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Rock Point Advisors Portfolio holdings

AUM $370M
1-Year Est. Return 23.84%
This Fund
S&P 500
This Quarter Est. Return
+2.28%
1 Year Est. Return
+23.84%
3 Year Est. Return
+64.6%
5 Year Est. Return
+61.34%
10 Year Est. Return
+227.23%
AUM
$341M
AUM Growth
-$5.73M
Cap. Flow
-$11.6M
Cap. Flow %
-3.41%
Top 10 Hldgs %
37.17%
Holding
102
New
4
Increased
21
Reduced
48
Closed
6

Top Buys

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$8.09M
2
VMW
VMware, Inc
VMW
+$1.59M
3
T icon
AT&T
T
+$1.27M
4
PZN
Pzena Investment Management, Inc. Class A
PZN
+$865K
5
INTC icon
Intel
INTC
+$820K

Top Sells

Rank Stock Value
1
CB icon
Chubb
CB
+$5.53M
2
ALB icon
Albemarle
ALB
+$4.08M
3
DFIN icon
Donnelley Financial Solutions
DFIN
+$2.79M
4
FBP icon
First Bancorp
FBP
+$2.08M
5
ACN icon
Accenture
ACN
+$1.8M

Sector Composition

Rank Sector Weight
1 Financials 21.59%
2 Technology 18.12%
3 Industrials 13.65%
4 Real Estate 11.81%
5 Healthcare 9.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBIL icon
51
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$1.18M 0.35%
11,786
-420
-3% -$42K
EVV
52
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$1.11M 0.33%
84,433
-39,525
-32% -$525K
JNJ icon
53
Johnson & Johnson
JNJ
$635B
$1.05M 0.31%
6,499
– –
PG icon
54
Procter & Gamble
PG
$343B
$908K 0.27%
6,494
-320
-5% -$45.4K
WIA
55
Western Asset Inflation-Linked Income Fund
WIA
$185M
$795K 0.23%
57,711
-2,488
-4% -$34.8K
NEA icon
56
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$714K 0.21%
46,990
-250
-0.5% -$3.95K
PEP icon
57
PepsiCo
PEP
$186B
$657K 0.19%
4,371
-160
-4% -$24.8K
BSV icon
58
Vanguard Short-Term Bond ETF
BSV
$44.6B
$571K 0.17%
6,970
– –
MFL
59
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$530K 0.16%
36,520
-100
-0.3% -$1.49K
SHM icon
60
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$521K 0.15%
10,550
– –
DIS icon
61
Walt Disney
DIS
$165B
$483K 0.14%
2,857
– –
GE icon
62
GE Aerospace
GE
$367B
$452K 0.13%
7,037
-17
-0.2% -$1.09K
SCHA icon
63
Schwab U.S Small- Cap ETF
SCHA
$22.5B
$445K 0.13%
17,796
-1,600
-8% -$40.6K
SCHM icon
64
Schwab US Mid-Cap ETF
SCHM
$14.6B
$413K 0.12%
16,149
-1,200
-7% -$31.4K
CVX icon
65
Chevron
CVX
$388B
$399K 0.12%
3,933
-24
-0.6% -$2.39K
SABA
66
Saba Capital Income & Opportunities Fund II
SABA
$220M
$392K 0.11%
36,453
– –
NVO
67
Novo Nordisk
NVO
$216B
$365K 0.11%
7,600
– –
BRK.B icon
68
Berkshire Hathaway Class B
BRK.B
$1.07T
$352K 0.1%
1,290
– –
WPM icon
69
Wheaton Precious Metals
WPM
$50.6B
$340K 0.1%
9,040
– –
RELX icon
70
RELX
RELX
$60.1B
$325K 0.1%
11,246
-165
-1% -$4.86K
SCHX icon
71
Schwab US Large- Cap ETF
SCHX
$70.9B
$325K 0.1%
18,738
-3,600
-16% -$64.2K
SCHO icon
72
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$310K 0.09%
12,126
– –
SCHP icon
73
Schwab US TIPS ETF
SCHP
$16.3B
$302K 0.09%
9,662
– –
SCHB icon
74
Schwab US Broad Market ETF
SCHB
$42.8B
$298K 0.09%
17,214
– –
TMO icon
75
Thermo Fisher Scientific
TMO
$211B
$298K 0.09%
522
– –
1 2
3
4 5

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MB
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FAFC
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CCM
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W
WorthPointe La Jolla, California $369M AUM 18.78% 1-Year Est. Return
AM
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CWM
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MHP
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ACA
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Rock Point Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Rock Point Advisors held 102 positions worth $341M, down 1.6% from $347M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Rock Point Advisors withdrew a net $11.6M in Q3 2021, closing 6 positions and reducing 48 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $375K position sold in full.

By sector, the portfolio is most concentrated in Financials at 22% of assets, down from 22% a quarter earlier, followed by Technology and Industrials.

Against the trend, Rock Point Advisors opened a new position in Pultegroup worth $7.15M.

  • Rock Point Advisors's largest Q3 2021 buy was Pultegroup: 155,638 shares worth $7.15M.
  • Rock Point Advisors added most to VMware, Inc in Q3 2021, an estimated $1.59M increase.
  • Rock Point Advisors's biggest Q3 2021 reduction was Chubb, cutting an estimated $5.53M.
  • Rock Point Advisors fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $375K.
  • Rock Point Advisors's ten largest holdings make up 37% of its $341M portfolio in Q3 2021.
  • Rock Point Advisors opened 4 new positions and closed 6 in Q3 2021.
  • Rock Point Advisors's portfolio value fell 1.6% quarter-over-quarter to $341M.

Based on Rock Point Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.