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RHJA

Rice Hall James & Associates Portfolio holdings

AUM $2.05B
1-Year Est. Return 43.16%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+43.16%
3 Year Est. Return
+139.79%
5 Year Est. Return
+169.96%
10 Year Est. Return
+906.29%
AUM
$1.39B
AUM Growth
+$344M
Cap. Flow
+$229M
Cap. Flow %
16.52%
Top 10 Hldgs %
16.24%
Holding
318
New
46
Increased
121
Reduced
103
Closed
19

Top Buys

Rank Stock Value
1
AIN icon
Albany International
AIN
+$15.3M
2
HLX icon
Helix Energy Solutions
HLX
+$15M
3
AMBA icon
Ambarella
AMBA
+$14.2M
4
IDTI
Integrated Device Technology I
IDTI
+$10M
5
ALOG
Analogic Corp
ALOG
+$9.44M

Top Sells

Rank Stock Value
1
WEN icon
Wendy's
WEN
+$12.3M
2
AAWW
Atlas Air Worldwide Holdings, Inc.
AAWW
+$10.2M
3
NTGR icon
NETGEAR
NTGR
+$8.8M
4
IRDM icon
Iridium Communications
IRDM
+$5.09M
5
HOLX
Hologic
HOLX
+$4.26M

Sector Composition

Rank Sector Weight
1 Industrials 19.51%
2 Technology 15.09%
3 Consumer Discretionary 11.18%
4 Healthcare 10.43%
5 Consumer Staples 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBT
301
Beacon Financial Corp
BBT
$2.66B
– –
-96,931
Closed -$2.43M
DHX icon
302
DHI Group
DHX
$173M
– –
-245,828
Closed -$2.09M
HOLX
303
DELISTED
Hologic
HOLX
– –
-206,537
Closed -$4.26M
HRI icon
304
Herc Holdings
HRI
$5.61B
– –
-36,010
Closed -$2.39M
IRDM icon
305
Iridium Communications
IRDM
$5.29B
– –
-740,369
Closed -$5.09M
NTGR icon
306
NETGEAR
NTGR
$635M
– –
-285,282
Closed -$8.8M
WEN icon
307
Wendy's
WEN
$1.46B
– –
-1,455,155
Closed -$12.3M
PHLT
308
DELISTED
Performant Healthcare Inc
PHLT
– –
-256,280
Closed -$2.79M
SRGA
309
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
– –
-23,041
Closed -$2.58M
INWK
310
DELISTED
InnerWorkings, Inc.
INWK
– –
-296,173
Closed -$2.91M
TPLM
311
DELISTED
Triangle Petroleum Corporation
TPLM
– –
-356,985
Closed -$3.51M
WTSL
312
DELISTED
WET SEAL INC CL-A
WTSL
– –
-343,932
Closed -$1.35M
PSMI
313
DELISTED
PEREGRINE SEMICONDUCTOR CORP COM STK (DE)
PSMI
– –
-257,878
Closed -$2.31M
SNTS
314
DELISTED
SANTARUS INC
SNTS
– –
-22,918
Closed -$518K
SHFL
315
DELISTED
SHFL ENTMT INC
SHFL
– –
-36,745
Closed -$844K
ACTV
316
DELISTED
Active Network Inc
ACTV
– –
-74,815
Closed -$1.07M
AAWW
317
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-221,664
Closed -$10.2M
CAS
318
DELISTED
A M Castle & Co
CAS
– –
-90,568
Closed -$1.46M
9 10 11 12
13

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Rice Hall James & Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Rice Hall James & Associates held 318 positions worth $1.39B, up 33% from $1.04B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Rice Hall James & Associates deployed $229M of net new capital in Q4 2013, opening 46 new positions and adding to 121 existing holdings. Its largest new stake was Albany International: 427,571 shares worth $15.4M.

By sector, the portfolio is most concentrated in Industrials at 20% of assets, down from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Encompass Health, an estimated $3.94M trimmed.

  • Rice Hall James & Associates's largest Q4 2013 buy was Albany International: 427,571 shares worth $15.4M.
  • Rice Hall James & Associates added most to Integrated Device Technology I in Q4 2013, an estimated $10M increase.
  • Rice Hall James & Associates's biggest Q4 2013 reduction was Encompass Health, cutting an estimated $3.94M.
  • Rice Hall James & Associates fully exited Wendy's in Q4 2013, selling an estimated $12.3M.
  • Rice Hall James & Associates's ten largest holdings make up 16% of its $1.39B portfolio in Q4 2013.
  • Rice Hall James & Associates opened 46 new positions and closed 19 in Q4 2013.
  • Rice Hall James & Associates's portfolio value rose 33% quarter-over-quarter to $1.39B.

Based on Rice Hall James & Associates's 13F filing for Q4 2013, filed 11 Feb 2014.