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RFA

Register Financial Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 48.38%
This Fund
S&P 500
This Quarter Est. Return
+13.7%
1 Year Est. Return
+48.38%
3 Year Est. Return
+126.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$150M
AUM Growth
+$13M
Cap. Flow
-$2.29M
Cap. Flow %
-1.53%
Top 10 Hldgs %
27.03%
Holding
650
New
54
Increased
135
Reduced
62
Closed
358

Top Buys

Rank Stock Value
1
GTLS
Chart Industries
GTLS
+$628K
2
OGN icon
Organon & Co
OGN
+$584K
3
ALTG icon
Alta Equipment Group
ALTG
+$514K
4
SO icon
Southern Company
SO
+$508K
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$501K

Top Sells

Rank Stock Value
1
KNF icon
Knife River
KNF
+$806K
2
KTOS icon
Kratos Defense & Security Solutions
KTOS
+$507K
3
OBE
Obsidian Energy
OBE
+$453K
4
PXD
Pioneer Natural Resource Co.
PXD
+$433K
5
STRL icon
Sterling Infrastructure
STRL
+$318K

Sector Composition

Rank Sector Weight
1 Industrials 16.97%
2 Technology 12.93%
3 Financials 11.19%
4 Healthcare 7.54%
5 Energy 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XHB icon
176
State Street SPDR S&P Homebuilders ETF
XHB
$1.6B
$132K 0.09%
+1,384
New +$113K
PGX icon
177
Invesco Preferred ETF
PGX
$3.81B
$131K 0.09%
11,422
+7,147
+167% +$78K
MET icon
178
MetLife
MET
$61.9B
$126K 0.08%
1,902
+1
+0.1% +$63
IWD icon
179
iShares Russell 1000 Value ETF
IWD
$82.2B
$125K 0.08%
757
+9
+1% +$1.39K
IBB icon
180
iShares Biotechnology ETF
IBB
$9.34B
$120K 0.08%
884
+838
+1,822% +$102K
HYG icon
181
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$117K 0.08%
1,508
+269
+22% +$20.1K
KEY icon
182
KeyCorp
KEY
$24.2B
$116K 0.08%
8,021
+921
+13% +$10.9K
BBDC icon
183
Barings BDC
BBDC
$864M
$111K 0.07%
12,982
+38
+0.3% +$338
SMH icon
184
VanEck Semiconductor ETF
SMH
$65.2B
$110K 0.07%
+630
New +$98.6K
ACRE
185
Ares Commercial Real Estate
ACRE
$236M
$109K 0.07%
10,564
+42
+0.4% +$413
RITM icon
186
Rithm Capital
RITM
$5.52B
$105K 0.07%
9,877
– –
SPHD icon
187
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.34B
$105K 0.07%
2,483
– –
POWW icon
188
Outdoor Holding Co
POWW
$249M
$104K 0.07%
49,300
-140
-0.3% -$319
MAIN icon
189
Main Street Capital
MAIN
$5.06B
$97.8K 0.07%
2,262
-375
-14% -$15.3K
VBK icon
190
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$94.3K 0.06%
390
+1
+0.3% +$217
PEZ icon
191
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.5M
$94.2K 0.06%
+1,144
New +$79.6K
XBI icon
192
State Street SPDR S&P Biotech ETF
XBI
$9.95B
$93.3K 0.06%
+1,045
New +$77.6K
PSCH icon
193
Invesco S&P SmallCap Health Care ETF
PSCH
$163M
$87.4K 0.06%
+2,043
New +$76.9K
LQD icon
194
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$85.8K 0.06%
775
+767
+9,588% +$79.9K
IHI icon
195
iShares US Medical Devices ETF
IHI
$3.13B
$85.5K 0.06%
+1,585
New +$77.4K
VB icon
196
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$84.3K 0.06%
395
-65
-14% -$12.5K
TIP icon
197
iShares TIPS Bond ETF
TIP
$14.5B
$77.4K 0.05%
720
+682
+1,795% +$71.3K
PPT
198
Franklin Premier Income Trust
PPT
$324M
$77.1K 0.05%
+21,594
New +$74.1K
XLB icon
199
State Street Materials Select Sector SPDR ETF
XLB
$8.5B
$73.1K 0.05%
+1,708
New +$68.3K
XLV icon
200
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$67.6K 0.05%
496
+336
+210% +$43.7K
6 7
8
9 10

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Register Financial Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Register Financial Advisors held 650 positions worth $150M, up 9.5% from $137M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Register Financial Advisors's Q4 2023 filing shows 54 new, 135 increased, 62 reduced and 358 closed positions. Its largest new stake was First Trust NASDAQ-100 Technology Index Fund: 3,218 shares worth $565K. The largest sale was Knife River, an estimated $806K.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

  • Register Financial Advisors's largest Q4 2023 buy was First Trust NASDAQ-100 Technology Index Fund: 3,218 shares worth $565K.
  • Register Financial Advisors added most to Chart Industries in Q4 2023, an estimated $628K increase.
  • Register Financial Advisors's biggest Q4 2023 reduction was Knife River, cutting an estimated $806K.
  • Register Financial Advisors fully exited Pioneer Natural Resource Co. in Q4 2023, selling an estimated $433K.
  • Register Financial Advisors's ten largest holdings make up 27% of its $150M portfolio in Q4 2023.
  • Register Financial Advisors opened 54 new positions and closed 358 in Q4 2023.
  • Register Financial Advisors's portfolio value rose 9.5% quarter-over-quarter to $150M.

Based on Register Financial Advisors's 13F filing for Q4 2023, filed 12 Jan 2024.