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RHJA

Rice Hall James & Associates Portfolio holdings

AUM $2.05B
1-Year Est. Return 43.16%
This Fund
S&P 500
This Quarter Est. Return
+12.62%
1 Year Est. Return
+43.16%
3 Year Est. Return
+139.79%
5 Year Est. Return
+169.96%
10 Year Est. Return
+906.29%
AUM
$1.04B
AUM Growth
+$27.8M
Cap. Flow
-$76.3M
Cap. Flow %
-7.33%
Top 10 Hldgs %
16.37%
Holding
293
New
23
Increased
16
Reduced
176
Closed
21

Top Buys

Rank Stock Value
1
ALOG
Analogic Corp
ALOG
+$11.1M
2
MRC
MRC Global
MRC
+$10.8M
3
SN
Sanchez Energy Corporation
SN
+$10.3M
4
IDTI
Integrated Device Technology I
IDTI
+$10.3M
5
CATY icon
Cathay General Bancorp
CATY
+$10.1M

Top Sells

Rank Stock Value
1
FRAN
Francesca's Holdings Corporation
FRAN
+$14.5M
2
HBI
Hanesbrands
HBI
+$11.1M
3
HNGR
Hanger Inc.
HNGR
+$10.1M
4
NVRI icon
Enviri
NVRI
+$9.73M
5
IO
ION Geophysical Corporation
IO
+$8.98M

Sector Composition

Rank Sector Weight
1 Industrials 21.62%
2 Technology 13.39%
3 Healthcare 12.22%
4 Consumer Discretionary 10.2%
5 Financials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACIW icon
201
ACI Worldwide
ACIW
$5.46B
$733K 0.07%
40,680
-10,113
-20% -$166K
CVX icon
202
Chevron
CVX
$366B
$725K 0.07%
5,963
– –
POOL icon
203
Pool Corp
POOL
$7.5B
$698K 0.07%
12,453
-3,071
-20% -$166K
ITW icon
204
Illinois Tool Works
ITW
$85.3B
$687K 0.07%
9,004
– –
CMPR icon
205
Cimpress
CMPR
$2.31B
$677K 0.07%
11,967
-2,985
-20% -$159K
ACTG icon
206
Acacia Research
ACTG
$470M
$676K 0.06%
29,307
-6,768
-19% -$155K
AMJ
207
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$657K 0.06%
14,722
– –
QCOR
208
DELISTED
QUESTCOR PHARMA INC
QCOR
$652K 0.06%
11,237
-7,620
-40% -$453K
CEVA icon
209
CEVA Inc
CEVA
$1.08B
$646K 0.06%
37,469
+15,821
+73% +$292K
ABCO
210
DELISTED
Advisory Board Co
ABCO
$633K 0.06%
10,643
-2,625
-20% -$151K
WBA
211
DELISTED
Walgreens Boots Alliance
WBA
$632K 0.06%
11,750
– –
AX icon
212
Axos Financial
AX
$5.68B
$617K 0.06%
38,052
-7,860
-17% -$117K
ORCL icon
213
Oracle
ORCL
$423B
$614K 0.06%
18,500
– –
HAIN icon
214
Hain Celestial
HAIN
$53.7M
$585K 0.06%
15,182
-3,742
-20% -$141K
CNL
215
DELISTED
CLECO CRP (HOLDING CO)
CNL
$578K 0.06%
12,894
– –
ZBH icon
216
Zimmer Biomet
ZBH
$18.4B
$574K 0.06%
7,195
– –
MRK icon
217
Merck
MRK
$318B
$567K 0.05%
12,483
-125
-1% -$5.71K
SSYS icon
218
Stratasys
SSYS
$774M
$547K 0.05%
5,403
-1,332
-20% -$129K
ESRX
219
DELISTED
Express Scripts Holding Company
ESRX
$541K 0.05%
8,748
– –
MYGN icon
220
Myriad Genetics
MYGN
$312M
$539K 0.05%
22,934
-5,655
-20% -$161K
PCOM
221
DELISTED
Points.com Inc. Common Shares
PCOM
$519K 0.05%
22,459
-3,909
-15% -$87.7K
SNTS
222
DELISTED
SANTARUS INC
SNTS
$518K 0.05%
22,918
-4,949
-18% -$118K
T icon
223
AT&T
T
$163B
$515K 0.05%
20,163
– –
WTRG icon
224
Essential Utilities
WTRG
$11.4B
$500K 0.05%
20,212
-1
-0% -$26
ARLP icon
225
Alliance Resource Partners
ARLP
$3.17B
$489K 0.05%
13,200
– –
7 8
9
10 11

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Rice Hall James & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Rice Hall James & Associates held 293 positions worth $1.04B, up 2.7% from $1.01B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Rice Hall James & Associates withdrew a net $76.3M in Q3 2013, closing 21 positions and reducing 176 holdings. Its most notable exit was Francesca's Holdings Corporation, an estimated $14.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 22% of assets, down from 22% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Rice Hall James & Associates opened a new position in Analogic Corp worth $12.3M.

  • Rice Hall James & Associates's largest Q3 2013 buy was Analogic Corp: 148,336 shares worth $12.3M.
  • Rice Hall James & Associates added most to UMB Financial in Q3 2013, an estimated $4.44M increase.
  • Rice Hall James & Associates's biggest Q3 2013 reduction was Hanger Inc., cutting an estimated $10.1M.
  • Rice Hall James & Associates fully exited Francesca's Holdings Corporation in Q3 2013, selling an estimated $14.5M.
  • Rice Hall James & Associates's ten largest holdings make up 16% of its $1.04B portfolio in Q3 2013.
  • Rice Hall James & Associates opened 23 new positions and closed 21 in Q3 2013.
  • Rice Hall James & Associates's portfolio value rose 2.7% quarter-over-quarter to $1.04B.

Based on Rice Hall James & Associates's 13F filing for Q3 2013, filed 31 Oct 2013.