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RHJA

Rice Hall James & Associates Portfolio holdings

AUM $2.05B
1-Year Est. Return 43.16%
This Fund
S&P 500
This Quarter Est. Return
+12.62%
1 Year Est. Return
+43.16%
3 Year Est. Return
+139.79%
5 Year Est. Return
+169.96%
10 Year Est. Return
+906.29%
AUM
$1.04B
AUM Growth
+$27.8M
Cap. Flow
-$76.3M
Cap. Flow %
-7.33%
Top 10 Hldgs %
16.37%
Holding
293
New
23
Increased
16
Reduced
176
Closed
21

Top Buys

Rank Stock Value
1
ALOG
Analogic Corp
ALOG
+$11.1M
2
MRC
MRC Global
MRC
+$10.8M
3
SN
Sanchez Energy Corporation
SN
+$10.3M
4
IDTI
Integrated Device Technology I
IDTI
+$10.3M
5
CATY icon
Cathay General Bancorp
CATY
+$10.1M

Top Sells

Rank Stock Value
1
FRAN
Francesca's Holdings Corporation
FRAN
+$14.5M
2
HBI
Hanesbrands
HBI
+$11.1M
3
HNGR
Hanger Inc.
HNGR
+$10.1M
4
NVRI icon
Enviri
NVRI
+$9.73M
5
IO
ION Geophysical Corporation
IO
+$8.98M

Sector Composition

Rank Sector Weight
1 Industrials 21.62%
2 Technology 13.39%
3 Healthcare 12.22%
4 Consumer Discretionary 10.2%
5 Financials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBI
276
DELISTED
Hanesbrands
HBI
– –
-861,932
Closed -$11.1M
HCKT icon
277
Hackett Group
HCKT
$287M
– –
-435,079
Closed -$2.26M
IPI icon
278
Intrepid Potash
IPI
$469M
– –
-40,637
Closed -$7.74M
MTRX icon
279
Matrix Service
MTRX
$335M
– –
-154,066
Closed -$2.4M
NVEC icon
280
NVE Corp
NVEC
$609M
– –
-32,233
Closed -$1.51M
NVRI icon
281
Enviri
NVRI
$620M
– –
-419,474
Closed -$9.73M
PII icon
282
Polaris
PII
$4.07B
– –
-8,998
Closed -$855K
WERN icon
283
Werner Enterprises
WERN
$2.25B
– –
-149,398
Closed -$3.61M
CONN
284
DELISTED
Conn's Inc.
CONN
– –
-36,988
Closed -$1.91M
CNR
285
DELISTED
Cornerstone Building Brands, Inc.
CNR
– –
-163,225
Closed -$2.5M
FRAN
286
DELISTED
Francesca's Holdings Corporation
FRAN
– –
-43,609
Closed -$14.5M
TEAR
287
DELISTED
TearLab Corporation
TEAR
– –
-22,542
Closed -$2.39M
IO
288
DELISTED
ION Geophysical Corporation
IO
– –
-99,506
Closed -$8.98M
PGI
289
DELISTED
PREMIERE GLOBAL SERVICES, INC.
PGI
– –
-136,200
Closed -$1.64M
SWY
290
DELISTED
SAFEWAY INC
SWY
– –
-12,455
Closed -$264K
BODY
291
DELISTED
BODY CENTRAL CORP COM STK
BODY
– –
-206,731
Closed -$2.75M
ONXX
292
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
– –
-6,297
Closed -$547K
KKD
293
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
– –
-116,498
Closed -$2.03M
8 9 10 11
12

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Rice Hall James & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Rice Hall James & Associates held 293 positions worth $1.04B, up 2.7% from $1.01B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Rice Hall James & Associates withdrew a net $76.3M in Q3 2013, closing 21 positions and reducing 176 holdings. Its most notable exit was Francesca's Holdings Corporation, an estimated $14.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 22% of assets, down from 22% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Rice Hall James & Associates opened a new position in Analogic Corp worth $12.3M.

  • Rice Hall James & Associates's largest Q3 2013 buy was Analogic Corp: 148,336 shares worth $12.3M.
  • Rice Hall James & Associates added most to UMB Financial in Q3 2013, an estimated $4.44M increase.
  • Rice Hall James & Associates's biggest Q3 2013 reduction was Hanger Inc., cutting an estimated $10.1M.
  • Rice Hall James & Associates fully exited Francesca's Holdings Corporation in Q3 2013, selling an estimated $14.5M.
  • Rice Hall James & Associates's ten largest holdings make up 16% of its $1.04B portfolio in Q3 2013.
  • Rice Hall James & Associates opened 23 new positions and closed 21 in Q3 2013.
  • Rice Hall James & Associates's portfolio value rose 2.7% quarter-over-quarter to $1.04B.

Based on Rice Hall James & Associates's 13F filing for Q3 2013, filed 31 Oct 2013.