We are live on ! Find out more
RHJA

Rice Hall James & Associates Portfolio holdings

AUM $1.8B
1-Year Est. Return 36.16%
This Fund
S&P 500
This Quarter Est. Return
+12.62%
1 Year Est. Return
+36.16%
3 Year Est. Return
+116.66%
5 Year Est. Return
+140.56%
10 Year Est. Return
+771.9%
AUM
$1.04B
AUM Growth
+$27.8M
Cap. Flow
-$76.3M
Cap. Flow %
-7.33%
Top 10 Hldgs %
16.37%
Holding
293
New
23
Increased
16
Reduced
176
Closed
21

Top Buys

Rank Stock Value
1
ALOG
Analogic Corp
ALOG
+$11.1M
2
MRC
MRC Global
MRC
+$10.8M
3
SN
Sanchez Energy Corporation
SN
+$10.3M
4
IDTI
Integrated Device Technology I
IDTI
+$10.3M
5
CATY icon
Cathay General Bancorp
CATY
+$10.1M

Top Sells

Rank Stock Value
1
FRAN
Francesca's Holdings Corporation
FRAN
+$14.5M
2
HBI
Hanesbrands
HBI
+$11.1M
3
HNGR
Hanger Inc.
HNGR
+$10.1M
4
NVRI icon
Enviri
NVRI
+$9.73M
5
IO
ION Geophysical Corporation
IO
+$8.98M

Sector Composition

Rank Sector Weight
1 Industrials 21.62%
2 Technology 13.39%
3 Healthcare 12.22%
4 Consumer Discretionary 10.2%
5 Financials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNC
51
DELISTED
GNC Holdings, Inc.
GNC
$5.15M 0.49%
94,299
-7,476
-7% -$382K
MCHP icon
52
Microchip Technology
MCHP
$40.4B
$5.15M 0.49%
255,630
-8,388
-3% -$166K
IRDM icon
53
Iridium Communications
IRDM
$5.12B
$5.09M 0.49%
+740,369
New +$5.54M
TNGO
54
DELISTED
Tangoe, Inc.
TNGO
$4.91M 0.47%
205,977
-800
-0.4% -$15.6K
STMP
55
DELISTED
Stamps.com, Inc.
STMP
$4.66M 0.45%
101,465
-6,843
-6% -$286K
BCR
56
DELISTED
CR Bard Inc.
BCR
$4.62M 0.44%
40,139
-1,398
-3% -$160K
CTAS icon
57
Cintas
CTAS
$80.9B
$4.42M 0.42%
345,516
-12,940
-4% -$157K
JNJ icon
58
Johnson & Johnson
JNJ
$619B
$4.36M 0.42%
50,315
– –
ATRO icon
59
Astronics
ATRO
$3.75B
$4.32M 0.41%
237,513
-1,095
-0.5% -$17.7K
WLL
60
DELISTED
Whiting Petroleum Corporation
WLL
$4.29M 0.41%
239
-9
-4% -$139K
HOLX
61
DELISTED
Hologic
HOLX
$4.26M 0.41%
206,537
-7,261
-3% -$155K
JWN
62
DELISTED
Nordstrom
JWN
$4.25M 0.41%
75,559
-2,532
-3% -$150K
ITC
63
DELISTED
ITC HOLDINGS CORP
ITC
$4.23M 0.41%
135,150
-4,407
-3% -$134K
J icon
64
Jacobs Solutions
J
$16.9B
$4.18M 0.4%
86,811
-29,489
-25% -$1.43M
NATI
65
DELISTED
National Instruments Corp
NATI
$4.16M 0.4%
134,616
-4,935
-4% -$143K
MOVE
66
DELISTED
MOVE INC COM STK NEW (DE)
MOVE
$4.13M 0.4%
243,464
-900
-0.4% -$13K
MD icon
67
Pediatrix Medical
MD
$2.15B
$4.03M 0.39%
80,214
-3,748
-4% -$183K
SYKE
68
DELISTED
SYKES Enterprises Inc
SYKE
$3.98M 0.38%
222,761
+62,666
+39% +$1.08M
FLIR
69
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$3.98M 0.38%
126,908
-4,008
-3% -$125K
AWI icon
70
Armstrong World Industries
AWI
$7.78B
$3.9M 0.37%
70,921
-3,031
-4% -$153K
TRMB icon
71
Trimble
TRMB
$13.6B
$3.88M 0.37%
+130,588
New +$3.57M
FRC
72
DELISTED
First Republic Bank
FRC
$3.87M 0.37%
83,033
+7,270
+10% +$319K
CFN
73
DELISTED
CAREFUSION CORPORATION
CFN
$3.81M 0.37%
103,157
-9,659
-9% -$361K
PNR icon
74
Pentair
PNR
$11.2B
$3.8M 0.36%
87,114
-2,929
-3% -$122K
TDW icon
75
Tidewater
TDW
$4.06B
$3.74M 0.36%
1,955
-57
-3% -$106K
1 2
3
4 5

Similar funds

GC
Gobi Capital San Francisco, California $1.8B AUM 7.28% 1-Year Est. Return
BP
BBR Partners New York $1.79B AUM 16.83% 1-Year Est. Return
CIM
Cambria Investment Management Manhattan Beach, California $1.79B AUM 28.1% 1-Year Est. Return
KPM
Kinetic Partners Management Miami, Florida $1.79B AUM 57.3% 1-Year Est. Return
EFS
Essex Financial Services Essex, Connecticut $1.78B AUM 23.37% 1-Year Est. Return
OAM
Ostrum Asset Management Paris, France $1.78B AUM 27.8% 1-Year Est. Return
UF
Univest Financial Souderton, Pennsylvania $1.78B AUM 22.52% 1-Year Est. Return
BCMIO
Beacon Capital Management Inc (Ohio) Dayton, Ohio $1.78B AUM 14.7% 1-Year Est. Return

Rice Hall James & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Rice Hall James & Associates held 293 positions worth $1.04B, up 2.7% from $1.01B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Rice Hall James & Associates withdrew a net $76.3M in Q3 2013, closing 21 positions and reducing 176 holdings. Its most notable exit was Francesca's Holdings Corporation, an estimated $14.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 22% of assets, down from 22% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Rice Hall James & Associates opened a new position in Analogic Corp worth $12.3M.

  • Rice Hall James & Associates's largest Q3 2013 buy was Analogic Corp: 148,336 shares worth $12.3M.
  • Rice Hall James & Associates added most to UMB Financial in Q3 2013, an estimated $4.44M increase.
  • Rice Hall James & Associates's biggest Q3 2013 reduction was Hanger Inc., cutting an estimated $10.1M.
  • Rice Hall James & Associates fully exited Francesca's Holdings Corporation in Q3 2013, selling an estimated $14.5M.
  • Rice Hall James & Associates's ten largest holdings make up 16% of its $1.04B portfolio in Q3 2013.
  • Rice Hall James & Associates opened 23 new positions and closed 21 in Q3 2013.
  • Rice Hall James & Associates's portfolio value rose 2.7% quarter-over-quarter to $1.04B.

Based on Rice Hall James & Associates's 13F filing for Q3 2013, filed 31 Oct 2013.