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Rock Point Advisors Portfolio holdings

AUM $370M
1-Year Est. Return 23.84%
This Fund
S&P 500
This Quarter Est. Return
+2.97%
1 Year Est. Return
+23.84%
3 Year Est. Return
+64.6%
5 Year Est. Return
+61.34%
10 Year Est. Return
+227.23%
AUM
$194M
AUM Growth
+$3.01M
Cap. Flow
-$2.54M
Cap. Flow %
-1.31%
Top 10 Hldgs %
44.49%
Holding
88
New
8
Increased
32
Reduced
29
Closed
7

Top Buys

Rank Stock Value
1
ZBH icon
Zimmer Biomet
ZBH
+$5.72M
2
VOD icon
Vodafone
VOD
+$3.61M
3
GILD icon
Gilead Sciences
GILD
+$3.43M
4
HDP
Hortonworks, Inc.
HDP
+$2.66M
5
AMG icon
Affiliated Managers Group
AMG
+$2.54M

Top Sells

Rank Stock Value
1
GLW icon
Corning
GLW
+$5.46M
2
AJG icon
Arthur J. Gallagher & Co
AJG
+$3.31M
3
HBI
Hanesbrands
HBI
+$2.99M
4
MXWL
Maxwell Technologies Inc
MXWL
+$2.57M
5
LAYN
Layne Christensen Co
LAYN
+$2.05M

Sector Composition

Rank Sector Weight
1 Financials 24.63%
2 Healthcare 15.71%
3 Technology 13.67%
4 Industrials 11.17%
5 Real Estate 5.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAL icon
26
Delta Air Lines
DAL
$55.4B
$2.68M 1.38%
54,525
-3,670
-6% -$167K
HDP
27
DELISTED
Hortonworks, Inc.
HDP
$2.66M 1.37%
+320,095
New +$2.66M
AMG icon
28
Affiliated Managers Group
AMG
$9.77B
$2.54M 1.31%
+17,460
New +$2.54M
LIVN icon
29
LivaNova
LIVN
$4.43B
$2.48M 1.28%
55,140
+15,985
+41% +$785K
APTV icon
30
Aptiv
APTV
$12.2B
$2.41M 1.24%
35,770
+160
+0.4% +$10.7K
SPWR
31
DELISTED
SunPower Corporation Common Stock
SPWR
$2.28M 1.17%
525,890
+88,527
+20% +$433K
HWM icon
32
Howmet Aerospace
HWM
$109B
$1.87M 0.96%
+131,558
New +$1.98M
CPN
33
DELISTED
Calpine Corporation
CPN
$1.85M 0.95%
161,870
-91,300
-36% -$1.08M
WIA
34
Western Asset Inflation-Linked Income Fund
WIA
$187M
$1.73M 0.89%
+150,400
New +$1.7M
ADSK icon
35
Autodesk
ADSK
$46.1B
$1.38M 0.71%
18,595
-20,375
-52% -$1.5M
MUI
36
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$1.2M 0.61%
86,605
+4,560
+6% +$64.7K
BSV icon
37
Vanguard Short-Term Bond ETF
BSV
$44.7B
$1.13M 0.58%
14,190
-345
-2% -$27.6K
GE icon
38
GE Aerospace
GE
$364B
$1M 0.52%
6,621
+61
+0.9% +$8.86K
XOM icon
39
ExxonMobil
XOM
$611B
$982K 0.51%
10,880
+235
+2% +$20.5K
EFT
40
Eaton Vance Floating-Rate Income Trust
EFT
$284M
$953K 0.49%
63,949
-121,597
-66% -$1.77M
PG icon
41
Procter & Gamble
PG
$349B
$923K 0.47%
10,973
-455
-4% -$38.8K
RENX
42
DELISTED
RELX N.V.
RENX
$893K 0.46%
53,311
-230
-0.4% -$3.77K
JNJ icon
43
Johnson & Johnson
JNJ
$609B
$860K 0.44%
7,465
+370
+5% +$42.7K
AA icon
44
Alcoa
AA
$11.6B
$752K 0.39%
26,784
-60,954
-69% -$1.65M
FLRN icon
45
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$747K 0.38%
24,408
+6,020
+33% +$184K
PFE icon
46
Pfizer
PFE
$143B
$704K 0.36%
22,855
-26
-0.1% -$794
PEP icon
47
PepsiCo
PEP
$187B
$658K 0.34%
6,293
-443
-7% -$46.4K
PZN
48
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$651K 0.33%
58,560
-214,865
-79% -$1.93M
CVX icon
49
Chevron
CVX
$373B
$644K 0.33%
5,471
+190
+4% +$20.7K
SABA
50
Saba Capital Income & Opportunities Fund II
SABA
$223M
$567K 0.29%
43,756
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1
2
3 4

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Rock Point Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Rock Point Advisors held 88 positions worth $194M, up 1.6% from $191M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Rock Point Advisors's Q4 2016 filing shows 8 new, 32 increased, 29 reduced and 7 closed positions. Its largest new stake was Zimmer Biomet: 53,334 shares worth $5.34M. The largest sale was Corning, an estimated $5.46M.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Technology.

  • Rock Point Advisors's largest Q4 2016 buy was Zimmer Biomet: 53,334 shares worth $5.34M.
  • Rock Point Advisors added most to Gilead Sciences in Q4 2016, an estimated $3.43M increase.
  • Rock Point Advisors's biggest Q4 2016 reduction was Corning, cutting an estimated $5.46M.
  • Rock Point Advisors fully exited Arthur J. Gallagher & Co in Q4 2016, selling an estimated $3.31M.
  • Rock Point Advisors's ten largest holdings make up 44% of its $194M portfolio in Q4 2016.
  • Rock Point Advisors opened 8 new positions and closed 7 in Q4 2016.
  • Rock Point Advisors's portfolio value rose 1.6% quarter-over-quarter to $194M.

Based on Rock Point Advisors's 13F filing for Q4 2016, filed 8 Feb 2017.