Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
2476
SmartStop Self Storage REIT
SMA
$2.29B
| $2.83K | ﹤0.01% |
+88
| New | +$2.93K |
2026 Q3
0 quarters
|
|
2477
Hyster-Yale Materials Handling
HY
$488M
| $2.83K | ﹤0.01% |
+90
| New | +$3.03K |
2026 Q3
0 quarters
|
|
2478
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.8B
| $2.81K | ﹤0.01% |
+62
| New | +$3.04K |
2026 Q3
0 quarters
|
|
2479
Energizer
ENR
$1.65B
| $2.8K | ﹤0.01% |
+131
| New | +$2.8K |
2026 Q3
0 quarters
|
|
2480
Verastem
VSTM
$1.03B
| $2.79K | ﹤0.01% |
+347
| New | +$2.33K |
2026 Q3
0 quarters
|
|
2481
Univest Financial
UVSP
$1.1B
| $2.79K | ﹤0.01% |
+68
| New | +$2.92K |
2026 Q3
0 quarters
|
|
2482
Calix
CALX
$1.99B
| $2.78K | ﹤0.01% |
+81
| New | +$3.02K |
2026 Q3
0 quarters
|
|
2483
Curbline Properties
CURB
$3.54B
| $2.78K | ﹤0.01% |
+100
| New | +$2.99K |
2026 Q3
0 quarters
|
|
2484
Xometry
XMTR
$6.89B
| $2.78K | ﹤0.01% |
+27
| New | +$2.5K |
2026 Q3
0 quarters
|
|
2485
Futu Holdings
FUTU
$13.4B
| $2.76K | ﹤0.01% |
+25
| New | +$2.71K |
2026 Q3
0 quarters
|
|
2486
Capitol Federal Financial
CFFN
$1.04B
| $2.76K | ﹤0.01% |
+334
| New | +$2.9K |
2026 Q3
0 quarters
|
|
2487
monday.com
MNDY
$3.3B
| $2.75K | ﹤0.01% |
+35
| New | +$3.03K |
2026 Q3
0 quarters
|
|
2488
Embecta
EMBC
$366M
| $2.74K | ﹤0.01% |
+484
| New | +$2.18K |
2026 Q3
0 quarters
|
|
2489
Select Water Solutions
WTTR
$2.24B
| $2.73K | ﹤0.01% |
+138
| New | +$2.74K |
2026 Q3
0 quarters
|
|
2490
Liquidia Corp
LQDA
$5.17B
| $2.72K | ﹤0.01% |
+90
| New | +$6.77K |
2026 Q3
0 quarters
|
|
2491
iShares MSCI Switzerland ETF
EWL
$3.08B
| $2.72K | ﹤0.01% |
+46
| New | +$2.88K |
2026 Q3
0 quarters
|
|
2492
DXP Enterprises
DXPE
$2.38B
| $2.72K | ﹤0.01% |
+15
| New | +$2.69K |
2026 Q3
0 quarters
|
|
2493
POSCO
PKX
$15.2B
| $2.71K | ﹤0.01% |
+48
| New | +$2.7K |
2026 Q3
0 quarters
|
|
2494
Navient Holdings, Inc. Common Stock
NAVI
$584M
| $2.69K | ﹤0.01% |
+297
| New | +$2.68K |
2026 Q3
0 quarters
|
|
2495
Beam Therapeutics
BEAM
$2.36B
| $2.69K | ﹤0.01% |
+110
| New | +$3.06K |
2026 Q3
0 quarters
|
|
2496
Optimum Communications Inc
OPTU
$200M
| $2.69K | ﹤0.01% |
+2,715
| New | +$2.59K |
2026 Q3
0 quarters
|
|
2497
BlackRock Capital Allocation Term Trust
BCAT
$1.39B
| $2.68K | ﹤0.01% |
+196
| New | +$3.03K |
2026 Q3
0 quarters
|
|
2498
RH
RH
$2.45B
| $2.68K | ﹤0.01% |
+22
| New | +$3.48K |
2026 Q3
0 quarters
|
|
2499
Orrstown Financial Services
ORRF
$868M
| $2.68K | ﹤0.01% |
+66
| New | +$2.77K |
2026 Q3
0 quarters
|
|
2500
Marten Transport
MRTN
$982M
| $2.67K | ﹤0.01% |
+207
| New | +$3.12K |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.