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RCM

Rotella Capital Management Portfolio holdings

AUM $1.47M
1-Year Est. Return 12.32%
This Fund
S&P 500
This Quarter Est. Return
-1.81%
1 Year Est. Return
-12.32%
3 Year Est. Return
+26.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$95.3M
AUM Growth
-$22.8M
Cap. Flow
-$19.7M
Cap. Flow %
-20.64%
Top 10 Hldgs %
32.49%
Holding
506
New
136
Increased
66
Reduced
94
Closed
195

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.34M
2
FMC icon
FMC
FMC
+$2.21M
3
MAT icon
Mattel
MAT
+$2.08M
4
BND icon
Vanguard Total Bond Market
BND
+$976K
5
INTC icon
Intel
INTC
+$923K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.7M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$2.54M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.81M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$1.66M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.52M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.95%
2 Technology 7.7%
3 Materials 6.49%
4 Industrials 4.52%
5 Healthcare 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFO
276
DELISTED
INFOSONICS CORPORATION
IFO
$31K 0.03%
+15,700
New +$31K
MEA
277
DELISTED
METALICO INC
MEA
$30K 0.03%
27,342
+12,151
+80% +$15.9K
TCRT icon
278
Alaunos Therapeutics
TCRT
$4.86M
$29K 0.03%
74
-52
-41% -$25.1K
FRTX
279
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$29K 0.03%
8
+1
+14% +$3.89K
OMEX icon
280
Odyssey Marine Exploration
OMEX
$44M
$28K 0.03%
2,527
-1,083
-30% -$15.8K
CDMO
281
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$28K 0.03%
+2,967
New +$33.2K
RBPAA
282
DELISTED
Royal Bancshares Of Pennsylvania Inc
RBPAA
$28K 0.03%
+17,700
New +$31.3K
UNIS
283
DELISTED
Unilife Corporation
UNIS
$28K 0.03%
1,230
-1,240
-50% -$31.3K
PTN
284
Palatin Technologies
PTN
$14M
$27K 0.03%
23
-33
-59% -$39.8K
OXGN
285
DELISTED
OXIGENE INC COM
OXGN
$27K 0.03%
+12,713
New +$29.5K
BTG icon
286
B2Gold
BTG
$5.45B
$26K 0.03%
+12,900
New +$32.5K
CNVS icon
287
Cineverse
CNVS
$62.3M
$25K 0.03%
80
-172
-68% -$72.2K
ARQL
288
DELISTED
Arqule Inc
ARQL
$24K 0.03%
21,846
+5,200
+31% +$6.84K
PLM
289
DELISTED
PolyMet Mining Corp.
PLM
$24K 0.03%
2,210
-110
-5% -$1.27K
FALC
290
DELISTED
FalconStor Software Inc
FALC
$23K 0.02%
+19,786
New +$27.8K
GIG
291
DELISTED
GigPeak, Inc.
GIG
$23K 0.02%
19,416
-4,784
-20% -$6.18K
PULS
292
DELISTED
PULSE ELECTRONICS CORP COM STK (PA)NEW
PULS
$23K 0.02%
+17,220
New +$39.5K
GBR icon
293
New Concept Energy
GBR
$3.52M
$22K 0.02%
14,259
+2,472
+21% +$5.12K
RTK
294
DELISTED
Rentech, Inc.
RTK
$22K 0.02%
+1,290
New +$28K
CTLP
295
DELISTED
Cantaloupe
CTLP
$21K 0.02%
11,785
-9,156
-44% -$18.1K
LFVN icon
296
LifeVantage
LFVN
$83M
$20K 0.02%
+2,460
New +$22.6K
TOPS icon
297
TOP Ships
TOPS
$4.1M
– –
0
– –
FRO icon
298
Frontline
FRO
$8.81B
$19K 0.02%
2,972
-2,155
-42% -$23.6K
LXRX icon
299
Lexicon Pharmaceuticals
LXRX
$1.05B
$19K 0.02%
+1,943
New +$20.7K
MBOT icon
300
Microbot Medical
MBOT
$121M
$18K 0.02%
+9
New +$23.7K
10 11
12
13 14

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TBAM
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LPPI
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Rotella Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Rotella Capital Management held 506 positions worth $95.3M, down 19% from $118M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Rotella Capital Management withdrew a net $19.7M in Q3 2014, closing 195 positions and reducing 94 holdings. Its most notable exit was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $2.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8% of assets, up from 2.9% a quarter earlier, followed by Technology and Materials.

Against the trend, Rotella Capital Management opened a new position in FMC worth $1.93M.

  • Rotella Capital Management's largest Q3 2014 buy was FMC: 38,856 shares worth $1.93M.
  • Rotella Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $3.34M increase.
  • Rotella Capital Management's biggest Q3 2014 reduction was iShares JPMorgan USD Emerging Markets Bond ETF, cutting an estimated $2.54M.
  • Rotella Capital Management fully exited iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2014, selling an estimated $2.7M.
  • Rotella Capital Management's ten largest holdings make up 32% of its $95.3M portfolio in Q3 2014.
  • Rotella Capital Management opened 136 new positions and closed 195 in Q3 2014.
  • Rotella Capital Management's portfolio value fell 19% quarter-over-quarter to $95.3M.

Based on Rotella Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.