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RPA

Rock Point Advisors Portfolio holdings

AUM $370M
1-Year Est. Return 23.84%
This Fund
S&P 500
This Quarter Est. Return
+7.88%
1 Year Est. Return
+23.84%
3 Year Est. Return
+64.6%
5 Year Est. Return
+61.34%
10 Year Est. Return
+227.23%
AUM
$215M
AUM Growth
+$18.2M
Cap. Flow
+$4.93M
Cap. Flow %
2.29%
Top 10 Hldgs %
37.62%
Holding
84
New
8
Increased
22
Reduced
31
Closed
3

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$6.66M
2
NGG icon
National Grid
NGG
+$4.3M
3
BIG
Big Lots, Inc.
BIG
+$2.98M
4
MNR
Monmouth Real Estate Investment Corp
MNR
+$1.74M
5
LXU icon
LSB Industries
LXU
+$1.61M

Top Sells

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$5.9M
2
APC
Anadarko Petroleum
APC
+$2.83M
3
OFI
OVERHILL FARMS INC
OFI
+$2.68M
4
GMCR
KEURIG GREEN MTN INC
GMCR
+$1.21M
5
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$666K

Sector Composition

Rank Sector Weight
1 Technology 19.87%
2 Industrials 12.89%
3 Financials 10.8%
4 Materials 8.07%
5 Consumer Staples 6.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORI icon
26
Old Republic International
ORI
$10.3B
$3.89M 1.81%
252,405
-7,790
-3% -$112K
THRM icon
27
Gentherm
THRM
$1.31B
$3.69M 1.72%
193,175
+11,445
+6% +$214K
MXWL
28
DELISTED
Maxwell Technologies Inc
MXWL
$3.58M 1.67%
394,885
-24,400
-6% -$211K
DCM
29
DELISTED
NTT DOCOMO, Inc.
DCM
$3.52M 1.64%
217,153
+262
+0.1% +$4.17K
PZN
30
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$3.42M 1.59%
504,578
-5,300
-1% -$36.4K
BIG
31
DELISTED
Big Lots, Inc.
BIG
$3.13M 1.46%
+84,310
New +$2.98M
CFFN icon
32
Capitol Federal Financial
CFFN
$1.08B
$2.98M 1.38%
239,332
-1,045
-0.4% -$13.1K
AFAM
33
DELISTED
Almost Family Inc
AFAM
$2.51M 1.17%
129,200
+22,000
+21% +$423K
HGT
34
DELISTED
Hugoton Royalty Trust
HGT
$2.37M 1.1%
316,737
+4,710
+2% +$39.2K
ELON
35
DELISTED
Echelon Corp
ELON
$1.83M 0.85%
76,622
+3,532
+5% +$78.9K
BSV icon
36
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.73M 0.81%
21,545
+630
+3% +$50.5K
GDX icon
37
VanEck Gold Miners ETF
GDX
$23B
$1.59M 0.74%
63,690
+1,005
+2% +$26.7K
NEM icon
38
Newmont
NEM
$98.2B
$1.56M 0.73%
55,567
-815
-1% -$24.2K
GM icon
39
General Motors
GM
$74.7B
$1.54M 0.72%
42,916
– –
XOM icon
40
ExxonMobil
XOM
$651B
$1.53M 0.71%
17,827
-400
-2% -$36.1K
NLY icon
41
Annaly Capital Management
NLY
$16.9B
$1.49M 0.69%
32,179
+2,640
+9% +$124K
PG icon
42
Procter & Gamble
PG
$343B
$1.49M 0.69%
19,677
-100
-0.5% -$7.96K
KGC icon
43
Kinross Gold
KGC
$28.5B
$1.36M 0.63%
269,515
-13,015
-5% -$68.9K
SABA
44
Saba Capital Income & Opportunities Fund II
SABA
$220M
$1.32M 0.61%
78,801
+15,375
+24% +$254K
CVX icon
45
Chevron
CVX
$388B
$916K 0.43%
7,538
– –
EFT
46
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$677K 0.32%
43,440
+13,870
+47% +$226K
GE icon
47
GE Aerospace
GE
$367B
$584K 0.27%
5,104
– –
IBM icon
48
IBM
IBM
$202B
$571K 0.27%
3,226
+6
+0.2% +$1.09K
PWE
49
DELISTED
Penn West Energy Petroleum Ltd
PWE
$490K 0.23%
44,070
-300
-0.7% -$3.48K
JNJ icon
50
Johnson & Johnson
JNJ
$635B
$485K 0.23%
5,596
-150
-3% -$13.5K
1
2
3 4

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FAFC
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CCM
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W
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AM
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Rock Point Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Rock Point Advisors held 84 positions worth $215M, up 9.2% from $197M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Rock Point Advisors's Q3 2013 filing shows 8 new, 22 increased, 31 reduced and 3 closed positions. Its largest new stake was Citigroup: 131,665 shares worth $6.39M. The largest sale was Vodafone, an estimated $5.9M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Industrials and Financials.

  • Rock Point Advisors's largest Q3 2013 buy was Citigroup: 131,665 shares worth $6.39M.
  • Rock Point Advisors added most to Monmouth Real Estate Investment Corp in Q3 2013, an estimated $1.74M increase.
  • Rock Point Advisors's biggest Q3 2013 reduction was KEURIG GREEN MTN INC, cutting an estimated $1.21M.
  • Rock Point Advisors fully exited Vodafone in Q3 2013, selling an estimated $5.9M.
  • Rock Point Advisors's ten largest holdings make up 38% of its $215M portfolio in Q3 2013.
  • Rock Point Advisors opened 8 new positions and closed 3 in Q3 2013.
  • Rock Point Advisors's portfolio value rose 9.2% quarter-over-quarter to $215M.

Based on Rock Point Advisors's 13F filing for Q3 2013, filed 15 Nov 2013.