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RHJA

Rice Hall James & Associates Portfolio holdings

AUM $2.05B
1-Year Est. Return 43.16%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+43.16%
3 Year Est. Return
+139.79%
5 Year Est. Return
+169.96%
10 Year Est. Return
+906.29%
AUM
$1.39B
AUM Growth
+$344M
Cap. Flow
+$229M
Cap. Flow %
16.52%
Top 10 Hldgs %
16.24%
Holding
318
New
46
Increased
121
Reduced
103
Closed
19

Top Buys

Rank Stock Value
1
AIN icon
Albany International
AIN
+$15.3M
2
HLX icon
Helix Energy Solutions
HLX
+$15M
3
AMBA icon
Ambarella
AMBA
+$14.2M
4
IDTI
Integrated Device Technology I
IDTI
+$10M
5
ALOG
Analogic Corp
ALOG
+$9.44M

Top Sells

Rank Stock Value
1
WEN icon
Wendy's
WEN
+$12.3M
2
AAWW
Atlas Air Worldwide Holdings, Inc.
AAWW
+$10.2M
3
NTGR icon
NETGEAR
NTGR
+$8.8M
4
IRDM icon
Iridium Communications
IRDM
+$5.09M
5
HOLX
Hologic
HOLX
+$4.26M

Sector Composition

Rank Sector Weight
1 Industrials 19.51%
2 Technology 15.09%
3 Consumer Discretionary 11.18%
4 Healthcare 10.43%
5 Consumer Staples 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICON
226
DELISTED
Iconix Brand Group, Inc.
ICON
$926K 0.07%
2,332
+1,476
+172% +$543K
MTN icon
227
Vail Resorts
MTN
$5.3B
$911K 0.07%
12,105
+7,648
+172% +$552K
GBL
228
DELISTED
GAMCO Investors, Inc.
GBL
$910K 0.07%
19,424
+12,301
+173% +$507K
GFIG
229
DELISTED
GFI GROUP INC
GFIG
$880K 0.06%
225,065
+140,813
+167% +$511K
WM icon
230
Waste Management
WM
$91B
$870K 0.06%
19,400
– –
TTEK icon
231
Tetra Tech
TTEK
$9.07B
$868K 0.06%
+155,100
New +$837K
ADVS
232
DELISTED
Advent Software Inc
ADVS
$855K 0.06%
24,468
+15,500
+173% +$524K
EMC
233
DELISTED
EMC CORPORATION
EMC
$810K 0.06%
32,200
+2,000
+7% +$48.5K
NKTR icon
234
Nektar Therapeutics
NKTR
$2.58B
$781K 0.06%
4,586
+2,883
+169% +$465K
CHEF icon
235
Chefs' Warehouse
CHEF
$4.5B
$776K 0.06%
26,600
+16,602
+166% +$414K
CHKP icon
236
Check Point Software Technologies
CHKP
$13.1B
$769K 0.06%
11,923
-1,285
-10% -$77.3K
ITW icon
237
Illinois Tool Works
ITW
$84.5B
$757K 0.05%
9,004
– –
ITMN
238
DELISTED
INTERMUNE INC
ITMN
$757K 0.05%
+51,372
New +$710K
CVX icon
239
Chevron
CVX
$366B
$745K 0.05%
5,963
– –
WBA
240
DELISTED
Walgreens Boots Alliance
WBA
$715K 0.05%
12,450
+700
+6% +$40.7K
ORCL icon
241
Oracle
ORCL
$423B
$708K 0.05%
18,500
– –
AMJ
242
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$706K 0.05%
15,222
+500
+3% +$22.6K
ZBH icon
243
Zimmer Biomet
ZBH
$18.4B
$660K 0.05%
7,299
+104
+1% +$9K
ON icon
244
ON Semiconductor
ON
$31.6B
$629K 0.05%
76,294
+48,309
+173% +$352K
ESRX
245
DELISTED
Express Scripts Holding Company
ESRX
$614K 0.04%
8,748
– –
MRK icon
246
Merck
MRK
$318B
$602K 0.04%
12,608
+125
+1% +$5.71K
CNL
247
DELISTED
CLECO CRP (HOLDING CO)
CNL
$601K 0.04%
12,894
– –
JCI icon
248
Johnson Controls International
JCI
$92.2B
$544K 0.04%
10,123
– –
T icon
249
AT&T
T
$163B
$535K 0.04%
20,163
– –
POT
250
DELISTED
Potash Corp Of Saskatchewan
POT
$531K 0.04%
16,100
+600
+4% +$19.1K
8 9
10
11 12

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Rice Hall James & Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Rice Hall James & Associates held 318 positions worth $1.39B, up 33% from $1.04B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Rice Hall James & Associates deployed $229M of net new capital in Q4 2013, opening 46 new positions and adding to 121 existing holdings. Its largest new stake was Albany International: 427,571 shares worth $15.4M.

By sector, the portfolio is most concentrated in Industrials at 20% of assets, down from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Encompass Health, an estimated $3.94M trimmed.

  • Rice Hall James & Associates's largest Q4 2013 buy was Albany International: 427,571 shares worth $15.4M.
  • Rice Hall James & Associates added most to Integrated Device Technology I in Q4 2013, an estimated $10M increase.
  • Rice Hall James & Associates's biggest Q4 2013 reduction was Encompass Health, cutting an estimated $3.94M.
  • Rice Hall James & Associates fully exited Wendy's in Q4 2013, selling an estimated $12.3M.
  • Rice Hall James & Associates's ten largest holdings make up 16% of its $1.39B portfolio in Q4 2013.
  • Rice Hall James & Associates opened 46 new positions and closed 19 in Q4 2013.
  • Rice Hall James & Associates's portfolio value rose 33% quarter-over-quarter to $1.39B.

Based on Rice Hall James & Associates's 13F filing for Q4 2013, filed 11 Feb 2014.