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RCM

Rotella Capital Management Portfolio holdings

AUM $1.47M
1-Year Est. Return 12.32%
This Fund
S&P 500
This Quarter Est. Return
-1.81%
1 Year Est. Return
-12.32%
3 Year Est. Return
+26.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$95.3M
AUM Growth
-$22.8M
Cap. Flow
-$19.7M
Cap. Flow %
-20.64%
Top 10 Hldgs %
32.49%
Holding
506
New
136
Increased
66
Reduced
94
Closed
195

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.34M
2
FMC icon
FMC
FMC
+$2.21M
3
MAT icon
Mattel
MAT
+$2.08M
4
BND icon
Vanguard Total Bond Market
BND
+$976K
5
INTC icon
Intel
INTC
+$923K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.7M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$2.54M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.81M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$1.66M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.52M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.95%
2 Technology 7.7%
3 Materials 6.49%
4 Industrials 4.52%
5 Healthcare 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIGM
251
DELISTED
Sigma Designs Inc
SIGM
$45K 0.05%
+10,528
New +$48.4K
CBB
252
DELISTED
Cincinnati Bell Inc.
CBB
$45K 0.05%
2,660
-1,160
-30% -$21.8K
SORL
253
DELISTED
SORL Auto Parts, Inc.
SORL
$45K 0.05%
10,343
-15,400
-60% -$57.4K
WINT
254
DELISTED
Windtree Therapeutics Inc
WINT
$44K 0.05%
1,690
-563
-25% -$13.6K
VTG
255
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
$43K 0.05%
34,000
-25,700
-43% -$45.9K
PRGN
256
DELISTED
PARAGON SHIPPING INC CL A NEW (MHL)
PRGN
$42K 0.04%
+276
New +$53.5K
ALT icon
257
Altimmune
ALT
$585M
$41K 0.04%
78
-87
-53% -$45.5K
CVM icon
258
CEL-SCI Corp
CVM
$28.1M
$41K 0.04%
60
-31
-34% -$24.9K
COWN
259
DELISTED
Cowen Inc. Class A Common Stock
COWN
$41K 0.04%
2,726
-4,325
-61% -$70.8K
PRTK
260
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$40K 0.04%
+1,629
New +$42.5K
GSB
261
DELISTED
GlobalSCAPE, Inc.
GSB
$40K 0.04%
16,569
-2,829
-15% -$7.03K
SMT
262
DELISTED
SMART TECHNOLOGIES INC COM NEW
SMT
$40K 0.04%
2,417
+1,014
+72% +$21.2K
AT
263
DELISTED
Atlantic Power Corporation
AT
$39K 0.04%
16,300
-34,600
-68% -$125K
AOI
264
DELISTED
Alliance One International
AOI
$39K 0.04%
1,978
-1,895
-49% -$43K
DVAX
265
DELISTED
Dynavax Technologies
DVAX
$38K 0.04%
2,670
-1,350
-34% -$19.5K
AAU
266
DELISTED
Almaden Minerals Ltd
AAU
$37K 0.04%
27,368
+3,600
+15% +$5.19K
SPRT
267
DELISTED
support.com, Inc.
SPRT
$37K 0.04%
5,725
+1,733
+43% +$12.5K
GERN icon
268
Geron
GERN
$1.01B
$36K 0.04%
18,081
-1,578
-8% -$3.89K
ULTR
269
DELISTED
ULTRAPETROL (BAHAMAS) LTD COM STK
ULTR
$36K 0.04%
11,537
-11,332
-50% -$37.6K
RSH
270
DELISTED
RADIOSHACK CORP
RSH
$35K 0.04%
+35,800
New +$30.7K
CRIS icon
271
Curis
CRIS
$8.59M
$33K 0.03%
12
-10
-45% -$33.6K
TEU
272
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$33K 0.03%
27,273
+14,004
+106% +$19.5K
ETRM
273
DELISTED
EnteroMedics Inc.
ETRM
$33K 0.03%
25
-41
-62% -$60.1K
THTI
274
DELISTED
THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK
THTI
$32K 0.03%
+22,000
New +$30.1K
ITP icon
275
IT Tech Packaging
ITP
$3.04M
$31K 0.03%
2,242
+660
+42% +$13.1K
9 10
11
12 13

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Rotella Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Rotella Capital Management held 506 positions worth $95.3M, down 19% from $118M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Rotella Capital Management withdrew a net $19.7M in Q3 2014, closing 195 positions and reducing 94 holdings. Its most notable exit was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $2.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8% of assets, up from 2.9% a quarter earlier, followed by Technology and Materials.

Against the trend, Rotella Capital Management opened a new position in FMC worth $1.93M.

  • Rotella Capital Management's largest Q3 2014 buy was FMC: 38,856 shares worth $1.93M.
  • Rotella Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $3.34M increase.
  • Rotella Capital Management's biggest Q3 2014 reduction was iShares JPMorgan USD Emerging Markets Bond ETF, cutting an estimated $2.54M.
  • Rotella Capital Management fully exited iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2014, selling an estimated $2.7M.
  • Rotella Capital Management's ten largest holdings make up 32% of its $95.3M portfolio in Q3 2014.
  • Rotella Capital Management opened 136 new positions and closed 195 in Q3 2014.
  • Rotella Capital Management's portfolio value fell 19% quarter-over-quarter to $95.3M.

Based on Rotella Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.