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Rock Point Advisors Portfolio holdings

AUM $370M
1-Year Est. Return 23.84%
This Fund
S&P 500
This Quarter Est. Return
-6.39%
1 Year Est. Return
+23.84%
3 Year Est. Return
+64.6%
5 Year Est. Return
+61.34%
10 Year Est. Return
+227.23%
AUM
$289M
AUM Growth
-$15.6M
Cap. Flow
+$13.3M
Cap. Flow %
4.61%
Top 10 Hldgs %
37.75%
Holding
103
New
11
Increased
32
Reduced
40
Closed
4

Top Buys

Rank Stock Value
1
JCI icon
Johnson Controls International
JCI
+$3.88M
2
WPC icon
W.P. Carey
WPC
+$3.78M
3
TPIC
TPI Composites
TPIC
+$1.93M
4
AMRC icon
Ameresco
AMRC
+$1.92M
5
AY
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
+$1.77M

Top Sells

Rank Stock Value
1
VMW
VMware, Inc
VMW
+$5.17M
2
LUMN icon
Lumen
LUMN
+$4.1M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.56M
4
ALEX
Alexander & Baldwin
ALEX
+$1.36M
5
SAP icon
SAP
SAP
+$1.24M

Sector Composition

Rank Sector Weight
1 Technology 19.81%
2 Financials 18.11%
3 Industrials 15.83%
4 Real Estate 13.95%
5 Healthcare 7.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
51
Johnson & Johnson
JNJ
$635B
$924K 0.32%
5,933
-150
-2% -$24.8K
MUI
52
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$820K 0.28%
80,754
-301
-0.4% -$3.32K
PG icon
53
Procter & Gamble
PG
$343B
$817K 0.28%
5,604
-20
-0.4% -$3.06K
GBIL icon
54
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$740K 0.26%
7,388
-940
-11% -$93.9K
FLRN icon
55
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$736K 0.25%
23,970
-6,750
-22% -$207K
NVO
56
Novo Nordisk
NVO
$216B
$673K 0.23%
7,400
– –
PEP icon
57
PepsiCo
PEP
$186B
$662K 0.23%
3,907
-32
-0.8% -$5.81K
WIA
58
Western Asset Inflation-Linked Income Fund
WIA
$185M
$608K 0.21%
77,783
-4,560
-6% -$37.6K
GSST icon
59
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.55B
$608K 0.21%
12,171
– –
BRK.B icon
60
Berkshire Hathaway Class B
BRK.B
$1.07T
$598K 0.21%
1,707
+250
+17% +$88.7K
SBI
61
Western Asset Intermediate Muni Fund
SBI
$109M
$596K 0.21%
83,200
-150
-0.2% -$1.13K
BND icon
62
Vanguard Total Bond Market
BND
$157B
$582K 0.2%
+8,338
New +$595K
CVX icon
63
Chevron
CVX
$388B
$562K 0.19%
3,335
– –
SHM icon
64
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$552K 0.19%
11,950
– –
VTI icon
65
Vanguard Total Stock Market ETF
VTI
$654B
$539K 0.19%
+2,538
New +$562K
EVV
66
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$503K 0.17%
55,664
-1,730
-3% -$16.1K
BIIB icon
67
Biogen
BIIB
$29.9B
$473K 0.16%
+1,840
New +$492K
VMW
68
DELISTED
VMware, Inc
VMW
$470K 0.16%
2,825
-32,256
-92% -$5.17M
XOM icon
69
ExxonMobil
XOM
$651B
$466K 0.16%
3,965
-115
-3% -$12.6K
BSV icon
70
Vanguard Short-Term Bond ETF
BSV
$44.6B
$448K 0.16%
5,957
-1,185
-17% -$89.3K
MMU
71
Western Asset Managed Municipals Fund
MMU
$549M
$430K 0.15%
48,200
+550
+1% +$5.32K
NEA icon
72
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$427K 0.15%
44,120
-150
-0.3% -$1.57K
SCHA icon
73
Schwab U.S Small- Cap ETF
SCHA
$22.5B
$367K 0.13%
17,734
-50
-0.3% -$1.1K
VXUS icon
74
Vanguard Total International Stock ETF
VXUS
$153B
$360K 0.12%
+6,727
New +$375K
SCHB icon
75
Schwab US Broad Market ETF
SCHB
$42.8B
$339K 0.12%
20,376
-330
-2% -$5.71K
1 2
3
4 5

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FAFC
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CCM
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W
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AM
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CWM
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Rock Point Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Rock Point Advisors held 103 positions worth $289M, down 5.1% from $305M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Rock Point Advisors deployed $13.3M of net new capital in Q3 2023, opening 11 new positions and adding to 32 existing holdings. Its largest new stake was Johnson Controls International: 62,929 shares worth $3.35M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 22% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was VMware, Inc, an estimated $5.17M trimmed.

  • Rock Point Advisors's largest Q3 2023 buy was Johnson Controls International: 62,929 shares worth $3.35M.
  • Rock Point Advisors added most to W.P. Carey in Q3 2023, an estimated $3.78M increase.
  • Rock Point Advisors's biggest Q3 2023 reduction was VMware, Inc, cutting an estimated $5.17M.
  • Rock Point Advisors fully exited Lumen in Q3 2023, selling an estimated $4.1M.
  • Rock Point Advisors's ten largest holdings make up 38% of its $289M portfolio in Q3 2023.
  • Rock Point Advisors opened 11 new positions and closed 4 in Q3 2023.
  • Rock Point Advisors's portfolio value fell 5.1% quarter-over-quarter to $289M.

Based on Rock Point Advisors's 13F filing for Q3 2023, filed 9 Nov 2023.