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RIM

Rockbridge Investment Management Portfolio holdings

AUM $1.11B
1-Year Est. Return 13.62%
This Fund
S&P 500
This Quarter Est. Return
-1.12%
1 Year Est. Return
+13.62%
3 Year Est. Return
+31.13%
5 Year Est. Return
+24.25%
10 Year Est. Return
–
AUM
$605M
AUM Growth
+$14.9M
Cap. Flow
+$22.5M
Cap. Flow %
3.72%
Top 10 Hldgs %
51.91%
Holding
780
New
37
Increased
144
Reduced
107
Closed
19

Top Buys

Rank Stock Value
1
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.58M
2
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$4.04M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$2.88M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.19M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$1.23M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$386K
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$259K
3
NFLX icon
Netflix
NFLX
+$220K
4
BABA icon
Alibaba
BABA
+$182K
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$166K

Sector Composition

Rank Sector Weight
1 Technology 2.02%
2 Financials 1.31%
3 Healthcare 0.93%
4 Consumer Discretionary 0.75%
5 Communication Services 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMC icon
401
Omnicom Group
OMC
$23.6B
$29K ﹤0.01%
400
– –
LHX icon
402
L3Harris
LHX
$53.3B
$28K ﹤0.01%
128
+15
+13% +$3.41K
PRU icon
403
Prudential Financial
PRU
$42.2B
$28K ﹤0.01%
264
-25
-9% -$2.58K
TJX icon
404
TJX Companies
TJX
$172B
$28K ﹤0.01%
427
+40
+10% +$2.79K
CSWC icon
405
Capital Southwest
CSWC
$1.6B
$27K ﹤0.01%
1,072
+22
+2% +$573
IOO icon
406
iShares Global 100 ETF
IOO
$9.41B
$27K ﹤0.01%
376
– –
NOK icon
407
Nokia
NOK
$52.7B
$27K ﹤0.01%
5,000
– –
PICK icon
408
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.33B
$27K ﹤0.01%
669
– –
HPQ icon
409
HP
HPQ
$26.6B
$26K ﹤0.01%
955
– –
IBMN
410
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$26K ﹤0.01%
924
– –
IBMO icon
411
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$569M
$26K ﹤0.01%
965
– –
IBMP icon
412
iShares iBonds Dec 2027 Term Muni Bond ETF
IBMP
$658M
$26K ﹤0.01%
962
– –
IBMQ icon
413
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$662M
$26K ﹤0.01%
955
– –
IBMM
414
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$26K ﹤0.01%
950
– –
APPN icon
415
Appian
APPN
$2.54B
$25K ﹤0.01%
265
-88
-25% -$9.75K
CLX icon
416
Clorox
CLX
$13.1B
$25K ﹤0.01%
150
– –
FPX icon
417
First Trust US Equity Opportunities ETF
FPX
$1.49B
$25K ﹤0.01%
200
– –
NRK icon
418
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$919M
$25K ﹤0.01%
1,791
– –
OMF icon
419
OneMain Financial
OMF
$7.32B
$25K ﹤0.01%
+450
New +$26.2K
ORI icon
420
Old Republic International
ORI
$10.2B
$25K ﹤0.01%
1,100
– –
IBML
421
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$25K ﹤0.01%
971
– –
IBMK
422
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$25K ﹤0.01%
957
– –
IBMJ
423
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$25K ﹤0.01%
970
– –
AVGO icon
424
Broadcom
AVGO
$1.98T
$24K ﹤0.01%
490
– –
EMN icon
425
Eastman Chemical
EMN
$8.55B
$24K ﹤0.01%
242
– –
15 16
17
18 19

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FLAM
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BCLSI
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MTCM
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CNC
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Rockbridge Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockbridge Investment Management held 780 positions worth $605M, up 2.5% from $590M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Rockbridge Investment Management deployed $22.5M of net new capital in Q3 2021, opening 37 new positions and adding to 144 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 High Dividend ETF: 5,223 shares worth $204K.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amazon, an estimated $386K trimmed.

  • Rockbridge Investment Management's largest Q3 2021 buy was State Street SPDR Portfolio S&P 500 High Dividend ETF: 5,223 shares worth $204K.
  • Rockbridge Investment Management added most to Schwab US Aggregate Bond ETF in Q3 2021, an estimated $6.58M increase.
  • Rockbridge Investment Management's biggest Q3 2021 reduction was Amazon, cutting an estimated $386K.
  • Rockbridge Investment Management fully exited Cinemark Holdings in Q3 2021, selling an estimated $61K.
  • Rockbridge Investment Management's ten largest holdings make up 52% of its $605M portfolio in Q3 2021.
  • Rockbridge Investment Management opened 37 new positions and closed 19 in Q3 2021.
  • Rockbridge Investment Management's portfolio value rose 2.5% quarter-over-quarter to $605M.

Based on Rockbridge Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.