Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1726
ARK Next Generation Technology ETF
ARKW
$1.6B
| $14.5K | ﹤0.01% |
+91
| New | +$13.7K |
2026 Q3
0 quarters
|
|
1727
Lazard
LAZ
$4.34B
| $14.5K | ﹤0.01% |
+400
| New | +$16.7K |
2026 Q3
0 quarters
|
|
1728
Minerals Technologies
MTX
$1.91B
| $14.5K | ﹤0.01% |
+221
| New | +$15.8K |
2026 Q3
0 quarters
|
|
1729
Prudential
PUK
$31.2B
| $14.4K | ﹤0.01% |
+581
| New | +$16.1K |
2026 Q3
0 quarters
|
|
1730
First Trust Energy AlphaDEX Fund
FXN
$379M
| $14.3K | ﹤0.01% |
+655
| New | +$14.7K |
2026 Q3
0 quarters
|
|
1731
Kennametal
KMT
$1.85B
| $14.3K | ﹤0.01% |
+464
| New | +$14.8K |
2026 Q3
0 quarters
|
|
1732
Constellium
CSTM
$3.01B
| $14.2K | ﹤0.01% |
+588
| New | +$16.3K |
2026 Q3
0 quarters
|
|
1733
Vontier
VNT
$5.8B
| $14.2K | ﹤0.01% |
+453
| New | +$14.4K |
2026 Q3
0 quarters
|
|
1734
Xencor
XNCR
$2.78B
| $14.2K | ﹤0.01% |
+570
| New | +$12.7K |
2026 Q3
0 quarters
|
|
1735
World Kinect Corp
WKC
$1.82B
| $14.2K | ﹤0.01% |
+404
| New | +$14.6K |
2026 Q3
0 quarters
|
|
1736
Mercury Systems
MRCY
$4.96B
| $14.2K | ﹤0.01% |
+171
| New | +$16.5K |
2026 Q3
0 quarters
|
|
1737
Capital Group U.S. Small and Mid Cap ETF
CGMM
$3.54B
| $14.2K | ﹤0.01% |
+458
| New | +$14.8K |
2026 Q3
0 quarters
|
|
1738
Openlane
OPLN
$4.26B
| $14.2K | ﹤0.01% |
+415
| New | +$15.3K |
2026 Q3
0 quarters
|
|
1739
United States Lime & Minerals
USLM
$3.19B
| $14.1K | ﹤0.01% |
+125
| New | +$14.1K |
2026 Q3
0 quarters
|
|
1740
Aurinia Pharmaceuticals
AUPH
$2.11B
| $14.1K | ﹤0.01% |
+872
| New | +$13.9K |
2026 Q3
0 quarters
|
|
1741
Ashland
ASH
$3.5B
| $14.1K | ﹤0.01% |
+207
| New | +$14.6K |
2026 Q3
0 quarters
|
|
1742
Axcelis
ACLS
$3.22B
| $14K | ﹤0.01% |
+107
| New | +$13.7K |
2026 Q3
0 quarters
|
|
1743
Telephone and Data Systems
TDS
$3.43B
| $14K | ﹤0.01% |
+413
| New | +$14.4K |
2026 Q3
0 quarters
|
|
1744
Equinor
EQNR
$102B
| $14K | ﹤0.01% |
+336
| New | +$13.6K |
2026 Q3
0 quarters
|
|
1745
Hayward Holdings
HAYW
$3.43B
| $13.9K | ﹤0.01% |
+1,138
| New | +$16.5K |
2026 Q3
0 quarters
|
|
1746
DHT Holdings
DHT
$3.59B
| $13.9K | ﹤0.01% |
+614
| New | +$12K |
2026 Q3
0 quarters
|
|
1747
John Wiley & Sons Class A
WLY
$2.54B
| $13.8K | ﹤0.01% |
+290
| New | +$14.7K |
2026 Q3
0 quarters
|
|
1748
AppFolio
APPF
$7.95B
| $13.8K | ﹤0.01% |
+69
| New | +$13.7K |
2026 Q3
0 quarters
|
|
1749
CareDx
CDNA
$4.09B
| $13.8K | ﹤0.01% |
+212
| New | +$9.6K |
2026 Q3
0 quarters
|
|
1750
Veracyte
VCYT
$1.96B
| $13.8K | ﹤0.01% |
+299
| New | +$14.4K |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.