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RFA

Register Financial Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 48.38%
This Fund
S&P 500
This Quarter Est. Return
-2.31%
1 Year Est. Return
+48.38%
3 Year Est. Return
+126.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
-$3.55M
Cap. Flow
+$1.61M
Cap. Flow %
1.18%
Top 10 Hldgs %
25.37%
Holding
617
New
66
Increased
155
Reduced
130
Closed
21

Top Buys

Rank Stock Value
1
APLD icon
Applied Digital
APLD
+$1.01M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$741K
3
HPK icon
HighPeak Energy
HPK
+$669K
4
INDI icon
indie Semiconductor
INDI
+$593K
5
ALTG icon
Alta Equipment Group
ALTG
+$565K

Top Sells

Rank Stock Value
1
GTLS
Chart Industries
GTLS
+$723K
2
ESTE
Earthstone Energy Inc. Class A Common Stock
ESTE
+$653K
3
STRL icon
Sterling Infrastructure
STRL
+$630K
4
ENVX icon
Enovix
ENVX
+$593K
5
VZ icon
Verizon
VZ
+$577K

Sector Composition

Rank Sector Weight
1 Industrials 15.31%
2 Technology 12.58%
3 Financials 11.05%
4 Healthcare 7.97%
5 Energy 7.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM icon
101
General Motors
GM
$80.4B
$296K 0.22%
8,969
-365
-4% -$13K
MDXG icon
102
MiMedx Group
MDXG
$602M
$294K 0.22%
40,300
-5,242
-12% -$39K
ABT icon
103
Abbott
ABT
$183B
$292K 0.21%
3,019
-18
-0.6% -$1.89K
OSK icon
104
Oshkosh
OSK
$8.79B
$291K 0.21%
3,053
-94
-3% -$9.11K
INTC icon
105
Intel
INTC
$455B
$290K 0.21%
8,157
-700
-8% -$24.4K
QCOM icon
106
Qualcomm
QCOM
$155B
$287K 0.21%
2,586
-49
-2% -$5.68K
UNG icon
107
United States Natural Gas Fund
UNG
$456M
$285K 0.21%
10,450
+975
+10% +$27.3K
GE icon
108
GE Aerospace
GE
$374B
$278K 0.2%
3,155
-102
-3% -$9.17K
KKR icon
109
KKR & Co
KKR
$91.1B
$273K 0.2%
4,436
+3
+0.1% +$182
PM icon
110
Philip Morris
PM
$297B
$272K 0.2%
2,938
– –
LLY icon
111
Eli Lilly
LLY
$1.02T
$264K 0.19%
491
+4
+0.8% +$2.06K
QQQ icon
112
Invesco QQQ Trust
QQQ
$453B
$260K 0.19%
726
+154
+27% +$57.1K
GTLS
113
DELISTED
Chart Industries
GTLS
$255K 0.19%
1,506
-4,300
-74% -$723K
MRVL icon
114
Marvell Technology
MRVL
$168B
$255K 0.19%
4,702
-200
-4% -$11.8K
MCD icon
115
McDonald's
MCD
$192B
$253K 0.19%
962
+15
+2% +$4.28K
GILD icon
116
Gilead Sciences
GILD
$162B
$251K 0.18%
3,350
-505
-13% -$38.8K
TXN icon
117
Texas Instruments
TXN
$252B
$251K 0.18%
1,576
+7
+0.4% +$1.19K
HTGC icon
118
Hercules Capital
HTGC
$3.07B
$249K 0.18%
15,159
+49
+0.3% +$802
MO icon
119
Altria Group
MO
$114B
$246K 0.18%
5,850
– –
KMI icon
120
Kinder Morgan
KMI
$71.7B
$235K 0.17%
14,188
– –
D icon
121
Dominion Energy
D
$60.8B
$233K 0.17%
5,211
+3,040
+140% +$151K
USFR icon
122
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$226K 0.17%
4,499
+97
+2% +$4.89K
CHPT icon
123
ChargePoint
CHPT
$141M
$224K 0.16%
2,250
-250
-10% -$36.3K
IEFA icon
124
iShares Core MSCI EAFE ETF
IEFA
$190B
$223K 0.16%
3,470
-76
-2% -$5.09K
BMY icon
125
Bristol-Myers Squibb
BMY
$133B
$217K 0.16%
3,740
+7
+0.2% +$429
3 4
5
6 7

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CCG
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AFA
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BCM
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ISFAN
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JHWEPV
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Register Financial Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Register Financial Advisors held 617 positions worth $137M, down 2.5% from $140M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Register Financial Advisors's Q3 2023 filing shows 66 new, 155 increased, 130 reduced and 21 closed positions. Its largest new stake was HighPeak Energy: 46,100 shares worth $778K. The largest sale was Chart Industries, an estimated $723K.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.

  • Register Financial Advisors's largest Q3 2023 buy was HighPeak Energy: 46,100 shares worth $778K.
  • Register Financial Advisors added most to Applied Digital in Q3 2023, an estimated $1.01M increase.
  • Register Financial Advisors's biggest Q3 2023 reduction was Chart Industries, cutting an estimated $723K.
  • Register Financial Advisors fully exited Earthstone Energy Inc. Class A Common Stock in Q3 2023, selling an estimated $653K.
  • Register Financial Advisors's ten largest holdings make up 25% of its $137M portfolio in Q3 2023.
  • Register Financial Advisors opened 66 new positions and closed 21 in Q3 2023.
  • Register Financial Advisors's portfolio value fell 2.5% quarter-over-quarter to $137M.

Based on Register Financial Advisors's 13F filing for Q3 2023, filed 13 Oct 2023.