We are live on ! Find out more
RCM

Rotella Capital Management Portfolio holdings

AUM $1.47M
1-Year Est. Return 12.32%
This Fund
S&P 500
This Quarter Est. Return
+3.65%
1 Year Est. Return
-12.32%
3 Year Est. Return
+26.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$81.8M
AUM Growth
+$31.3M
Cap. Flow
+$29.8M
Cap. Flow %
36.43%
Top 10 Hldgs %
42.66%
Holding
290
New
190
Increased
33
Reduced
15
Closed
47

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.14M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.66M
3
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$2.5M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$2.36M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$2.3M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.99M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.65M
3
GVI icon
iShares Intermediate Government/Credit Bond ETF
GVI
+$1.28M
4
IFLN
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
+$1.14M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$903K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Industrials 3.62%
3 Healthcare 3.5%
4 Financials 3.07%
5 Communication Services 2.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
276
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
– –
-13,100
Closed -$251K
XLI icon
277
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
– –
-10,900
Closed -$570K
CONN
278
DELISTED
Conn's Inc.
CONN
– –
-2,800
Closed -$221K
JE
279
DELISTED
Just Energy Group Inc
JE
– –
-621
Closed -$147K
PIR
280
DELISTED
Pier 1 Imports, Inc.
PIR
– –
-785
Closed -$362K
SCLN
281
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
– –
-11,272
Closed -$57K
PPP
282
DELISTED
Primero Mining Corp
PPP
– –
-22,062
Closed -$98K
MSLI
283
DELISTED
Merus Labs International Inc.
MSLI
– –
-14,600
Closed -$21K
ENZN
284
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
– –
-13,701
Closed -$16K
APP
285
DELISTED
AMERICAN APPAREL INC COM
APP
– –
-12,593
Closed -$16K
AUQ
286
DELISTED
AURICO GOLD INC COM
AUQ
– –
-10,800
Closed -$40K
GGS
287
DELISTED
GLOBAL GEOPHYSICAL SERVICES, INC COM STK
GGS
– –
-13,401
Closed -$22K
HPOL
288
DELISTED
HARRIS INTERACTIVE INC
HPOL
– –
-15,576
Closed -$31K
NSU
289
DELISTED
Nevsun Resources Ltd.
NSU
– –
-20,700
Closed -$69K
PRMW
290
DELISTED
Primo Water Corporation
PRMW
– –
-10,214
Closed -$27K
8 9 10 11
12

Similar funds

LCM
Leonard Capital Management Vero Beach, Florida $5.25M AUM
USO
Union Square Opportunity New York $5.73M AUM 56.81% 1-Year Est. Return
IVMX
Institutional Venture Management XII Menlo Park, California $7.07M AUM 53.31% 1-Year Est. Return
GOCM
Green Owl Capital Management New York $16.2M AUM 29.92% 1-Year Est. Return
TBAM
True Bearing Asset Management San Francisco, California $19M AUM 6.13% 1-Year Est. Return
KCP
Kortright Capital Partners New York $29.5M AUM 18.43% 1-Year Est. Return
LWA
Lebenthal Wealth Advisors New York $34M AUM
LPPI
LS Power Partners II New York $37.8M AUM 18.01% 1-Year Est. Return

Rotella Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Rotella Capital Management held 290 positions worth $81.8M, up 62% from $50.6M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Rotella Capital Management deployed $29.8M of net new capital in Q1 2014, opening 190 new positions and adding to 33 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 38,800 shares worth $4.23M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 2.3% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $1.99M trimmed.

  • Rotella Capital Management's largest Q1 2014 buy was iShares 20+ Year Treasury Bond ETF: 38,800 shares worth $4.23M.
  • Rotella Capital Management added most to Vanguard Dividend Appreciation ETF in Q1 2014, an estimated $2.66M increase.
  • Rotella Capital Management's biggest Q1 2014 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.99M.
  • Rotella Capital Management fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2014, selling an estimated $1.65M.
  • Rotella Capital Management's ten largest holdings make up 43% of its $81.8M portfolio in Q1 2014.
  • Rotella Capital Management opened 190 new positions and closed 47 in Q1 2014.
  • Rotella Capital Management's portfolio value rose 62% quarter-over-quarter to $81.8M.

Based on Rotella Capital Management's 13F filing for Q1 2014, filed 21 May 2014.