We are live on ! Find out more
RHJA

Rice Hall James & Associates Portfolio holdings

AUM $2.05B
1-Year Est. Return 43.16%
This Fund
S&P 500
This Quarter Est. Return
-5.36%
1 Year Est. Return
+43.16%
3 Year Est. Return
+139.79%
5 Year Est. Return
+169.96%
10 Year Est. Return
+906.29%
AUM
$1.57B
AUM Growth
-$188M
Cap. Flow
-$40.2M
Cap. Flow %
-2.55%
Top 10 Hldgs %
25.73%
Holding
273
New
11
Increased
56
Reduced
164
Closed
13

Top Buys

Rank Stock Value
1
TKO icon
TKO Group
TKO
+$41.7M
2
ESTA icon
Establishment Labs
ESTA
+$6.42M
3
HROW icon
Harrow
HROW
+$4.38M
4
KRTX
Karuna Therapeutics, Inc. Common Stock
KRTX
+$4.04M
5
EOLS icon
Evolus
EOLS
+$3.78M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$51.6M
2
CSW
CSW Industrials
CSW
+$8.4M
3
QLYS icon
Qualys
QLYS
+$7.98M
4
LCII icon
LCI Industries
LCII
+$7.16M
5
MSM icon
MSC Industrial Direct
MSM
+$5.66M

Sector Composition

Rank Sector Weight
1 Healthcare 27.91%
2 Technology 24.74%
3 Industrials 19.41%
4 Consumer Discretionary 7.88%
5 Communication Services 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRKR icon
201
Bruker
BRKR
$8.48B
$1.09M 0.07%
17,524
– –
URGN icon
202
UroGen Pharma
URGN
$2.26B
$1.05M 0.07%
75,180
-907
-1% -$14.6K
ZBH icon
203
Zimmer Biomet
ZBH
$18.4B
$1.03M 0.07%
9,159
– –
LLY icon
204
Eli Lilly
LLY
$1.08T
$1.02M 0.06%
1,890
-50
-3% -$25.8K
TECH icon
205
Bio-Techne
TECH
$11.2B
$982K 0.06%
14,432
-8
-0.1% -$632
BRK.B icon
206
Berkshire Hathaway Class B
BRK.B
$1.15T
$981K 0.06%
2,800
-150
-5% -$53.2K
PBYI icon
207
Puma Biotechnology
PBYI
$448M
$956K 0.06%
363,666
-7,368
-2% -$25.1K
THS
208
DELISTED
Treehouse Foods
THS
$953K 0.06%
21,863
– –
CLFD icon
209
Clearfield
CLFD
$367M
$939K 0.06%
32,748
-114
-0.3% -$4.47K
EVC icon
210
Entravision Communication
EVC
$1.04B
$928K 0.06%
+254,233
New +$1.03M
KNX icon
211
Knight Transportation
KNX
$11.3B
$897K 0.06%
17,877
– –
DOV icon
212
Dover
DOV
$28.4B
$868K 0.06%
6,220
-9
-0.1% -$1.3K
CR icon
213
Crane Co
CR
$12.8B
$863K 0.05%
9,713
– –
KEX icon
214
Kirby Corp
KEX
$6.94B
$850K 0.05%
10,268
– –
ABCM
215
DELISTED
Abcam PLC
ABCM
$843K 0.05%
37,267
-94,464
-72% -$2.17M
EBAY icon
216
eBay
EBAY
$47.9B
$831K 0.05%
18,856
-28
-0.1% -$1.25K
EXEL icon
217
Exelixis
EXEL
$13.1B
$824K 0.05%
37,719
-800
-2% -$16.7K
SMID icon
218
Smith-Midland
SMID
$152M
$823K 0.05%
43,283
-691
-2% -$14.8K
EW icon
219
Edwards Lifesciences
EW
$53.2B
$807K 0.05%
11,649
– –
KBR icon
220
KBR
KBR
$4.84B
$801K 0.05%
13,587
– –
AAP icon
221
Advance Auto Parts
AAP
$3.37B
$784K 0.05%
14,013
-837
-6% -$56.1K
DVN icon
222
Devon Energy
DVN
$49.2B
$782K 0.05%
16,402
– –
CIEN icon
223
Ciena
CIEN
$56.5B
$775K 0.05%
16,397
– –
TTD icon
224
Trade Desk
TTD
$6.06B
$759K 0.05%
9,711
-7,530
-44% -$609K
DLB icon
225
Dolby
DLB
$5.78B
$751K 0.05%
9,477
-16
-0.2% -$1.34K
7 8
9
10 11

Similar funds

WFMPM
Woodley Farra Manion Portfolio Management Indianapolis, Indiana $2.05B AUM 14.54% 1-Year Est. Return
RC
RBF Capital San Francisco, California $2.05B AUM 29.64% 1-Year Est. Return
GIM
Granahan Investment Management Waltham, Massachusetts $2.07B AUM 56.45% 1-Year Est. Return
HBT
Hills Bank & Trust North Liberty, Iowa $2.07B AUM 13.46% 1-Year Est. Return
IL
Investure LLC Charlottesville, Virginia $2.04B AUM 15.91% 1-Year Est. Return
BC
BIT Capital Berlin, Germany $2.07B AUM 157.17% 1-Year Est. Return
SW
SoFi Wealth San Francisco, California $2.08B AUM 18.22% 1-Year Est. Return
SAM
Southeastern Asset Management Memphis, Tennessee $2.03B AUM 7.06% 1-Year Est. Return

Rice Hall James & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Rice Hall James & Associates held 273 positions worth $1.57B, down 11% from $1.76B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rice Hall James & Associates's Q3 2023 filing shows 11 new, 56 increased, 164 reduced and 13 closed positions. Its largest new stake was TKO Group: 449,630 shares worth $37.8M. The largest sale was World Wrestling Entertainment, an estimated $51.6M.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, down from 28% a quarter earlier, followed by Technology and Industrials.

  • Rice Hall James & Associates's largest Q3 2023 buy was TKO Group: 449,630 shares worth $37.8M.
  • Rice Hall James & Associates added most to Establishment Labs in Q3 2023, an estimated $6.42M increase.
  • Rice Hall James & Associates's biggest Q3 2023 reduction was Qualys, cutting an estimated $7.98M.
  • Rice Hall James & Associates fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $51.6M.
  • Rice Hall James & Associates's ten largest holdings make up 26% of its $1.57B portfolio in Q3 2023.
  • Rice Hall James & Associates opened 11 new positions and closed 13 in Q3 2023.
  • Rice Hall James & Associates's portfolio value fell 11% quarter-over-quarter to $1.57B.

Based on Rice Hall James & Associates's 13F filing for Q3 2023, filed 2 Nov 2023.