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RPSA

Richard P. Slaughter Associates Portfolio holdings

AUM $510M
1-Year Est. Return 21.97%
This Fund
S&P 500
This Quarter Est. Return
-2.56%
1 Year Est. Return
+21.97%
3 Year Est. Return
+50.98%
5 Year Est. Return
+38.22%
10 Year Est. Return
–
AUM
$375M
AUM Growth
+$25.8M
Cap. Flow
+$37M
Cap. Flow %
9.85%
Top 10 Hldgs %
44.95%
Holding
141
New
15
Increased
45
Reduced
62
Closed
7

Top Buys

Rank Stock Value
1
XTEN icon
BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF
XTEN
+$19.2M
2
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$8.24M
3
LBAY icon
Leatherback Long/Short Alternative Yield ETF
LBAY
+$7.44M
4
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$7.23M
5
XCEM icon
Columbia EM Core ex-China ETF
XCEM
+$4.54M

Top Sells

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$8.75M
2
IBHE
iShares iBonds 2025 Term High Yield and Income ETF
IBHE
+$5.25M
3
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$2.9M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$2.86M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.7M

Sector Composition

Rank Sector Weight
1 Financials 7.18%
2 Technology 6.54%
3 Energy 5.38%
4 Healthcare 4.38%
5 Consumer Discretionary 3.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPAB icon
101
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.92B
$694K 0.19%
+28,525
New +$711K
DFAC icon
102
Dimensional US Core Equity 2 ETF
DFAC
$49.5B
$660K 0.18%
25,188
– –
VOO icon
103
Vanguard S&P 500 ETF
VOO
$1.03T
$616K 0.16%
1,568
– –
MSFT icon
104
Microsoft
MSFT
$3.75T
$611K 0.16%
1,935
– –
AAPL icon
105
CALL
Apple
AAPL
$4.48T
$599K 0.16%
35
-13
-27% -$2.38K
SPY icon
106
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$577K 0.15%
1,348
– –
VLUE icon
107
iShares MSCI USA Value Factor ETF
VLUE
$9.51B
$560K 0.15%
6,169
-1,001
-14% -$94.4K
JPEM icon
108
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$394M
$559K 0.15%
11,100
-500
-4% -$25.7K
EEM icon
109
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$493K 0.13%
12,992
-1,733
-12% -$68.6K
SCHB icon
110
Schwab US Broad Market ETF
SCHB
$44.8B
$457K 0.12%
27,486
-2,238
-8% -$38.7K
ESGD icon
111
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.2B
$405K 0.11%
5,858
+1,795
+44% +$129K
NEE icon
112
NextEra Energy
NEE
$176B
$373K 0.1%
6,516
-16
-0.2% -$1.11K
ILCB icon
113
iShares Morningstar US Equity ETF
ILCB
$1.32B
$368K 0.1%
6,248
– –
VB icon
114
Vanguard Morningstar Small-Cap ETF
VB
$82.5B
$358K 0.1%
1,892
-42
-2% -$8.37K
QIS icon
115
Simplify Multi-QIS Alternative ETF
QIS
$36.7M
$357K 0.1%
+13,770
New +$349K
EAGG icon
116
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.97B
$327K 0.09%
7,217
-6,487
-47% -$301K
MCHP icon
117
Microchip Technology
MCHP
$44.6B
$316K 0.08%
4,055
– –
PEP icon
118
PepsiCo
PEP
$188B
$297K 0.08%
1,750
– –
IJS icon
119
iShares S&P Small-Cap 600 Value ETF
IJS
$8.31B
$295K 0.08%
3,301
-1,022
-24% -$97.3K
GOOG icon
120
Alphabet (Google) Class C
GOOG
$4.32T
$287K 0.08%
2,180
-158
-7% -$20.5K
GSEW icon
121
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.04B
$279K 0.07%
4,679
-933
-17% -$58.4K
IJT icon
122
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.37B
$277K 0.07%
2,527
-858
-25% -$99K
AMZN icon
123
Amazon
AMZN
$2.98T
$262K 0.07%
2,059
-21
-1% -$2.81K
SHDG icon
124
Soundwatch Hedged Equity ETF
SHDG
$165M
$261K 0.07%
11,285
– –
JMST icon
125
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.14B
$257K 0.07%
+5,095
New +$258K
2 3 4
5
6

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PWMG
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MWAM
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MCA
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MCM
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WMG
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AGC
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Richard P. Slaughter Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Richard P. Slaughter Associates held 141 positions worth $375M, up 7.4% from $350M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Richard P. Slaughter Associates deployed $37M of net new capital in Q3 2023, opening 15 new positions and adding to 45 existing holdings. Its largest new stake was BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF: 411,883 shares worth $18.3M.

By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 9% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JPMorgan Equity Premium Income ETF, an estimated $8.75M trimmed.

  • Richard P. Slaughter Associates's largest Q3 2023 buy was BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF: 411,883 shares worth $18.3M.
  • Richard P. Slaughter Associates added most to Leatherback Long/Short Alternative Yield ETF in Q3 2023, an estimated $7.44M increase.
  • Richard P. Slaughter Associates's biggest Q3 2023 reduction was JPMorgan Equity Premium Income ETF, cutting an estimated $8.75M.
  • Richard P. Slaughter Associates fully exited Moelis & Co in Q3 2023, selling an estimated $1.42M.
  • Richard P. Slaughter Associates's ten largest holdings make up 45% of its $375M portfolio in Q3 2023.
  • Richard P. Slaughter Associates opened 15 new positions and closed 7 in Q3 2023.
  • Richard P. Slaughter Associates's portfolio value rose 7.4% quarter-over-quarter to $375M.

Based on Richard P. Slaughter Associates's 13F filing for Q3 2023, filed 10 Oct 2023.