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RHJA

Rice Hall James & Associates Portfolio holdings

AUM $2.05B
1-Year Est. Return 43.16%
This Fund
S&P 500
This Quarter Est. Return
+12.62%
1 Year Est. Return
+43.16%
3 Year Est. Return
+139.79%
5 Year Est. Return
+169.96%
10 Year Est. Return
+906.29%
AUM
$1.04B
AUM Growth
+$27.8M
Cap. Flow
-$76.3M
Cap. Flow %
-7.33%
Top 10 Hldgs %
16.37%
Holding
293
New
23
Increased
16
Reduced
176
Closed
21

Top Buys

Rank Stock Value
1
ALOG
Analogic Corp
ALOG
+$11.1M
2
MRC
MRC Global
MRC
+$10.8M
3
SN
Sanchez Energy Corporation
SN
+$10.3M
4
IDTI
Integrated Device Technology I
IDTI
+$10.3M
5
CATY icon
Cathay General Bancorp
CATY
+$10.1M

Top Sells

Rank Stock Value
1
FRAN
Francesca's Holdings Corporation
FRAN
+$14.5M
2
HBI
Hanesbrands
HBI
+$11.1M
3
HNGR
Hanger Inc.
HNGR
+$10.1M
4
NVRI icon
Enviri
NVRI
+$9.73M
5
IO
ION Geophysical Corporation
IO
+$8.98M

Sector Composition

Rank Sector Weight
1 Industrials 21.62%
2 Technology 13.39%
3 Healthcare 12.22%
4 Consumer Discretionary 10.2%
5 Financials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POT
226
DELISTED
Potash Corp Of Saskatchewan
POT
$485K 0.05%
15,500
-12,875
-45% -$427K
LTM
227
DELISTED
LIFE TIME FITNESS INC
LTM
$485K 0.05%
9,427
-2,325
-20% -$120K
CAKE icon
228
Cheesecake Factory
CAKE
$5.33B
$483K 0.05%
+10,982
New +$473K
DENN
229
DELISTED
Denny's
DENN
$478K 0.05%
78,274
-12,316
-14% -$71.8K
IAU icon
230
iShares Gold Trust
IAU
$67.5B
$478K 0.05%
18,535
– –
SE
231
DELISTED
Spectra Energy Corp Wi
SE
$475K 0.05%
13,870
– –
GHM icon
232
Graham Corp
GHM
$1.31B
$465K 0.04%
12,865
-2,085
-14% -$70.8K
ICUI icon
233
ICU Medical
ICUI
$4.61B
$456K 0.04%
6,718
-1,352
-17% -$96.5K
SLB icon
234
SLB Ltd
SLB
$75B
$451K 0.04%
5,100
– –
GEOS icon
235
Geospace Technologies
GEOS
$75.7M
$441K 0.04%
5,231
-905
-15% -$67.4K
PBA icon
236
Pembina Pipeline
PBA
$27.6B
$441K 0.04%
13,300
– –
JCI icon
237
Johnson Controls International
JCI
$92.2B
$440K 0.04%
10,123
– –
CNTY icon
238
Century Casinos
CNTY
$34M
$431K 0.04%
75,271
-10,991
-13% -$50K
SBUX icon
239
Starbucks
SBUX
$120B
$418K 0.04%
10,850
– –
TEVA icon
240
Teva Pharmaceuticals
TEVA
$41.2B
$414K 0.04%
10,950
– –
TFX icon
241
Teleflex
TFX
$5.98B
$409K 0.04%
4,970
-1,226
-20% -$96.3K
PG icon
242
Procter & Gamble
PG
$339B
$400K 0.04%
5,286
– –
AAPL icon
243
Apple
AAPL
$4.57T
$399K 0.04%
23,436
– –
BHP icon
244
BHP
BHP
$230B
$399K 0.04%
7,096
– –
OKE icon
245
Oneok
OKE
$54.5B
$384K 0.04%
8,224
– –
FCX icon
246
Freeport-McMoran
FCX
$97.5B
$379K 0.04%
11,450
– –
AGYS icon
247
Agilysys
AGYS
$3.06B
$377K 0.04%
31,665
-5,077
-14% -$59.4K
CCOI icon
248
Cogent Communications
CCOI
$508M
$357K 0.03%
11,077
-2,285
-17% -$70.1K
BRK.A icon
249
Berkshire Hathaway Class A
BRK.A
$1.12T
$341K 0.03%
2
– –
GFIG
250
DELISTED
GFI GROUP INC
GFIG
$333K 0.03%
84,252
-16,233
-16% -$66.2K
8 9
10
11 12

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Rice Hall James & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Rice Hall James & Associates held 293 positions worth $1.04B, up 2.7% from $1.01B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Rice Hall James & Associates withdrew a net $76.3M in Q3 2013, closing 21 positions and reducing 176 holdings. Its most notable exit was Francesca's Holdings Corporation, an estimated $14.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 22% of assets, down from 22% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Rice Hall James & Associates opened a new position in Analogic Corp worth $12.3M.

  • Rice Hall James & Associates's largest Q3 2013 buy was Analogic Corp: 148,336 shares worth $12.3M.
  • Rice Hall James & Associates added most to UMB Financial in Q3 2013, an estimated $4.44M increase.
  • Rice Hall James & Associates's biggest Q3 2013 reduction was Hanger Inc., cutting an estimated $10.1M.
  • Rice Hall James & Associates fully exited Francesca's Holdings Corporation in Q3 2013, selling an estimated $14.5M.
  • Rice Hall James & Associates's ten largest holdings make up 16% of its $1.04B portfolio in Q3 2013.
  • Rice Hall James & Associates opened 23 new positions and closed 21 in Q3 2013.
  • Rice Hall James & Associates's portfolio value rose 2.7% quarter-over-quarter to $1.04B.

Based on Rice Hall James & Associates's 13F filing for Q3 2013, filed 31 Oct 2013.