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RFA

Register Financial Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 48.38%
This Fund
S&P 500
This Quarter Est. Return
+13.7%
1 Year Est. Return
+48.38%
3 Year Est. Return
+126.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$150M
AUM Growth
+$13M
Cap. Flow
-$2.29M
Cap. Flow %
-1.53%
Top 10 Hldgs %
27.03%
Holding
650
New
54
Increased
135
Reduced
62
Closed
358

Top Buys

Rank Stock Value
1
GTLS
Chart Industries
GTLS
+$628K
2
OGN icon
Organon & Co
OGN
+$584K
3
ALTG icon
Alta Equipment Group
ALTG
+$514K
4
SO icon
Southern Company
SO
+$508K
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$501K

Top Sells

Rank Stock Value
1
KNF icon
Knife River
KNF
+$806K
2
KTOS icon
Kratos Defense & Security Solutions
KTOS
+$507K
3
OBE
Obsidian Energy
OBE
+$453K
4
PXD
Pioneer Natural Resource Co.
PXD
+$433K
5
STRL icon
Sterling Infrastructure
STRL
+$318K

Sector Composition

Rank Sector Weight
1 Industrials 16.97%
2 Technology 12.93%
3 Financials 11.19%
4 Healthcare 7.54%
5 Energy 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMBA icon
151
Ambarella
AMBA
$3.77B
$215K 0.14%
3,500
– –
TMO icon
152
Thermo Fisher Scientific
TMO
$213B
$213K 0.14%
401
+190
+90% +$92K
FXO icon
153
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$210K 0.14%
+4,840
New +$189K
AEP icon
154
American Electric Power
AEP
$69.6B
$209K 0.14%
2,568
+203
+9% +$15.8K
IWM icon
155
iShares Russell 2000 ETF
IWM
$79.8B
$208K 0.14%
1,038
+157
+18% +$28.1K
SNV
156
DELISTED
Synovus
SNV
$207K 0.14%
5,510
-1,827
-25% -$55.9K
PANW icon
157
Palo Alto Networks
PANW
$270B
$206K 0.14%
1,394
+1,384
+13,840% +$185K
XLF icon
158
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$198K 0.13%
5,278
+4,863
+1,172% +$168K
T icon
159
AT&T
T
$159B
$197K 0.13%
11,751
+155
+1% +$2.45K
XLI icon
160
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$193K 0.13%
+1,691
New +$177K
VGK icon
161
Vanguard FTSE Europe ETF
VGK
$30.7B
$185K 0.12%
2,871
+2,814
+4,937% +$168K
IWF icon
162
iShares Russell 1000 Growth ETF
IWF
$121B
$180K 0.12%
2,372
+148
+7% +$10.5K
GNK icon
163
Genco Shipping & Trading
GNK
$1.11B
$177K 0.12%
10,673
-1,489
-12% -$21.6K
IJH icon
164
iShares Core S&P Mid-Cap ETF
IJH
$122B
$157K 0.11%
2,835
-685
-19% -$34.7K
VWO icon
165
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$154K 0.1%
3,759
+26
+0.7% +$1.03K
SAR icon
166
Saratoga Investment
SAR
$312M
$150K 0.1%
5,815
+14
+0.2% +$350
KRE icon
167
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
$150K 0.1%
2,865
+2,244
+361% +$100K
ZETA icon
168
Zeta Global
ZETA
$5.38B
$148K 0.1%
16,800
-19,700
-54% -$165K
TSLX icon
169
Sixth Street Specialty
TSLX
$1.63B
$142K 0.09%
6,556
+17
+0.3% +$349
HDV
170
iShares Core High Dividend ETF
HDV
$14.5B
$142K 0.09%
6,940
-125
-2% -$2.46K
NWL icon
171
Newell Brands
NWL
$2.38B
$141K 0.09%
16,299
-962
-6% -$7.33K
FXH icon
172
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$140K 0.09%
+1,348
New +$130K
FEI
173
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$137K 0.09%
+16,026
New +$134K
VO icon
174
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$134K 0.09%
2,312
+1,744
+307% +$93.2K
F icon
175
Ford
F
$58.5B
$134K 0.09%
11,006
+23
+0.2% +$256
5 6
7
8 9

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Register Financial Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Register Financial Advisors held 650 positions worth $150M, up 9.5% from $137M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Register Financial Advisors's Q4 2023 filing shows 54 new, 135 increased, 62 reduced and 358 closed positions. Its largest new stake was First Trust NASDAQ-100 Technology Index Fund: 3,218 shares worth $565K. The largest sale was Knife River, an estimated $806K.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

  • Register Financial Advisors's largest Q4 2023 buy was First Trust NASDAQ-100 Technology Index Fund: 3,218 shares worth $565K.
  • Register Financial Advisors added most to Chart Industries in Q4 2023, an estimated $628K increase.
  • Register Financial Advisors's biggest Q4 2023 reduction was Knife River, cutting an estimated $806K.
  • Register Financial Advisors fully exited Pioneer Natural Resource Co. in Q4 2023, selling an estimated $433K.
  • Register Financial Advisors's ten largest holdings make up 27% of its $150M portfolio in Q4 2023.
  • Register Financial Advisors opened 54 new positions and closed 358 in Q4 2023.
  • Register Financial Advisors's portfolio value rose 9.5% quarter-over-quarter to $150M.

Based on Register Financial Advisors's 13F filing for Q4 2023, filed 12 Jan 2024.