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RHJA

Rice Hall James & Associates Portfolio holdings

AUM $2.05B
1-Year Est. Return 43.16%
This Fund
S&P 500
This Quarter Est. Return
-5.36%
1 Year Est. Return
+43.16%
3 Year Est. Return
+139.79%
5 Year Est. Return
+169.96%
10 Year Est. Return
+906.29%
AUM
$1.57B
AUM Growth
-$188M
Cap. Flow
-$40.2M
Cap. Flow %
-2.55%
Top 10 Hldgs %
25.73%
Holding
273
New
11
Increased
56
Reduced
164
Closed
13

Top Buys

Rank Stock Value
1
TKO icon
TKO Group
TKO
+$41.7M
2
ESTA icon
Establishment Labs
ESTA
+$6.42M
3
HROW icon
Harrow
HROW
+$4.38M
4
KRTX
Karuna Therapeutics, Inc. Common Stock
KRTX
+$4.04M
5
EOLS icon
Evolus
EOLS
+$3.78M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$51.6M
2
CSW
CSW Industrials
CSW
+$8.4M
3
QLYS icon
Qualys
QLYS
+$7.98M
4
LCII icon
LCI Industries
LCII
+$7.16M
5
MSM icon
MSC Industrial Direct
MSM
+$5.66M

Sector Composition

Rank Sector Weight
1 Healthcare 27.91%
2 Technology 24.74%
3 Industrials 19.41%
4 Consumer Discretionary 7.88%
5 Communication Services 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
251
JPMorgan Chase
JPM
$956B
$298K 0.02%
2,058
– –
WDFC icon
252
WD-40
WDFC
$3.15B
$295K 0.02%
1,450
– –
MCO icon
253
Moody's
MCO
$82.8B
$293K 0.02%
928
– –
MSFT icon
254
Microsoft
MSFT
$3.76T
$270K 0.02%
854
-25
-3% -$8.26K
MRSH
255
Marsh
MRSH
$91B
$257K 0.02%
1,350
– –
HAS icon
256
Hasbro
HAS
$13.3B
$243K 0.02%
3,679
-36
-1% -$2.38K
WMT icon
257
Walmart Inc
WMT
$897B
$234K 0.01%
4,398
– –
ZYXI
258
DELISTED
Zynex
ZYXI
$229K 0.01%
28,607
-506
-2% -$4.24K
SBUX icon
259
Starbucks
SBUX
$119B
$225K 0.01%
2,468
– –
MRK icon
260
Merck
MRK
$323B
$212K 0.01%
2,064
-150
-7% -$16.2K
CERS icon
261
Cerus
CERS
$508M
– –
-485,768
Closed -$1.19M
CSW
262
CSW Industrials
CSW
$5.67B
– –
-50,545
Closed -$8.4M
DCGO icon
263
DocGo
DCGO
$56.8M
– –
-588,845
Closed -$5.52M
FNKO icon
264
Funko
FNKO
$347M
– –
-160,131
Closed -$1.73M
GNTY
265
DELISTED
Guaranty Bancshares
GNTY
– –
-40,891
Closed -$1.11M
MNRO icon
266
Monro
MNRO
$368M
– –
-70,912
Closed -$2.88M
MSM icon
267
MSC Industrial Direct
MSM
$6.87B
– –
-59,453
Closed -$5.66M
NEOG icon
268
Neogen
NEOG
$2.49B
– –
-129,783
Closed -$2.82M
RLGT icon
269
Radiant Logistics
RLGT
$390M
– –
-382,808
Closed -$2.57M
SIMO icon
270
Silicon Motion
SIMO
$7.82B
– –
-19,929
Closed -$1.43M
SMLR
271
DELISTED
Semler Scientific
SMLR
– –
-49,101
Closed -$1.29M
TTC icon
272
Toro Company
TTC
$9.4B
– –
-8,095
Closed -$823K
WWE
273
DELISTED
World Wrestling Entertainment
WWE
– –
-475,452
Closed -$51.6M
7 8 9 10
11

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Rice Hall James & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Rice Hall James & Associates held 273 positions worth $1.57B, down 11% from $1.76B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rice Hall James & Associates's Q3 2023 filing shows 11 new, 56 increased, 164 reduced and 13 closed positions. Its largest new stake was TKO Group: 449,630 shares worth $37.8M. The largest sale was World Wrestling Entertainment, an estimated $51.6M.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, down from 28% a quarter earlier, followed by Technology and Industrials.

  • Rice Hall James & Associates's largest Q3 2023 buy was TKO Group: 449,630 shares worth $37.8M.
  • Rice Hall James & Associates added most to Establishment Labs in Q3 2023, an estimated $6.42M increase.
  • Rice Hall James & Associates's biggest Q3 2023 reduction was Qualys, cutting an estimated $7.98M.
  • Rice Hall James & Associates fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $51.6M.
  • Rice Hall James & Associates's ten largest holdings make up 26% of its $1.57B portfolio in Q3 2023.
  • Rice Hall James & Associates opened 11 new positions and closed 13 in Q3 2023.
  • Rice Hall James & Associates's portfolio value fell 11% quarter-over-quarter to $1.57B.

Based on Rice Hall James & Associates's 13F filing for Q3 2023, filed 2 Nov 2023.