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RHJA

Rice Hall James & Associates Portfolio holdings

AUM $2.05B
1-Year Est. Return 43.16%
This Fund
S&P 500
This Quarter Est. Return
+7.42%
1 Year Est. Return
+43.16%
3 Year Est. Return
+139.79%
5 Year Est. Return
+169.96%
10 Year Est. Return
+906.29%
AUM
$1.98B
AUM Growth
+$70.5M
Cap. Flow
-$33M
Cap. Flow %
-1.66%
Top 10 Hldgs %
15.03%
Holding
324
New
29
Increased
50
Reduced
187
Closed
28

Top Buys

Rank Stock Value
1
FN icon
Fabrinet
FN
+$19.6M
2
TILE icon
Interface
TILE
+$16.3M
3
MEI icon
Methode Electronics
MEI
+$15M
4
HIMX
Himax Technologies
HIMX
+$12.8M
5
SUPN icon
Supernus Pharmaceuticals
SUPN
+$10.7M

Top Sells

Rank Stock Value
1
FLTX
Fleetmatics Group PLC
FLTX
+$21M
2
COHR
Coherent Inc
COHR
+$18M
3
PRLB icon
Protolabs
PRLB
+$16.2M
4
BETR
Amplify Snack Brands, Inc.
BETR
+$10.3M
5
IPXL
Impax Laboratories, Inc.
IPXL
+$10.1M

Sector Composition

Rank Sector Weight
1 Healthcare 19.12%
2 Industrials 18.8%
3 Technology 17.6%
4 Consumer Discretionary 14.29%
5 Financials 8.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSTE icon
301
Caesarstone
CSTE
$79.5M
– –
-261,379
Closed -$9.86M
EPD icon
302
Enterprise Products Partners
EPD
$81.7B
– –
-7,280
Closed -$201K
EWS icon
303
iShares MSCI Singapore ETF
EWS
$1.08B
– –
-10,576
Closed -$230K
EWT icon
304
iShares MSCI Taiwan ETF
EWT
$10.7B
– –
-7,180
Closed -$225K
FDS icon
305
Factset
FDS
$10.2B
– –
-10,536
Closed -$1.71M
IBM icon
306
IBM
IBM
$224B
– –
-3,952
Closed -$600K
PRLB icon
307
Protolabs
PRLB
$2.13B
– –
-270,386
Closed -$16.2M
THRM icon
308
Gentherm
THRM
$1.27B
– –
-251,264
Closed -$7.89M
TIP icon
309
iShares TIPS Bond ETF
TIP
$14.5B
– –
-3,313
Closed -$386K
JBTM
310
JBT Marel
JBTM
$6.39B
– –
-37,512
Closed -$2.65M
NXGN
311
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-686,678
Closed -$7.77M
LOV
312
DELISTED
Spark Networks SE American Depositary Shares
LOV
– –
-53,294
Closed -$84K
ISEE
313
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-86,185
Closed -$3.98M
COHR
314
DELISTED
Coherent Inc
COHR
– –
-163,042
Closed -$18M
SNMX
315
DELISTED
Senomyx, Inc.
SNMX
– –
-1,343,502
Closed -$5.72M
JNP
316
DELISTED
Juniper Pharmaceuticals, Inc. Common Stock
JNP
– –
-36,210
Closed -$201K
IPXL
317
DELISTED
Impax Laboratories, Inc.
IPXL
– –
-425,629
Closed -$10.1M
BETR
318
DELISTED
Amplify Snack Brands, Inc.
BETR
– –
-634,304
Closed -$10.3M
CEMP
319
DELISTED
Cempra, Inc.
CEMP
– –
-163,182
Closed -$3.95M
HAR
320
DELISTED
Harman International Industries
HAR
– –
-11,628
Closed -$982K
AMSG
321
DELISTED
Amsurg Corp
AMSG
– –
-44,383
Closed -$2.98M
FLTX
322
DELISTED
Fleetmatics Group PLC
FLTX
– –
-349,801
Closed -$21M
PFSW
323
DELISTED
PFSweb, Inc.
PFSW
– –
-119,160
Closed -$1.06M
AMCC
324
DELISTED
Applied Micro Circuits Corporation New
AMCC
– –
-230,810
Closed -$1.6M
9 10 11 12
13

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Rice Hall James & Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Rice Hall James & Associates held 324 positions worth $1.98B, up 3.7% from $1.91B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Rice Hall James & Associates's Q4 2016 filing shows 29 new, 50 increased, 187 reduced and 28 closed positions. Its largest new stake was Interface: 948,022 shares worth $17.6M. The largest sale was Fleetmatics Group PLC, an estimated $21M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

  • Rice Hall James & Associates's largest Q4 2016 buy was Interface: 948,022 shares worth $17.6M.
  • Rice Hall James & Associates added most to Fabrinet in Q4 2016, an estimated $19.6M increase.
  • Rice Hall James & Associates's biggest Q4 2016 reduction was Tetra Tech, cutting an estimated $9.71M.
  • Rice Hall James & Associates fully exited Fleetmatics Group PLC in Q4 2016, selling an estimated $21M.
  • Rice Hall James & Associates's ten largest holdings make up 15% of its $1.98B portfolio in Q4 2016.
  • Rice Hall James & Associates opened 29 new positions and closed 28 in Q4 2016.
  • Rice Hall James & Associates's portfolio value rose 3.7% quarter-over-quarter to $1.98B.

Based on Rice Hall James & Associates's 13F filing for Q4 2016, filed 2 Feb 2017.