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RHJA

Rice Hall James & Associates Portfolio holdings

AUM $2.05B
1-Year Est. Return 43.16%
This Fund
S&P 500
This Quarter Est. Return
+12.62%
1 Year Est. Return
+43.16%
3 Year Est. Return
+139.79%
5 Year Est. Return
+169.96%
10 Year Est. Return
+906.29%
AUM
$1.04B
AUM Growth
+$27.8M
Cap. Flow
-$76.3M
Cap. Flow %
-7.33%
Top 10 Hldgs %
16.37%
Holding
293
New
23
Increased
16
Reduced
176
Closed
21

Top Buys

Rank Stock Value
1
ALOG
Analogic Corp
ALOG
+$11.1M
2
MRC
MRC Global
MRC
+$10.8M
3
SN
Sanchez Energy Corporation
SN
+$10.3M
4
IDTI
Integrated Device Technology I
IDTI
+$10.3M
5
CATY icon
Cathay General Bancorp
CATY
+$10.1M

Top Sells

Rank Stock Value
1
FRAN
Francesca's Holdings Corporation
FRAN
+$14.5M
2
HBI
Hanesbrands
HBI
+$11.1M
3
HNGR
Hanger Inc.
HNGR
+$10.1M
4
NVRI icon
Enviri
NVRI
+$9.73M
5
IO
ION Geophysical Corporation
IO
+$8.98M

Sector Composition

Rank Sector Weight
1 Industrials 21.62%
2 Technology 13.39%
3 Healthcare 12.22%
4 Consumer Discretionary 10.2%
5 Financials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URBN icon
176
Urban Outfitters
URBN
$6.59B
$1.45M 0.14%
39,349
-1,766
-4% -$72.5K
WTSL
177
DELISTED
WET SEAL INC CL-A
WTSL
$1.35M 0.13%
343,932
-500
-0.1% -$2.12K
CEB
178
DELISTED
CEB Inc.
CEB
$1.34M 0.13%
18,494
-4,263
-19% -$289K
IBM icon
179
IBM
IBM
$224B
$1.27M 0.12%
7,165
– –
WMT icon
180
Walmart Inc
WMT
$890B
$1.22M 0.12%
49,350
– –
ABBV icon
181
AbbVie
ABBV
$435B
$1.12M 0.11%
25,040
– –
ACTV
182
DELISTED
Active Network Inc
ACTV
$1.07M 0.1%
74,815
-16,619
-18% -$160K
CTCT
183
DELISTED
CONSTANT CONTACT, INC COM
CTCT
$1.02M 0.1%
43,046
-8,858
-17% -$168K
QDEL icon
184
QuidelOrtho
QDEL
$838M
$972K 0.09%
34,220
-73,195
-68% -$2M
SYY icon
185
Sysco
SYY
$40.3B
$964K 0.09%
30,280
-400
-1% -$13.4K
ESL
186
DELISTED
Esterline Technologies
ESL
$932K 0.09%
11,670
-2,877
-20% -$231K
ACTA
187
DELISTED
Actua Corp
ACTA
$929K 0.09%
65,460
-14,596
-18% -$187K
MMM icon
188
3M
MMM
$94.3B
$927K 0.09%
9,288
– –
INTC icon
189
Intel
INTC
$513B
$876K 0.08%
38,235
– –
NSR
190
DELISTED
Neustar Inc
NSR
$867K 0.08%
17,531
-4,323
-20% -$225K
LQDT icon
191
Liquidity Services
LQDT
$1.31B
$863K 0.08%
25,748
-5,955
-19% -$189K
CELG
192
DELISTED
Celgene Corp
CELG
$848K 0.08%
11,000
– –
SHFL
193
DELISTED
SHFL ENTMT INC
SHFL
$844K 0.08%
36,745
-6,641
-15% -$147K
KMB icon
194
Kimberly-Clark
KMB
$36.5B
$836K 0.08%
9,259
– –
ABT icon
195
Abbott
ABT
$187B
$831K 0.08%
25,045
– –
WM icon
196
Waste Management
WM
$91B
$800K 0.08%
19,400
– –
ZD icon
197
Ziff Davis
ZD
$1.98B
$793K 0.08%
18,413
-4,167
-18% -$174K
EMC
198
DELISTED
EMC CORPORATION
EMC
$772K 0.07%
30,200
– –
MED icon
199
Medifast
MED
$141M
$757K 0.07%
28,166
+13,225
+89% +$354K
CHKP icon
200
Check Point Software Technologies
CHKP
$13.1B
$747K 0.07%
13,208
– –
6 7
8
9 10

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Rice Hall James & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Rice Hall James & Associates held 293 positions worth $1.04B, up 2.7% from $1.01B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Rice Hall James & Associates withdrew a net $76.3M in Q3 2013, closing 21 positions and reducing 176 holdings. Its most notable exit was Francesca's Holdings Corporation, an estimated $14.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 22% of assets, down from 22% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Rice Hall James & Associates opened a new position in Analogic Corp worth $12.3M.

  • Rice Hall James & Associates's largest Q3 2013 buy was Analogic Corp: 148,336 shares worth $12.3M.
  • Rice Hall James & Associates added most to UMB Financial in Q3 2013, an estimated $4.44M increase.
  • Rice Hall James & Associates's biggest Q3 2013 reduction was Hanger Inc., cutting an estimated $10.1M.
  • Rice Hall James & Associates fully exited Francesca's Holdings Corporation in Q3 2013, selling an estimated $14.5M.
  • Rice Hall James & Associates's ten largest holdings make up 16% of its $1.04B portfolio in Q3 2013.
  • Rice Hall James & Associates opened 23 new positions and closed 21 in Q3 2013.
  • Rice Hall James & Associates's portfolio value rose 2.7% quarter-over-quarter to $1.04B.

Based on Rice Hall James & Associates's 13F filing for Q3 2013, filed 31 Oct 2013.