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RFA

Register Financial Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 48.38%
This Fund
S&P 500
This Quarter Est. Return
+13.7%
1 Year Est. Return
+48.38%
3 Year Est. Return
+126.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$150M
AUM Growth
+$13M
Cap. Flow
-$2.29M
Cap. Flow %
-1.53%
Top 10 Hldgs %
27.03%
Holding
650
New
54
Increased
135
Reduced
62
Closed
358

Top Buys

Rank Stock Value
1
GTLS
Chart Industries
GTLS
+$628K
2
OGN icon
Organon & Co
OGN
+$584K
3
ALTG icon
Alta Equipment Group
ALTG
+$514K
4
SO icon
Southern Company
SO
+$508K
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$501K

Top Sells

Rank Stock Value
1
KNF icon
Knife River
KNF
+$806K
2
KTOS icon
Kratos Defense & Security Solutions
KTOS
+$507K
3
OBE
Obsidian Energy
OBE
+$453K
4
PXD
Pioneer Natural Resource Co.
PXD
+$433K
5
STRL icon
Sterling Infrastructure
STRL
+$318K

Sector Composition

Rank Sector Weight
1 Industrials 16.97%
2 Technology 12.93%
3 Financials 11.19%
4 Healthcare 7.54%
5 Energy 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIBR icon
201
First Trust NASDAQ Cybersecurity ETF
CIBR
$14.4B
$66.4K 0.04%
+1,234
New +$59.7K
INDA icon
202
iShares MSCI India ETF
INDA
$6.89B
$64.6K 0.04%
+1,324
New +$60.2K
SPYV icon
203
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$64.6K 0.04%
1,385
– –
PFF icon
204
iShares Preferred and Income Securities ETF
PFF
$13.3B
$64.6K 0.04%
2,070
+1,659
+404% +$49.6K
OBDC icon
205
Blue Owl Capital
OBDC
$5.34B
$63.7K 0.04%
4,317
– –
VOO icon
206
Vanguard S&P 500 ETF
VOO
$979B
$61K 0.04%
140
-92
-40% -$37.7K
GAB icon
207
Gabelli Equity Trust
GAB
$1.75B
$58.8K 0.04%
11,568
+182
+2% +$912
SDOG icon
208
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
$53.8K 0.04%
1,050
– –
XLE icon
209
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$53.7K 0.04%
1,280
+1,266
+9,043% +$54.1K
GDX icon
210
VanEck Gold Miners ETF
GDX
$22.7B
$52.6K 0.04%
1,697
+626
+58% +$18.3K
XLG icon
211
Invesco S&P 500 Top 50 ETF
XLG
$10.6B
$46K 0.03%
+1,220
New +$43.5K
XTN icon
212
State Street SPDR S&P Transportation ETF
XTN
$387M
$45.8K 0.03%
+549
New +$41.1K
IVE icon
213
iShares S&P 500 Value ETF
IVE
$49B
$43.3K 0.03%
249
+40
+19% +$6.43K
X
214
DELISTED
US Steel
X
$38.9K 0.03%
800
– –
OXY icon
215
Occidental Petroleum
OXY
$56.8B
$36.6K 0.02%
613
+413
+207% +$25.2K
MUB icon
216
iShares National Muni Bond ETF
MUB
$45.1B
$36.4K 0.02%
336
– –
MIN
217
Aberdeen Intermediate Income Fund
MIN
$274M
$36K 0.02%
+13,445
New +$35.9K
MGM icon
218
MGM Resorts International
MGM
$11.4B
$35.3K 0.02%
789
– –
PAVE icon
219
Global X US Infrastructure Development ETF
PAVE
$13.9B
$34.7K 0.02%
+1,008
New +$31.4K
XLY icon
220
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$33.1K 0.02%
370
+356
+2,543% +$29.5K
XLC icon
221
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$31.8K 0.02%
+437
New +$30.1K
XLU icon
222
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$31.3K 0.02%
988
+906
+1,105% +$27.7K
FXN icon
223
First Trust Energy AlphaDEX Fund
FXN
$388M
$30.5K 0.02%
+1,829
New +$31.1K
IWP icon
224
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$29.7K 0.02%
284
– –
IWS icon
225
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$29.5K 0.02%
254
– –
7 8
9
10 11

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Register Financial Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Register Financial Advisors held 650 positions worth $150M, up 9.5% from $137M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Register Financial Advisors's Q4 2023 filing shows 54 new, 135 increased, 62 reduced and 358 closed positions. Its largest new stake was First Trust NASDAQ-100 Technology Index Fund: 3,218 shares worth $565K. The largest sale was Knife River, an estimated $806K.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

  • Register Financial Advisors's largest Q4 2023 buy was First Trust NASDAQ-100 Technology Index Fund: 3,218 shares worth $565K.
  • Register Financial Advisors added most to Chart Industries in Q4 2023, an estimated $628K increase.
  • Register Financial Advisors's biggest Q4 2023 reduction was Knife River, cutting an estimated $806K.
  • Register Financial Advisors fully exited Pioneer Natural Resource Co. in Q4 2023, selling an estimated $433K.
  • Register Financial Advisors's ten largest holdings make up 27% of its $150M portfolio in Q4 2023.
  • Register Financial Advisors opened 54 new positions and closed 358 in Q4 2023.
  • Register Financial Advisors's portfolio value rose 9.5% quarter-over-quarter to $150M.

Based on Register Financial Advisors's 13F filing for Q4 2023, filed 12 Jan 2024.