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RFA

Register Financial Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 48.38%
This Fund
S&P 500
This Quarter Est. Return
-2.31%
1 Year Est. Return
+48.38%
3 Year Est. Return
+126.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
-$3.55M
Cap. Flow
+$1.61M
Cap. Flow %
1.18%
Top 10 Hldgs %
25.37%
Holding
617
New
66
Increased
155
Reduced
130
Closed
21

Top Buys

Rank Stock Value
1
APLD icon
Applied Digital
APLD
+$1.01M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$741K
3
HPK icon
HighPeak Energy
HPK
+$669K
4
INDI icon
indie Semiconductor
INDI
+$593K
5
ALTG icon
Alta Equipment Group
ALTG
+$565K

Top Sells

Rank Stock Value
1
GTLS
Chart Industries
GTLS
+$723K
2
ESTE
Earthstone Energy Inc. Class A Common Stock
ESTE
+$653K
3
STRL icon
Sterling Infrastructure
STRL
+$630K
4
ENVX icon
Enovix
ENVX
+$593K
5
VZ icon
Verizon
VZ
+$577K

Sector Composition

Rank Sector Weight
1 Industrials 15.31%
2 Technology 12.58%
3 Financials 11.05%
4 Healthcare 7.97%
5 Energy 7.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKE icon
151
Oneok
OKE
$57.2B
$172K 0.13%
2,719
+338
+14% +$22.1K
GNK icon
152
Genco Shipping & Trading
GNK
$1.11B
$170K 0.12%
12,162
+1,462
+14% +$20.2K
V icon
153
Visa
V
$684B
$167K 0.12%
724
-70
-9% -$16.8K
NVDA icon
154
NVIDIA
NVDA
$4.86T
$162K 0.12%
3,730
-700
-16% -$31.4K
NWL icon
155
Newell Brands
NWL
$2.38B
$156K 0.11%
17,261
-1,556
-8% -$15.5K
IWM icon
156
iShares Russell 2000 ETF
IWM
$79.8B
$156K 0.11%
881
+60
+7% +$11.3K
CMCSA icon
157
Comcast
CMCSA
$85B
$155K 0.11%
3,500
-57
-2% -$2.54K
PI icon
158
Impinj
PI
$4.62B
$154K 0.11%
2,800
+500
+22% +$33.9K
IJR icon
159
iShares Core S&P Small-Cap ETF
IJR
$109B
$153K 0.11%
1,623
-94
-5% -$9.39K
UNH icon
160
UnitedHealth
UNH
$376B
$152K 0.11%
301
+3
+1% +$1.48K
SAR icon
161
Saratoga Investment
SAR
$312M
$149K 0.11%
5,801
+14
+0.2% +$368
IWF icon
162
iShares Russell 1000 Growth ETF
IWF
$121B
$148K 0.11%
2,224
– –
VWO icon
163
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$146K 0.11%
3,733
+162
+5% +$6.61K
WPC icon
164
W.P. Carey
WPC
$16.8B
$145K 0.11%
2,738
-234
-8% -$15K
HDV
165
iShares Core High Dividend ETF
HDV
$14.5B
$140K 0.1%
7,065
-180
-2% -$3.68K
GEHC icon
166
GE HealthCare
GEHC
$30.7B
$139K 0.1%
2,048
-27
-1% -$1.96K
VZ icon
167
Verizon
VZ
$195B
$137K 0.1%
4,215
-17,071
-80% -$577K
F icon
168
Ford
F
$58.5B
$136K 0.1%
10,983
+505
+5% +$6.56K
ADP icon
169
Automatic Data Processing
ADP
$106B
$135K 0.1%
563
+6
+1% +$1.46K
TSLX icon
170
Sixth Street Specialty
TSLX
$1.63B
$134K 0.1%
6,539
-983
-13% -$19.6K
KVUE icon
171
Kenvue
KVUE
$36.9B
$133K 0.1%
+6,600
New +$153K
AMD icon
172
Advanced Micro Devices
AMD
$776B
$131K 0.1%
1,278
+11
+0.9% +$1.19K
ARKK icon
173
ARK Innovation ETF
ARKK
$5.64B
$131K 0.1%
3,308
– –
PSX icon
174
Phillips 66
PSX
$84.9B
$130K 0.1%
1,083
+12
+1% +$1.35K
VYX icon
175
NCR Voyix
VYX
$1.14B
$127K 0.09%
+7,661
New +$130K
5 6
7
8 9

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Register Financial Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Register Financial Advisors held 617 positions worth $137M, down 2.5% from $140M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Register Financial Advisors's Q3 2023 filing shows 66 new, 155 increased, 130 reduced and 21 closed positions. Its largest new stake was HighPeak Energy: 46,100 shares worth $778K. The largest sale was Chart Industries, an estimated $723K.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.

  • Register Financial Advisors's largest Q3 2023 buy was HighPeak Energy: 46,100 shares worth $778K.
  • Register Financial Advisors added most to Applied Digital in Q3 2023, an estimated $1.01M increase.
  • Register Financial Advisors's biggest Q3 2023 reduction was Chart Industries, cutting an estimated $723K.
  • Register Financial Advisors fully exited Earthstone Energy Inc. Class A Common Stock in Q3 2023, selling an estimated $653K.
  • Register Financial Advisors's ten largest holdings make up 25% of its $137M portfolio in Q3 2023.
  • Register Financial Advisors opened 66 new positions and closed 21 in Q3 2023.
  • Register Financial Advisors's portfolio value fell 2.5% quarter-over-quarter to $137M.

Based on Register Financial Advisors's 13F filing for Q3 2023, filed 13 Oct 2023.