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RHJA

Rice Hall James & Associates Portfolio holdings

AUM $1.8B
1-Year Est. Return 36.16%
This Fund
S&P 500
This Quarter Est. Return
+4.84%
1 Year Est. Return
+36.16%
3 Year Est. Return
+116.66%
5 Year Est. Return
+140.56%
10 Year Est. Return
+771.9%
AUM
$2.26B
AUM Growth
-$39.6M
Cap. Flow
-$116M
Cap. Flow %
-5.13%
Top 10 Hldgs %
17.48%
Holding
313
New
24
Increased
42
Reduced
194
Closed
22

Top Buys

Rank Stock Value
1
KNX icon
Knight Transportation
KNX
+$19.7M
2
POWI icon
Power Integrations
POWI
+$17.1M
3
CRS icon
Carpenter Technology
CRS
+$17M
4
PLAY icon
Dave & Buster's
PLAY
+$16.9M
5
AMN icon
AMN Healthcare
AMN
+$16.5M

Top Sells

Rank Stock Value
1
EFII
Electronics for Imaging
EFII
+$27M
2
TXRH icon
Texas Roadhouse
TXRH
+$22.5M
3
SXT icon
Sensient Technologies
SXT
+$20.5M
4
SWFT
Swift Transportation Company
SWFT
+$20.1M
5
AMBA icon
Ambarella
AMBA
+$20M

Sector Composition

Rank Sector Weight
1 Healthcare 20.5%
2 Technology 18.67%
3 Industrials 18.53%
4 Consumer Discretionary 12.5%
5 Financials 7.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
276
Intel
INTC
$503B
$312K 0.01%
8,200
-3,000
-27% -$107K
BMY icon
277
Bristol-Myers Squibb
BMY
$131B
$294K 0.01%
4,608
-180
-4% -$10.5K
PG icon
278
Procter & Gamble
PG
$342B
$290K 0.01%
3,187
– –
UTMD icon
279
Utah Medical Products
UTMD
$223M
$282K 0.01%
3,831
+2
+0.1% +$144
WDFC icon
280
WD-40
WDFC
$3.1B
$263K 0.01%
2,350
– –
XEL icon
281
Xcel Energy
XEL
$48.1B
$230K 0.01%
4,871
-822
-14% -$39.4K
AAPL icon
282
Apple
AAPL
$4.56T
$220K 0.01%
5,700
– –
LLY icon
283
Eli Lilly
LLY
$1.06T
$213K 0.01%
2,490
– –
MMM icon
284
3M
MMM
$93.2B
$210K 0.01%
1,197
-1,495
-56% -$259K
EXPE icon
285
Expedia Group
EXPE
$36.8B
$203K 0.01%
1,407
-173
-11% -$25.6K
DENN
286
DELISTED
Denny's
DENN
$200K 0.01%
16,077
+11
+0.1% +$130
JPM icon
287
JPMorgan Chase
JPM
$947B
$197K 0.01%
2,058
– –
MEET
288
DELISTED
The Meet Group, Inc. Common Stock
MEET
$191K 0.01%
52,384
+24
+0% +$102
FTK icon
289
Flotek Industries
FTK
$1.32B
$139K 0.01%
4,972
+3
+0.1% +$119
AUTO
290
DELISTED
AutoWeb, Inc. Common Stock
AUTO
$135K 0.01%
19,539
-136,554
-87% -$1.27M
SPWH icon
291
Sportsman's Warehouse
SPWH
$46M
$64K ﹤0.01%
14,291
+41
+0.3% +$182
ADI icon
292
Analog Devices
ADI
$184B
– –
-3,070
Closed -$239K
AMBA icon
293
Ambarella
AMBA
$3.68B
– –
-412,670
Closed -$20M
ATRO icon
294
Astronics
ATRO
$3.75B
– –
-58,646
Closed -$1.29M
CALX icon
295
Calix
CALX
$2.36B
– –
-222,267
Closed -$1.52M
INGN icon
296
Inogen
INGN
$176M
– –
-21,210
Closed -$2.02M
SXT icon
297
Sensient Technologies
SXT
$5.47B
– –
-254,148
Closed -$20.5M
TXRH icon
298
Texas Roadhouse
TXRH
$13.7B
– –
-441,262
Closed -$22.5M
WBA
299
DELISTED
Walgreens Boots Alliance
WBA
– –
-5,050
Closed -$395K
BCPC
300
Balchem Corp
BCPC
$5.75B
– –
-131,028
Closed -$10.2M
9 10 11
12
13

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Rice Hall James & Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Rice Hall James & Associates held 313 positions worth $2.26B, down 1.7% from $2.3B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Rice Hall James & Associates withdrew a net $116M in Q3 2017, closing 22 positions and reducing 194 holdings. Its most notable exit was Electronics for Imaging, an estimated $27M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, down from 21% a quarter earlier, followed by Technology and Industrials.

Against the trend, Rice Hall James & Associates opened a new position in Knight Transportation worth $21.6M.

  • Rice Hall James & Associates's largest Q3 2017 buy was Knight Transportation: 520,189 shares worth $21.6M.
  • Rice Hall James & Associates added most to Dave & Buster's in Q3 2017, an estimated $16.9M increase.
  • Rice Hall James & Associates's biggest Q3 2017 reduction was Stamps.com, Inc., cutting an estimated $18.9M.
  • Rice Hall James & Associates fully exited Electronics for Imaging in Q3 2017, selling an estimated $27M.
  • Rice Hall James & Associates's ten largest holdings make up 17% of its $2.26B portfolio in Q3 2017.
  • Rice Hall James & Associates opened 24 new positions and closed 22 in Q3 2017.
  • Rice Hall James & Associates's portfolio value fell 1.7% quarter-over-quarter to $2.26B.

Based on Rice Hall James & Associates's 13F filing for Q3 2017, filed 30 Oct 2017.