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RHJA

Rice Hall James & Associates Portfolio holdings

AUM $2.05B
1-Year Est. Return 43.16%
This Fund
S&P 500
This Quarter Est. Return
+12.62%
1 Year Est. Return
+43.16%
3 Year Est. Return
+139.79%
5 Year Est. Return
+169.96%
10 Year Est. Return
+906.29%
AUM
$1.04B
AUM Growth
+$27.8M
Cap. Flow
-$76.3M
Cap. Flow %
-7.33%
Top 10 Hldgs %
16.37%
Holding
293
New
23
Increased
16
Reduced
176
Closed
21

Top Buys

Rank Stock Value
1
ALOG
Analogic Corp
ALOG
+$11.1M
2
MRC
MRC Global
MRC
+$10.8M
3
SN
Sanchez Energy Corporation
SN
+$10.3M
4
IDTI
Integrated Device Technology I
IDTI
+$10.3M
5
CATY icon
Cathay General Bancorp
CATY
+$10.1M

Top Sells

Rank Stock Value
1
FRAN
Francesca's Holdings Corporation
FRAN
+$14.5M
2
HBI
Hanesbrands
HBI
+$11.1M
3
HNGR
Hanger Inc.
HNGR
+$10.1M
4
NVRI icon
Enviri
NVRI
+$9.73M
5
IO
ION Geophysical Corporation
IO
+$8.98M

Sector Composition

Rank Sector Weight
1 Industrials 21.62%
2 Technology 13.39%
3 Healthcare 12.22%
4 Consumer Discretionary 10.2%
5 Financials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
251
Enterprise Products Partners
EPD
$81.7B
$332K 0.03%
10,880
– –
MCO icon
252
Moody's
MCO
$82.7B
$329K 0.03%
4,678
– –
CMLS
253
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$313K 0.03%
+7,391
New +$270K
MTN icon
254
Vail Resorts
MTN
$5.3B
$309K 0.03%
4,457
-1,099
-20% -$74.3K
BMY icon
255
Bristol-Myers Squibb
BMY
$132B
$305K 0.03%
6,588
– –
HURN icon
256
Huron Consulting
HURN
$2.42B
$305K 0.03%
5,806
-1,213
-17% -$59.8K
XEL icon
257
Xcel Energy
XEL
$48.8B
$297K 0.03%
10,765
– –
GBL
258
DELISTED
GAMCO Investors, Inc.
GBL
$291K 0.03%
7,123
-1,757
-20% -$58.3K
ICON
259
DELISTED
Iconix Brand Group, Inc.
ICON
$285K 0.03%
856
-212
-20% -$69.4K
ETP
260
DELISTED
Energy Transfer Partners, L.P.
ETP
$285K 0.03%
8,580
– –
ADVS
261
DELISTED
Advent Software Inc
ADVS
$285K 0.03%
8,968
-2,212
-20% -$66K
NKTR icon
262
Nektar Therapeutics
NKTR
$2.58B
$267K 0.03%
1,703
-359
-17% -$66.4K
LOW icon
263
Lowe's Companies
LOW
$125B
$261K 0.03%
5,475
– –
A icon
264
Agilent Technologies
A
$41.2B
$258K 0.02%
7,035
– –
CHEF icon
265
Chefs' Warehouse
CHEF
$4.5B
$231K 0.02%
9,998
-1,818
-15% -$39.1K
GAP
266
The Gap Inc
GAP
$7.37B
$218K 0.02%
5,400
– –
EWH icon
267
iShares MSCI Hong Kong ETF
EWH
$1.22B
$212K 0.02%
10,600
– –
ON icon
268
ON Semiconductor
ON
$31.6B
$205K 0.02%
27,985
-6,891
-20% -$52.9K
LLY icon
269
Eli Lilly
LLY
$1.06T
$204K 0.02%
4,050
-450
-10% -$23.6K
PBT
270
Permian Basin Royalty Trust
PBT
$1.49B
$157K 0.02%
11,000
– –
STAB
271
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$97K 0.01%
3,077
-422
-12% -$14K
SMED
272
DELISTED
Sharps Compliance Corp
SMED
$55K 0.01%
17,781
– –
AMT icon
273
American Tower
AMT
$80.4B
– –
-3,500
Closed -$256K
BB icon
274
BlackBerry
BB
$5.26B
– –
-228,274
Closed -$2.39M
GEF icon
275
Greif
GEF
$5.04B
– –
-69,929
Closed -$3.68M
8 9 10
11
12

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Rice Hall James & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Rice Hall James & Associates held 293 positions worth $1.04B, up 2.7% from $1.01B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Rice Hall James & Associates withdrew a net $76.3M in Q3 2013, closing 21 positions and reducing 176 holdings. Its most notable exit was Francesca's Holdings Corporation, an estimated $14.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 22% of assets, down from 22% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Rice Hall James & Associates opened a new position in Analogic Corp worth $12.3M.

  • Rice Hall James & Associates's largest Q3 2013 buy was Analogic Corp: 148,336 shares worth $12.3M.
  • Rice Hall James & Associates added most to UMB Financial in Q3 2013, an estimated $4.44M increase.
  • Rice Hall James & Associates's biggest Q3 2013 reduction was Hanger Inc., cutting an estimated $10.1M.
  • Rice Hall James & Associates fully exited Francesca's Holdings Corporation in Q3 2013, selling an estimated $14.5M.
  • Rice Hall James & Associates's ten largest holdings make up 16% of its $1.04B portfolio in Q3 2013.
  • Rice Hall James & Associates opened 23 new positions and closed 21 in Q3 2013.
  • Rice Hall James & Associates's portfolio value rose 2.7% quarter-over-quarter to $1.04B.

Based on Rice Hall James & Associates's 13F filing for Q3 2013, filed 31 Oct 2013.