We are live on ! Find out more
RA

RFG Advisory Portfolio holdings

AUM $6.4B
1-Year Est. Return 19.93%
This Fund
S&P 500
This Quarter Est. Return
-0.28%
1 Year Est. Return
+19.93%
3 Year Est. Return
+52.26%
5 Year Est. Return
+48.57%
10 Year Est. Return
+151.03%
AUM
$1.22B
AUM Growth
+$92.1M
Cap. Flow
+$99.6M
Cap. Flow %
8.19%
Top 10 Hldgs %
44.63%
Holding
447
New
17
Increased
223
Reduced
162
Closed
27

Top Buys

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$16.3M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$9.73M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.33M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$7.81M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$7.16M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$5.52M
2
PRN icon
Invesco Dorsey Wright Industrials Momentum ETF
PRN
+$3.09M
3
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$2.31M
4
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$2.12M
5
SIMS icon
State Street SPDR S&P Kensho Intelligent Structures ETF
SIMS
+$2.05M

Sector Composition

Rank Sector Weight
1 Technology 4.16%
2 Financials 2.94%
3 Consumer Discretionary 2.93%
4 Healthcare 2.66%
5 Consumer Staples 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQ icon
401
Vanguard Real Estate ETF
VNQ
$39.8B
$211K 0.02%
2,075
-989
-32% -$105K
ELD icon
402
WisdomTree Emerging Markets Local Debt Fund
ELD
$141M
$209K 0.02%
+6,701
New +$215K
FEM icon
403
First Trust Emerging Markets AlphaDEX Fund
FEM
$746M
$206K 0.02%
7,639
-3,347
-30% -$91.9K
XEL icon
404
Xcel Energy
XEL
$50.4B
$206K 0.02%
3,294
-691
-17% -$46.7K
JHMM icon
405
John Hancock Multifactor Mid Cap ETF
JHMM
$5.93B
$205K 0.02%
+3,967
New +$209K
AEP icon
406
American Electric Power
AEP
$72.7B
$204K 0.02%
2,516
+3
+0.1% +$262
AWK icon
407
American Water Works
AWK
$26.3B
$201K 0.02%
+1,190
New +$208K
ERIC icon
408
Ericsson
ERIC
$31.8B
$201K 0.02%
17,944
+175
+1% +$2.07K
AMED
409
DELISTED
Amedisys
AMED
$200K 0.02%
1,343
-9
-0.7% -$1.87K
XLF icon
410
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$200K 0.02%
5,342
-446
-8% -$16.7K
GPRO icon
411
GoPro
GPRO
$119M
$194K 0.02%
20,700
+25
+0.1% +$253
JPS
412
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$161K 0.01%
16,383
+89
+0.5% +$889
ET icon
413
Energy Transfer Partners
ET
$68.5B
$150K 0.01%
15,620
-201
-1% -$1.93K
PSO icon
414
Pearson
PSO
$10.1B
$124K 0.01%
12,820
– –
RITM icon
415
Rithm Capital
RITM
$5.15B
$124K 0.01%
+11,300
New +$116K
PHK
416
PIMCO High Income Fund
PHK
$863M
$114K 0.01%
18,165
+274
+2% +$1.85K
DNP icon
417
DNP Select Income Fund
DNP
$4.15B
$108K 0.01%
+10,103
New +$108K
NLY icon
418
Annaly Capital Management
NLY
$16.9B
$88K 0.01%
2,619
-62
-2% -$2.13K
OIA icon
419
Invesco Municipal Income Opportunities Trust
OIA
$293M
$87K 0.01%
10,979
+15
+0.1% +$123
BTG icon
420
B2Gold
BTG
$5.16B
$35K ﹤0.01%
10,200
– –
AOA icon
421
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
– –
-4,772
Closed -$337K
BIIB icon
422
Biogen
BIIB
$29.5B
– –
-642
Closed -$222K
BLV icon
423
Vanguard Long-Term Bond ETF
BLV
$5.78B
– –
-3,185
Closed -$328K
CBSH icon
424
Commerce Bancshares
CBSH
$8.49B
– –
-10,566
Closed -$617K
CRSP icon
425
CRISPR Therapeutics
CRSP
$4.6B
– –
-1,289
Closed -$209K
14 15 16
17
18

Similar funds

PCH
PGIM Custom Harvest Newark, New Jersey $6.4B AUM 18.53% 1-Year Est. Return
BFG
Bleakley Financial Group Fairfield, New Jersey $6.39B AUM 26.33% 1-Year Est. Return
EI
Ethic Inc New York $6.39B AUM 29.64% 1-Year Est. Return
GT
Glenview Trust Louisville, Kentucky $6.37B AUM 23.72% 1-Year Est. Return
BFS
Bradley Foster & Sargent Hartford, Connecticut $6.44B AUM 25.27% 1-Year Est. Return
EWM
Evercore Wealth Management New York $6.36B AUM 20.35% 1-Year Est. Return
EC
ECP ControlCo Summit, New Jersey $6.34B AUM 19.72% 1-Year Est. Return
RIG
RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

RFG Advisory's Q3 2021 Portfolio in Review

As of Q3 2021, RFG Advisory held 447 positions worth $1.22B, up 8.2% from $1.12B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

RFG Advisory deployed $99.6M of net new capital in Q3 2021, opening 17 new positions and adding to 223 existing holdings. Its largest new stake was Hartford AAA CLO ETF: 124,647 shares worth $5.11M.

By sector, the portfolio is most concentrated in Technology at 4.2% of assets, down from 4.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $5.52M trimmed.

  • RFG Advisory's largest Q3 2021 buy was Hartford AAA CLO ETF: 124,647 shares worth $5.11M.
  • RFG Advisory added most to State Street SPDR Portfolio Aggregate Bond ETF in Q3 2021, an estimated $16.3M increase.
  • RFG Advisory's biggest Q3 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $5.52M.
  • RFG Advisory fully exited Invitae Corporation in Q3 2021, selling an estimated $718K.
  • RFG Advisory's ten largest holdings make up 45% of its $1.22B portfolio in Q3 2021.
  • RFG Advisory opened 17 new positions and closed 27 in Q3 2021.
  • RFG Advisory's portfolio value rose 8.2% quarter-over-quarter to $1.22B.

Based on RFG Advisory's 13F filing for Q3 2021, filed 19 Oct 2021.