMSI
$15.7M
$13K 0.01%
+94
New +$15.5K
DFBG
308
DELISTED
Differential Brands Group Inc
DFBG
$13K 0.01%
+443
New +$14.2K
EDMC
309
DELISTED
EDUCATION MGMT CORP NEW COM STK (PA)
EDMC
$13K 0.01%
+11,927
New +$16.5K
AMRN
310
Amarin Corp
AMRN
$301M
$11K 0.01%
+505
New +$16.4K
AAPL icon
311
Apple
AAPL
$4.56T
– –
-24,484
Closed -$569K
ADBE icon
312
Adobe
ADBE
$103B
– –
-3,600
Closed -$260K
ADI icon
313
Analog Devices
ADI
$184B
– –
-5,300
Closed -$287K
AIG icon
314
American International
AIG
$42.4B
– –
-3,837
Closed -$209K
AIZ icon
315
Assurant
AIZ
$14.7B
– –
-3,800
Closed -$249K
AMSC icon
316
American Superconductor
AMSC
$1.59B
– –
-2,565
Closed -$42K
ARR
317
Armour Residential REIT
ARR
$2.34B
– –
-693
Closed -$120K
AVGO icon
318
Broadcom
AVGO
$2T
– –
-84,000
Closed -$605K
AZZ icon
319
AZZ Inc
AZZ
$4.53B
– –
-5,457
Closed -$251K
BAX icon
320
Baxter International
BAX
$14B
– –
-38,343
Closed -$1.51M
BLDP
321
Ballard Power Systems
BLDP
$769M
– –
-19,000
Closed -$78K
BLDR icon
322
Builders FirstSource
BLDR
$7.8B
– –
-14,022
Closed -$105K
BNS icon
323
Scotiabank
BNS
$108B
– –
-3,414
Closed -$213K
BUSE icon
324
First Busey Corp
BUSE
$2.59B
– –
-3,840
Closed -$67K
BX icon
325
Blackstone
BX
$107B
– –
-6,522
Closed -$214K
11 12
13
14 15

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Rotella Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Rotella Capital Management held 506 positions worth $95.3M, down 19% from $118M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Rotella Capital Management withdrew a net $19.7M in Q3 2014, closing 195 positions and reducing 94 holdings. Its most notable exit was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $2.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8% of assets, up from 2.9% a quarter earlier, followed by Technology and Materials.

Against the trend, Rotella Capital Management opened a new position in FMC worth $1.93M.

  • Rotella Capital Management's largest Q3 2014 buy was FMC: 38,856 shares worth $1.93M.
  • Rotella Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $3.34M increase.
  • Rotella Capital Management's biggest Q3 2014 reduction was iShares JPMorgan USD Emerging Markets Bond ETF, cutting an estimated $2.54M.
  • Rotella Capital Management fully exited iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2014, selling an estimated $2.7M.
  • Rotella Capital Management's ten largest holdings make up 32% of its $95.3M portfolio in Q3 2014.
  • Rotella Capital Management opened 136 new positions and closed 195 in Q3 2014.
  • Rotella Capital Management's portfolio value fell 19% quarter-over-quarter to $95.3M.

Based on Rotella Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.