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RFA

Register Financial Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 48.38%
This Fund
S&P 500
This Quarter Est. Return
-2.31%
1 Year Est. Return
+48.38%
3 Year Est. Return
+126.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
-$3.55M
Cap. Flow
+$1.61M
Cap. Flow %
1.18%
Top 10 Hldgs %
25.37%
Holding
617
New
66
Increased
155
Reduced
130
Closed
21

Top Buys

Rank Stock Value
1
APLD icon
Applied Digital
APLD
+$1.01M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$741K
3
HPK icon
HighPeak Energy
HPK
+$669K
4
INDI icon
indie Semiconductor
INDI
+$593K
5
ALTG icon
Alta Equipment Group
ALTG
+$565K

Top Sells

Rank Stock Value
1
GTLS
Chart Industries
GTLS
+$723K
2
ESTE
Earthstone Energy Inc. Class A Common Stock
ESTE
+$653K
3
STRL icon
Sterling Infrastructure
STRL
+$630K
4
ENVX icon
Enovix
ENVX
+$593K
5
VZ icon
Verizon
VZ
+$577K

Sector Composition

Rank Sector Weight
1 Industrials 15.31%
2 Technology 12.58%
3 Financials 11.05%
4 Healthcare 7.97%
5 Energy 7.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFS
576
DELISTED
Discover Financial Services
DFS
$349 ﹤0.01%
+4
New +$397
VBR icon
577
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$319 ﹤0.01%
2
– –
CWB icon
578
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.77B
$271 ﹤0.01%
4
– –
CNNE icon
579
Cannae Holdings
CNNE
$656M
$261 ﹤0.01%
14
– –
IYM icon
580
iShares US Basic Materials ETF
IYM
$1.21B
$253 ﹤0.01%
2
– –
BKLN icon
581
Invesco Senior Loan ETF
BKLN
$6.79B
$252 ﹤0.01%
12
– –
STPZ icon
582
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$516M
$250 ﹤0.01%
5
– –
OTLY
583
Oatly Group
OTLY
$461M
$224 ﹤0.01%
13
– –
SUB icon
584
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$206 ﹤0.01%
2
– –
PRTA icon
585
Prothena Corp
PRTA
$446M
$193 ﹤0.01%
+4
New +$238
USRT icon
586
iShares Core US REIT ETF
USRT
$4.64B
$189 ﹤0.01%
4
– –
VPU
587
Vanguard Utilities ETF
VPU
$8.43B
$128 ﹤0.01%
1
– –
NVTA
588
DELISTED
Invitae Corporation
NVTA
$121 ﹤0.01%
200
– –
HLTH
589
DELISTED
Cue Health Inc. Common Stock
HLTH
$106 ﹤0.01%
240
– –
EMBC icon
590
Embecta
EMBC
$227M
$67 ﹤0.01%
4
– –
FG icon
591
F&G Annuities & Life
FG
$3.93B
$56 ﹤0.01%
2
– –
BATL icon
592
Battalion Oil
BATL
$29.5M
$49 ﹤0.01%
8
– –
SPCE icon
593
Virgin Galactic
SPCE
$375M
$27 ﹤0.01%
1
– –
ARVL
594
DELISTED
Arrival Ordinary Shares
ARVL
$7 ﹤0.01%
6
– –
NMTR
595
DELISTED
9 Meters Biopharma
NMTR
$1 ﹤0.01%
100
– –
BND icon
596
Vanguard Total Bond Market
BND
$158B
– –
-275
Closed -$20K
C icon
597
Citigroup
C
$230B
– –
-1,050
Closed -$48.3K
CP icon
598
Canadian Pacific Kansas City
CP
$79.4B
– –
-47
Closed -$3.82K
CPRI icon
599
Capri Holdings
CPRI
$1.87B
– –
-300
Closed -$10.8K
DGRO icon
600
iShares Core Dividend Growth ETF
DGRO
$43.3B
– –
-41
Closed -$2.11K
21 22 23
24
25

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DCM
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ECH
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CCG
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TC
TFR Capital Plano, Texas $326M AUM 24.24% 1-Year Est. Return
AFA
Alpha Financial Advisors Charlotte, North Carolina $326M AUM 15.49% 1-Year Est. Return
BCM
Boone Capital Management Atlanta, Georgia $326M AUM 86.31% 1-Year Est. Return
ISFAN
Investor's Fiduciary Advisor Network Snoqualmie, Washington $326M AUM 19.7% 1-Year Est. Return
JHWEPV
J. H. Whitney Equity Partners VI New Canaan, Connecticut $326M AUM

Register Financial Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Register Financial Advisors held 617 positions worth $137M, down 2.5% from $140M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Register Financial Advisors's Q3 2023 filing shows 66 new, 155 increased, 130 reduced and 21 closed positions. Its largest new stake was HighPeak Energy: 46,100 shares worth $778K. The largest sale was Chart Industries, an estimated $723K.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.

  • Register Financial Advisors's largest Q3 2023 buy was HighPeak Energy: 46,100 shares worth $778K.
  • Register Financial Advisors added most to Applied Digital in Q3 2023, an estimated $1.01M increase.
  • Register Financial Advisors's biggest Q3 2023 reduction was Chart Industries, cutting an estimated $723K.
  • Register Financial Advisors fully exited Earthstone Energy Inc. Class A Common Stock in Q3 2023, selling an estimated $653K.
  • Register Financial Advisors's ten largest holdings make up 25% of its $137M portfolio in Q3 2023.
  • Register Financial Advisors opened 66 new positions and closed 21 in Q3 2023.
  • Register Financial Advisors's portfolio value fell 2.5% quarter-over-quarter to $137M.

Based on Register Financial Advisors's 13F filing for Q3 2023, filed 13 Oct 2023.