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RFA

Register Financial Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 48.38%
This Fund
S&P 500
This Quarter Est. Return
-2.31%
1 Year Est. Return
+48.38%
3 Year Est. Return
+126.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
-$3.55M
Cap. Flow
+$1.61M
Cap. Flow %
1.18%
Top 10 Hldgs %
25.37%
Holding
617
New
66
Increased
155
Reduced
130
Closed
21

Top Buys

Rank Stock Value
1
APLD icon
Applied Digital
APLD
+$1.01M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$741K
3
HPK icon
HighPeak Energy
HPK
+$669K
4
INDI icon
indie Semiconductor
INDI
+$593K
5
ALTG icon
Alta Equipment Group
ALTG
+$565K

Top Sells

Rank Stock Value
1
GTLS
Chart Industries
GTLS
+$723K
2
ESTE
Earthstone Energy Inc. Class A Common Stock
ESTE
+$653K
3
STRL icon
Sterling Infrastructure
STRL
+$630K
4
ENVX icon
Enovix
ENVX
+$593K
5
VZ icon
Verizon
VZ
+$577K

Sector Composition

Rank Sector Weight
1 Industrials 15.31%
2 Technology 12.58%
3 Financials 11.05%
4 Healthcare 7.97%
5 Energy 7.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRT icon
601
Federal Realty Investment Trust
FRT
$10.6B
– –
-110
Closed -$10.6K
GBAB
602
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$385M
– –
-3,117
Closed -$50.8K
GVA icon
603
Granite Construction
GVA
$5.37B
– –
-500
Closed -$19.9K
LVS icon
604
Las Vegas Sands
LVS
$29.9B
– –
-225
Closed -$13.1K
BINI
605
DELISTED
Bollinger Innovations
BINI
– –
0
– –
NOVA
606
DELISTED
Sunnova Energy
NOVA
– –
-2,000
Closed -$36.6K
OXY.WS icon
607
Occidental Petroleum Corp Warrants
OXY.WS
$31.2B
– –
-187
Closed -$6.98K
SCHW
608
Charles Schwab
SCHW
$185B
– –
-251
Closed -$14.2K
SHOP icon
609
Shopify
SHOP
$160B
– –
-75
Closed -$4.84K
WAL icon
610
Western Alliance Bancorporation
WAL
$9.26B
– –
-300
Closed -$10.9K
PACW
611
DELISTED
PacWest Bancorp
PACW
– –
-250
Closed -$2.04K
MMP
612
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-500
Closed -$31.2K
RTL
613
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
– –
-8,283
Closed -$56K
BKI
614
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-13
Closed -$776
PDCE
615
DELISTED
PDC Energy, Inc.
PDCE
– –
-2,797
Closed -$199K
FRC
616
DELISTED
First Republic Bank
FRC
– –
-200
Closed -$110
ESTE
617
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
– –
-45,700
Closed -$653K
21 22 23 24
25

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CCG
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AFA
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BCM
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ISFAN
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Register Financial Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Register Financial Advisors held 617 positions worth $137M, down 2.5% from $140M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Register Financial Advisors's Q3 2023 filing shows 66 new, 155 increased, 130 reduced and 21 closed positions. Its largest new stake was HighPeak Energy: 46,100 shares worth $778K. The largest sale was Chart Industries, an estimated $723K.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.

  • Register Financial Advisors's largest Q3 2023 buy was HighPeak Energy: 46,100 shares worth $778K.
  • Register Financial Advisors added most to Applied Digital in Q3 2023, an estimated $1.01M increase.
  • Register Financial Advisors's biggest Q3 2023 reduction was Chart Industries, cutting an estimated $723K.
  • Register Financial Advisors fully exited Earthstone Energy Inc. Class A Common Stock in Q3 2023, selling an estimated $653K.
  • Register Financial Advisors's ten largest holdings make up 25% of its $137M portfolio in Q3 2023.
  • Register Financial Advisors opened 66 new positions and closed 21 in Q3 2023.
  • Register Financial Advisors's portfolio value fell 2.5% quarter-over-quarter to $137M.

Based on Register Financial Advisors's 13F filing for Q3 2023, filed 13 Oct 2023.