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RHJA

Rice Hall James & Associates Portfolio holdings

AUM $2.05B
1-Year Est. Return 43.16%
This Fund
S&P 500
This Quarter Est. Return
+9.36%
1 Year Est. Return
+43.16%
3 Year Est. Return
+139.79%
5 Year Est. Return
+169.96%
10 Year Est. Return
+906.29%
AUM
$2.48B
AUM Growth
+$152M
Cap. Flow
+$58.2M
Cap. Flow %
2.35%
Top 10 Hldgs %
26.38%
Holding
291
New
33
Increased
134
Reduced
93
Closed
18

Top Buys

Rank Stock Value
1
ZD icon
Ziff Davis
ZD
+$32.7M
2
SIMO icon
Silicon Motion
SIMO
+$15.7M
3
FATE icon
Fate Therapeutics
FATE
+$11.4M
4
KPTI icon
Karyopharm Therapeutics
KPTI
+$11.3M
5
EEFT icon
Euronet Worldwide
EEFT
+$10.7M

Top Sells

Rank Stock Value
1
TTD icon
Trade Desk
TTD
+$28.2M
2
IMMU
Immunomedics Inc
IMMU
+$16.9M
3
AJRD
Aerojet Rocketdyne Holdings
AJRD
+$8.48M
4
ONTO icon
Onto Innovation
ONTO
+$7.79M
5
LSCC icon
Lattice Semiconductor
LSCC
+$6.59M

Sector Composition

Rank Sector Weight
1 Healthcare 24.68%
2 Technology 21.94%
3 Industrials 17.48%
4 Consumer Discretionary 13.63%
5 Communication Services 6.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPX
226
DELISTED
WPX Energy, Inc.
WPX
$1.14M 0.05%
232,530
-18,168
-7% -$101K
NATI
227
DELISTED
National Instruments Corp
NATI
$1.13M 0.05%
31,697
-1,751
-5% -$63.6K
GNTY
228
DELISTED
Guaranty Bancshares
GNTY
$1.1M 0.04%
48,489
+4,472
+10% +$105K
SYY icon
229
Sysco
SYY
$40.1B
$1.07M 0.04%
17,161
-760
-4% -$44.2K
ATRC icon
230
AtriCure
ATRC
$2.12B
$983K 0.04%
24,641
+2,222
+10% +$94.2K
AAPL icon
231
Apple
AAPL
$4.5T
$900K 0.04%
7,768
+400
+5% +$43.6K
ABT icon
232
Abbott
ABT
$188B
$890K 0.04%
8,176
– –
CODA icon
233
Coda Octopus Group
CODA
$117M
$841K 0.03%
152,127
+52,824
+53% +$306K
DENN
234
DELISTED
Denny's
DENN
$803K 0.03%
80,251
+25,545
+47% +$256K
MCO icon
235
Moody's
MCO
$82.8B
$768K 0.03%
2,648
– –
MIXT
236
DELISTED
MIX TELEMATICS LIMITED
MIXT
$760K 0.03%
85,058
+27,178
+47% +$253K
ABBV icon
237
AbbVie
ABBV
$438B
$731K 0.03%
8,344
– –
ESTA icon
238
Establishment Labs
ESTA
$2.24B
$719K 0.03%
38,781
+13,496
+53% +$240K
LHX icon
239
L3Harris
LHX
$54B
$689K 0.03%
4,056
– –
J icon
240
Jacobs Solutions
J
$17.2B
$671K 0.03%
8,749
+125
+1% +$9.13K
OPLN
241
Openlane
OPLN
$4.58B
$613K 0.02%
42,537
-262,814
-86% -$4.11M
MRK icon
242
Merck
MRK
$323B
$593K 0.02%
7,488
-331
-4% -$25.9K
WMT icon
243
Walmart Inc
WMT
$897B
$569K 0.02%
12,198
– –
PEP icon
244
PepsiCo
PEP
$188B
$524K 0.02%
3,782
-36
-0.9% -$4.9K
CAG icon
245
Conagra Brands
CAG
$7.07B
$476K 0.02%
13,325
-978
-7% -$35.8K
ABCB icon
246
Ameris Bancorp
ABCB
$5.88B
$465K 0.02%
20,425
– –
PG icon
247
Procter & Gamble
PG
$340B
$454K 0.02%
3,264
– –
CVX icon
248
Chevron
CVX
$382B
$433K 0.02%
6,017
– –
INTC icon
249
Intel
INTC
$492B
$373K 0.02%
7,201
+101
+1% +$5.25K
XOM icon
250
ExxonMobil
XOM
$657B
$373K 0.02%
10,871
-600
-5% -$24.5K
8 9
10
11 12

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Rice Hall James & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Rice Hall James & Associates held 291 positions worth $2.48B, up 6.5% from $2.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rice Hall James & Associates's Q3 2020 filing shows 33 new, 134 increased, 93 reduced and 18 closed positions. Its largest new stake was Fate Therapeutics: 326,844 shares worth $13.1M. The largest sale was Trade Desk, an estimated $28.2M.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, down from 25% a quarter earlier, followed by Technology and Industrials.

  • Rice Hall James & Associates's largest Q3 2020 buy was Fate Therapeutics: 326,844 shares worth $13.1M.
  • Rice Hall James & Associates added most to Ziff Davis in Q3 2020, an estimated $32.7M increase.
  • Rice Hall James & Associates's biggest Q3 2020 reduction was Trade Desk, cutting an estimated $28.2M.
  • Rice Hall James & Associates fully exited Aerojet Rocketdyne Holdings in Q3 2020, selling an estimated $8.48M.
  • Rice Hall James & Associates's ten largest holdings make up 26% of its $2.48B portfolio in Q3 2020.
  • Rice Hall James & Associates opened 33 new positions and closed 18 in Q3 2020.
  • Rice Hall James & Associates's portfolio value rose 6.5% quarter-over-quarter to $2.48B.

Based on Rice Hall James & Associates's 13F filing for Q3 2020, filed 16 Nov 2020.