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RHJA

Rice Hall James & Associates Portfolio holdings

AUM $2.05B
1-Year Est. Return 43.16%
This Fund
S&P 500
This Quarter Est. Return
-25.09%
1 Year Est. Return
+43.16%
3 Year Est. Return
+139.79%
5 Year Est. Return
+169.96%
10 Year Est. Return
+906.29%
AUM
$1.79B
AUM Growth
-$1.17B
Cap. Flow
-$394M
Cap. Flow %
-22.03%
Top 10 Hldgs %
23.27%
Holding
291
New
26
Increased
34
Reduced
190
Closed
30

Top Buys

Rank Stock Value
1
ZGNX
Zogenix, Inc.
ZGNX
+$13.4M
2
IOVA icon
Iovance Biotherapeutics
IOVA
+$12M
3
RDWR icon
Radware
RDWR
+$11.2M
4
KPTI icon
Karyopharm Therapeutics
KPTI
+$11M
5
PRGS icon
Progress Software
PRGS
+$10.7M

Top Sells

Rank Stock Value
1
PFGC icon
Performance Food Group
PFGC
+$19.8M
2
EBS icon
Emergent Biosolutions
EBS
+$19.3M
3
IMAX icon
IMAX
IMAX
+$16.9M
4
CY
Cypress Semiconductor
CY
+$16.8M
5
POOL icon
Pool Corp
POOL
+$15.4M

Sector Composition

Rank Sector Weight
1 Healthcare 25.39%
2 Technology 21.19%
3 Industrials 18.35%
4 Consumer Discretionary 10.8%
5 Communication Services 7.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
251
Eli Lilly
LLY
$1.1T
$345K 0.02%
2,490
– –
BYD icon
252
Boyd Gaming
BYD
$5.92B
$324K 0.02%
22,500
-573,099
-96% -$14.7M
WDFC icon
253
WD-40
WDFC
$3.15B
$291K 0.02%
1,450
– –
BRK.A icon
254
Berkshire Hathaway Class A
BRK.A
$1.13T
$272K 0.02%
1
– –
BMY icon
255
Bristol-Myers Squibb
BMY
$132B
$246K 0.01%
4,408
– –
T icon
256
AT&T
T
$165B
$235K 0.01%
10,657
– –
AAN.A
257
DELISTED
The Aaron's Company Inc Class A
AAN.A
$230K 0.01%
10,096
-336,454
-97% -$7.66M
MSFT icon
258
Microsoft
MSFT
$3.76T
$229K 0.01%
1,450
-400
-22% -$65.8K
JPM icon
259
JPMorgan Chase
JPM
$956B
$202K 0.01%
2,249
– –
CHNG
260
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$150K 0.01%
15,044
+3,910
+35% +$54.7K
CHX
261
DELISTED
ChampionX
CHX
$121K 0.01%
21,100
-379,177
-95% -$7.88M
AIN icon
262
Albany International
AIN
$1.73B
– –
-154,182
Closed -$11.7M
AVNS
263
DELISTED
Avanos Medical
AVNS
– –
-405,663
Closed -$13.7M
BJRI icon
264
BJ's Restaurants
BJRI
$1.46B
– –
-124,736
Closed -$4.74M
CHEF icon
265
Chefs' Warehouse
CHEF
$4.44B
– –
-55,181
Closed -$2.1M
CHKP icon
266
Check Point Software Technologies
CHKP
$13.4B
– –
-1,808
Closed -$201K
DCO icon
267
Ducommun
DCO
$2.94B
– –
-43,560
Closed -$2.2M
EXPE icon
268
Expedia Group
EXPE
$37.7B
– –
-10,369
Closed -$1.12M
GDEN
269
DELISTED
Golden Entertainment
GDEN
– –
-93,792
Closed -$1.8M
IFF icon
270
International Flavors & Fragrances
IFF
$21.7B
– –
-10,900
Closed -$1.41M
IIIV icon
271
i3 Verticals
IIIV
$328M
– –
-40,856
Closed -$1.15M
IMAX icon
272
IMAX
IMAX
$2.81B
– –
-826,848
Closed -$16.9M
IMXI icon
273
International Money Express
IMXI
$356M
– –
-118,638
Closed -$1.43M
IWC icon
274
iShares Micro-Cap ETF
IWC
$1.49B
– –
-12,364
Closed -$1.23M
IWM icon
275
iShares Russell 2000 ETF
IWM
$81.5B
– –
-4,858
Closed -$805K
8 9 10
11
12

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GIM
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IL
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BC
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SAM
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AG
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ACP
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Rice Hall James & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Rice Hall James & Associates held 291 positions worth $1.79B, down 39% from $2.96B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rice Hall James & Associates withdrew a net $394M in Q1 2020, closing 30 positions and reducing 190 holdings. Its most notable exit was Performance Food Group, an estimated $19.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 20% a quarter earlier, followed by Technology and Industrials.

Against the trend, Rice Hall James & Associates opened a new position in Zogenix, Inc. worth $9.13M.

  • Rice Hall James & Associates's largest Q1 2020 buy was Zogenix, Inc.: 369,261 shares worth $9.13M.
  • Rice Hall James & Associates added most to Radware in Q1 2020, an estimated $11.2M increase.
  • Rice Hall James & Associates's biggest Q1 2020 reduction was Emergent Biosolutions, cutting an estimated $19.3M.
  • Rice Hall James & Associates fully exited Performance Food Group in Q1 2020, selling an estimated $19.8M.
  • Rice Hall James & Associates's ten largest holdings make up 23% of its $1.79B portfolio in Q1 2020.
  • Rice Hall James & Associates opened 26 new positions and closed 30 in Q1 2020.
  • Rice Hall James & Associates's portfolio value fell 39% quarter-over-quarter to $1.79B.

Based on Rice Hall James & Associates's 13F filing for Q1 2020, filed 15 May 2020.