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RFA

Register Financial Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 48.38%
This Fund
S&P 500
This Quarter Est. Return
-2.31%
1 Year Est. Return
+48.38%
3 Year Est. Return
+126.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
-$3.55M
Cap. Flow
+$1.61M
Cap. Flow %
1.18%
Top 10 Hldgs %
25.37%
Holding
617
New
66
Increased
155
Reduced
130
Closed
21

Top Buys

Rank Stock Value
1
APLD icon
Applied Digital
APLD
+$1.01M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$741K
3
HPK icon
HighPeak Energy
HPK
+$669K
4
INDI icon
indie Semiconductor
INDI
+$593K
5
ALTG icon
Alta Equipment Group
ALTG
+$565K

Top Sells

Rank Stock Value
1
GTLS
Chart Industries
GTLS
+$723K
2
ESTE
Earthstone Energy Inc. Class A Common Stock
ESTE
+$653K
3
STRL icon
Sterling Infrastructure
STRL
+$630K
4
ENVX icon
Enovix
ENVX
+$593K
5
VZ icon
Verizon
VZ
+$577K

Sector Composition

Rank Sector Weight
1 Industrials 15.31%
2 Technology 12.58%
3 Financials 11.05%
4 Healthcare 7.97%
5 Energy 7.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC icon
126
Wells Fargo
WFC
$261B
$215K 0.16%
5,256
+1,039
+25% +$44.9K
OCSL icon
127
Oaktree Specialty Lending
OCSL
$1.02B
$215K 0.16%
10,667
-566
-5% -$11.3K
ET icon
128
Energy Transfer Partners
ET
$70.1B
$214K 0.16%
15,250
+1,042
+7% +$13.8K
WELL icon
129
Welltower
WELL
$169B
$213K 0.16%
2,600
– –
LLAP
130
DELISTED
Terran Orbital Corporation
LLAP
$211K 0.15%
253,000
+53,000
+27% +$70.2K
AMLP icon
131
Alerian MLP ETF
AMLP
$13B
$210K 0.15%
4,974
+2,350
+90% +$96.4K
BXSL icon
132
Blackstone Secured Lending
BXSL
$5.37B
$208K 0.15%
7,593
+1,065
+16% +$29.5K
MDT icon
133
Medtronic
MDT
$109B
$207K 0.15%
2,648
+2,400
+968% +$201K
PARA
134
DELISTED
Paramount Global Class B
PARA
$207K 0.15%
16,073
-2,230
-12% -$33K
SNV
135
DELISTED
Synovus
SNV
$204K 0.15%
7,337
+3
+0% +$94
BIZD icon
136
VanEck BDC Income ETF
BIZD
$1.59B
$195K 0.14%
+12,150
New +$190K
PRU icon
137
Prudential Financial
PRU
$42.4B
$192K 0.14%
2,028
-241
-11% -$22.8K
CR icon
138
Crane Co
CR
$12.3B
$187K 0.14%
2,100
-1,000
-32% -$89K
ILPT
139
Industrial Logistics Properties Trust
ILPT
$575M
$186K 0.14%
64,369
+10,504
+20% +$39.7K
AMBA icon
140
Ambarella
AMBA
$3.77B
$186K 0.14%
3,500
+200
+6% +$14K
PNC icon
141
PNC Financial Services
PNC
$99.7B
$184K 0.13%
1,500
– –
UNP icon
142
Union Pacific
UNP
$174B
$182K 0.13%
893
-171
-16% -$37.2K
SYM icon
143
Symbotic
SYM
$5.48B
$180K 0.13%
5,370
+2,370
+79% +$97.5K
VTIP icon
144
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$178K 0.13%
3,768
-994
-21% -$47K
AEP icon
145
American Electric Power
AEP
$69.6B
$178K 0.13%
2,365
+16
+0.7% +$1.3K
QQQX icon
146
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$178K 0.13%
7,906
-640
-7% -$15.1K
BLK icon
147
Blackrock
BLK
$169B
$176K 0.13%
273
-1
-0.4% -$699
IJH icon
148
iShares Core S&P Mid-Cap ETF
IJH
$122B
$175K 0.13%
3,520
-185
-5% -$9.7K
T icon
149
AT&T
T
$159B
$174K 0.13%
11,596
-686
-6% -$10.1K
AIG icon
150
American International
AIG
$41.7B
$173K 0.13%
2,850
-302
-10% -$18K
4 5
6
7 8

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ISFAN
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Register Financial Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Register Financial Advisors held 617 positions worth $137M, down 2.5% from $140M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Register Financial Advisors's Q3 2023 filing shows 66 new, 155 increased, 130 reduced and 21 closed positions. Its largest new stake was HighPeak Energy: 46,100 shares worth $778K. The largest sale was Chart Industries, an estimated $723K.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.

  • Register Financial Advisors's largest Q3 2023 buy was HighPeak Energy: 46,100 shares worth $778K.
  • Register Financial Advisors added most to Applied Digital in Q3 2023, an estimated $1.01M increase.
  • Register Financial Advisors's biggest Q3 2023 reduction was Chart Industries, cutting an estimated $723K.
  • Register Financial Advisors fully exited Earthstone Energy Inc. Class A Common Stock in Q3 2023, selling an estimated $653K.
  • Register Financial Advisors's ten largest holdings make up 25% of its $137M portfolio in Q3 2023.
  • Register Financial Advisors opened 66 new positions and closed 21 in Q3 2023.
  • Register Financial Advisors's portfolio value fell 2.5% quarter-over-quarter to $137M.

Based on Register Financial Advisors's 13F filing for Q3 2023, filed 13 Oct 2023.