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RFA

Register Financial Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 48.38%
This Fund
S&P 500
This Quarter Est. Return
-2.31%
1 Year Est. Return
+48.38%
3 Year Est. Return
+126.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
-$3.55M
Cap. Flow
+$1.61M
Cap. Flow %
1.18%
Top 10 Hldgs %
25.37%
Holding
617
New
66
Increased
155
Reduced
130
Closed
21

Top Buys

Rank Stock Value
1
APLD icon
Applied Digital
APLD
+$1.01M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$741K
3
HPK icon
HighPeak Energy
HPK
+$669K
4
INDI icon
indie Semiconductor
INDI
+$593K
5
ALTG icon
Alta Equipment Group
ALTG
+$565K

Top Sells

Rank Stock Value
1
GTLS
Chart Industries
GTLS
+$723K
2
ESTE
Earthstone Energy Inc. Class A Common Stock
ESTE
+$653K
3
STRL icon
Sterling Infrastructure
STRL
+$630K
4
ENVX icon
Enovix
ENVX
+$593K
5
VZ icon
Verizon
VZ
+$577K

Sector Composition

Rank Sector Weight
1 Industrials 15.31%
2 Technology 12.58%
3 Financials 11.05%
4 Healthcare 7.97%
5 Energy 7.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDLZ icon
176
Mondelez International
MDLZ
$79.5B
$125K 0.09%
1,799
– –
CE icon
177
Celanese
CE
$4.9B
$123K 0.09%
978
+1
+0.1% +$123
SCCO icon
178
Southern Copper
SCCO
$143B
$122K 0.09%
1,743
– –
MET icon
179
MetLife
MET
$61.9B
$120K 0.09%
1,901
-136
-7% -$8.47K
NXPI icon
180
NXP Semiconductors
NXPI
$57.8B
$120K 0.09%
598
+1
+0.2% +$207
BBDC icon
181
Barings BDC
BBDC
$864M
$115K 0.08%
12,944
-1,763
-12% -$15.2K
META icon
182
Meta Platforms (Facebook)
META
$1.42T
$115K 0.08%
384
+4
+1% +$1.21K
IWD icon
183
iShares Russell 1000 Value ETF
IWD
$82.2B
$114K 0.08%
748
– –
EOI
184
Eaton Vance Enhanced Equity Income Fund
EOI
$811M
$111K 0.08%
7,000
– –
CCI icon
185
Crown Castle
CCI
$33.3B
$110K 0.08%
1,194
+81
+7% +$8.39K
GS icon
186
Goldman Sachs
GS
$300B
$108K 0.08%
334
+4
+1% +$1.34K
MAIN icon
187
Main Street Capital
MAIN
$5.06B
$107K 0.08%
2,637
– –
TMO icon
188
Thermo Fisher Scientific
TMO
$213B
$107K 0.08%
211
-12
-5% -$6.39K
CTRA
189
DELISTED
Coterra Energy
CTRA
$104K 0.08%
3,850
+3,050
+381% +$83.1K
TT icon
190
Trane Technologies
TT
$100B
$101K 0.07%
500
– –
ACRE
191
Ares Commercial Real Estate
ACRE
$236M
$100K 0.07%
10,522
+39
+0.4% +$401
POWW icon
192
Outdoor Holding Co
POWW
$249M
$99.9K 0.07%
49,440
-2,000
-4% -$4.2K
MS icon
193
Morgan Stanley
MS
$331B
$99.2K 0.07%
1,214
+25
+2% +$2.17K
MFIC icon
194
MidCap Financial Investment
MFIC
$787M
$98.9K 0.07%
7,191
– –
BIV icon
195
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$98.3K 0.07%
1,360
-31
-2% -$2.29K
UTF icon
196
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$97.9K 0.07%
5,000
– –
AB icon
197
AllianceBernstein
AB
$3.43B
$97.7K 0.07%
3,218
– –
SPHD icon
198
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.34B
$97.3K 0.07%
2,483
– –
STZ icon
199
Constellation Brands
STZ
$22.2B
$95.9K 0.07%
381
-16
-4% -$4.18K
NUE icon
200
Nucor
NUE
$58.6B
$93.8K 0.07%
600
– –
6 7
8
9 10

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CCG
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AFA
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BCM
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ISFAN
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JHWEPV
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Register Financial Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Register Financial Advisors held 617 positions worth $137M, down 2.5% from $140M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Register Financial Advisors's Q3 2023 filing shows 66 new, 155 increased, 130 reduced and 21 closed positions. Its largest new stake was HighPeak Energy: 46,100 shares worth $778K. The largest sale was Chart Industries, an estimated $723K.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.

  • Register Financial Advisors's largest Q3 2023 buy was HighPeak Energy: 46,100 shares worth $778K.
  • Register Financial Advisors added most to Applied Digital in Q3 2023, an estimated $1.01M increase.
  • Register Financial Advisors's biggest Q3 2023 reduction was Chart Industries, cutting an estimated $723K.
  • Register Financial Advisors fully exited Earthstone Energy Inc. Class A Common Stock in Q3 2023, selling an estimated $653K.
  • Register Financial Advisors's ten largest holdings make up 25% of its $137M portfolio in Q3 2023.
  • Register Financial Advisors opened 66 new positions and closed 21 in Q3 2023.
  • Register Financial Advisors's portfolio value fell 2.5% quarter-over-quarter to $137M.

Based on Register Financial Advisors's 13F filing for Q3 2023, filed 13 Oct 2023.