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RHJA

Rice Hall James & Associates Portfolio holdings

AUM $2.05B
1-Year Est. Return 43.16%
This Fund
S&P 500
This Quarter Est. Return
-25.09%
1 Year Est. Return
+43.16%
3 Year Est. Return
+139.79%
5 Year Est. Return
+169.96%
10 Year Est. Return
+906.29%
AUM
$1.79B
AUM Growth
-$1.17B
Cap. Flow
-$394M
Cap. Flow %
-22.03%
Top 10 Hldgs %
23.27%
Holding
291
New
26
Increased
34
Reduced
190
Closed
30

Top Buys

Rank Stock Value
1
ZGNX
Zogenix, Inc.
ZGNX
+$13.4M
2
IOVA icon
Iovance Biotherapeutics
IOVA
+$12M
3
RDWR icon
Radware
RDWR
+$11.2M
4
KPTI icon
Karyopharm Therapeutics
KPTI
+$11M
5
PRGS icon
Progress Software
PRGS
+$10.7M

Top Sells

Rank Stock Value
1
PFGC icon
Performance Food Group
PFGC
+$19.8M
2
EBS icon
Emergent Biosolutions
EBS
+$19.3M
3
IMAX icon
IMAX
IMAX
+$16.9M
4
CY
Cypress Semiconductor
CY
+$16.8M
5
POOL icon
Pool Corp
POOL
+$15.4M

Sector Composition

Rank Sector Weight
1 Healthcare 25.39%
2 Technology 21.19%
3 Industrials 18.35%
4 Consumer Discretionary 10.8%
5 Communication Services 7.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIRG icon
201
Airgain
AIRG
$71.7M
$948K 0.05%
128,231
-3,532
-3% -$30.7K
RYTM icon
202
Rhythm Pharmaceuticals
RYTM
$7.95B
$942K 0.05%
61,914
+619
+1% +$11.1K
GNTY
203
DELISTED
Guaranty Bancshares
GNTY
$921K 0.05%
43,797
-1,094
-2% -$28.7K
COTY icon
204
Coty
COTY
$2.51B
$919K 0.05%
178,179
-4,784
-3% -$44.9K
MTSC
205
DELISTED
MTS Systems Corp
MTSC
$917K 0.05%
40,758
+8,699
+27% +$342K
AIR icon
206
AAR Corp
AIR
$5.74B
$908K 0.05%
51,147
-949
-2% -$34.7K
ZUMZ icon
207
Zumiez
ZUMZ
$330M
$904K 0.05%
52,221
+8,126
+18% +$229K
SYY icon
208
Sysco
SYY
$40.1B
$901K 0.05%
19,746
-50
-0.3% -$3.46K
HAYN
209
DELISTED
Haynes International, Inc.
HAYN
$897K 0.05%
+43,503
New +$1.14M
ESE icon
210
ESCO Technologies
ESE
$7.79B
$874K 0.05%
11,514
-6,033
-34% -$551K
WASH icon
211
Washington Trust Bancorp
WASH
$735M
$866K 0.05%
23,689
-740
-3% -$33.5K
ALNT icon
212
Allient
ALNT
$1.92B
$858K 0.05%
+54,285
New +$1.46M
LHX icon
213
L3Harris
LHX
$54B
$857K 0.05%
4,756
-350
-7% -$71.7K
CSII
214
DELISTED
Cardiovascular Systems, Inc.
CSII
$843K 0.05%
23,930
-786
-3% -$33.1K
IIN
215
DELISTED
IntriCon Corporation
IIN
$841K 0.05%
71,430
-1,531
-2% -$24.1K
EXTR icon
216
Extreme Networks
EXTR
$3.09B
$827K 0.05%
267,506
+41,618
+18% +$231K
WPX
217
DELISTED
WPX Energy, Inc.
WPX
$783K 0.04%
256,688
-1,241
-0.5% -$11.7K
CMTL icon
218
Comtech Telecommunications
CMTL
$51.5M
$753K 0.04%
56,696
-1,291
-2% -$36.3K
ATRC icon
219
AtriCure
ATRC
$2.12B
$750K 0.04%
22,319
-21,668
-49% -$779K
ABT icon
220
Abbott
ABT
$188B
$693K 0.04%
8,776
-748
-8% -$62.4K
LPSN icon
221
LivePerson
LPSN
$31.2M
$690K 0.04%
2,023
-33
-2% -$16K
CSTL icon
222
Castle Biosciences
CSTL
$988M
$673K 0.04%
+22,560
New +$681K
BOOT icon
223
Boot Barn
BOOT
$5.11B
$659K 0.04%
50,982
-1,093
-2% -$34.9K
VRA icon
224
Vera Bradley
VRA
$96.4M
$648K 0.04%
157,182
-4,496
-3% -$38.1K
ABBV icon
225
AbbVie
ABBV
$438B
$646K 0.04%
8,479
-53
-0.6% -$4.51K
7 8
9
10 11

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Rice Hall James & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Rice Hall James & Associates held 291 positions worth $1.79B, down 39% from $2.96B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rice Hall James & Associates withdrew a net $394M in Q1 2020, closing 30 positions and reducing 190 holdings. Its most notable exit was Performance Food Group, an estimated $19.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 20% a quarter earlier, followed by Technology and Industrials.

Against the trend, Rice Hall James & Associates opened a new position in Zogenix, Inc. worth $9.13M.

  • Rice Hall James & Associates's largest Q1 2020 buy was Zogenix, Inc.: 369,261 shares worth $9.13M.
  • Rice Hall James & Associates added most to Radware in Q1 2020, an estimated $11.2M increase.
  • Rice Hall James & Associates's biggest Q1 2020 reduction was Emergent Biosolutions, cutting an estimated $19.3M.
  • Rice Hall James & Associates fully exited Performance Food Group in Q1 2020, selling an estimated $19.8M.
  • Rice Hall James & Associates's ten largest holdings make up 23% of its $1.79B portfolio in Q1 2020.
  • Rice Hall James & Associates opened 26 new positions and closed 30 in Q1 2020.
  • Rice Hall James & Associates's portfolio value fell 39% quarter-over-quarter to $1.79B.

Based on Rice Hall James & Associates's 13F filing for Q1 2020, filed 15 May 2020.