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RFA

Register Financial Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 48.38%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+48.38%
3 Year Est. Return
+126.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$127M
AUM Growth
-$29.5M
Cap. Flow
-$33.4M
Cap. Flow %
-26.22%
Top 10 Hldgs %
25.85%
Holding
867
New
74
Increased
220
Reduced
74
Closed
317

Top Buys

Rank Stock Value
1
MDU icon
MDU Resources
MDU
+$1.4M
2
COP icon
ConocoPhillips
COP
+$887K
3
ATI icon
ATI
ATI
+$787K
4
KTOS icon
Kratos Defense & Security Solutions
KTOS
+$750K
5
TILE icon
Interface
TILE
+$711K

Top Sells

Rank Stock Value
1
TANNI
TravelCenters of America LLC 8.25% Senior Notes due 2028
TANNI
+$2.14M
2
ALTG.PRA icon
Alta Equipment Group Depository Shares
ALTG.PRA
+$1.91M
3
VIASP
Via Renewables Inc 8.75% Series A Preferred Stock
VIASP
+$1.36M
4
RILYN icon
BRC Group Holdings 6.50% Senior Notes Due 2026
RILYN
+$1.35M
5
F.PRC icon
Ford Motor Co 6.000% Notes due Dec 1 2059
F.PRC
+$632K

Sector Composition

Rank Sector Weight
1 Industrials 16.32%
2 Technology 12.55%
3 Financials 11.09%
4 Healthcare 9.22%
5 Energy 6.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HES
576
DELISTED
Hess
HES
– –
-73
Closed -$10.4K
HOLX
577
DELISTED
Hologic
HOLX
– –
-100
Closed -$7.48K
ILMN icon
578
Illumina
ILMN
$29.9B
– –
-175
Closed -$34.4K
JPM.PRC icon
579
JPMorgan Chase & Co 6.00% Series EE Preferred Stock
JPM.PRC
$1.85B
– –
-1,600
Closed -$39.6K
JPM.PRD icon
580
JPMorgan Chase & Co 5.75% Series DD Preferred Stock
JPM.PRD
$1.62B
– –
-1,228
Closed -$28.7K
JPM.PRM icon
581
JPMorgan Chase & Co 4.20% Series MM Preferred Stock
JPM.PRM
$1.36B
– –
-6,480
Closed -$113K
KEY.PRK icon
582
KeyCorp Series G Preferred Stock
KEY.PRK
$387M
– –
-3,150
Closed -$65.4K
MET.PRE icon
583
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
$711M
– –
-3,000
Closed -$69.1K
MS.PRK icon
584
Morgan Stanley Series K Preferred Stock
MS.PRK
$927M
– –
-3,450
Closed -$79.4K
BINI
585
DELISTED
Bollinger Innovations
BINI
– –
0
– –
NEE.PRN icon
586
NextEra Energy Capital Holdings Series N Junior Subordinated Debentures due March 1 2079
NEE.PRN
$601M
– –
-3,531
Closed -$80.7K
POWWP icon
587
Outdoor Holding Co 8.75% Series A Preferred Stock
POWWP
$34.4M
– –
-4,300
Closed -$108K
PRS
588
Prudential Financial Inc 5.625% Junior Subordinated Notes due 2058
PRS
$486M
– –
-3,872
Closed -$94.8K
QTEC icon
589
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.88B
– –
-184
Closed -$19.4K
RILYN icon
590
BRC Group Holdings 6.50% Senior Notes Due 2026
RILYN
– –
-61,700
Closed -$1.35M
RITM.PRC icon
591
Rithm Capital Corp 6.375% Series C Preferred Stock
RITM.PRC
$391M
– –
-600
Closed -$10.3K
RNR.PRF icon
592
RenaissanceRe Holdings 5.75% Series F Preference Share
RNR.PRF
$207M
– –
-2,690
Closed -$58.3K
SREA
593
Sempra 5.750% Junior Subordinated Notes due 2079
SREA
$632M
– –
-2,250
Closed -$48.7K
STX icon
594
Seagate
STX
$192B
– –
-700
Closed -$36.8K
USB.PRP icon
595
US Bancorp Series K Preferred Stock
USB.PRP
$496M
– –
-1,218
Closed -$27.2K
VIASP
596
DELISTED
Via Renewables Inc 8.75% Series A Preferred Stock
VIASP
– –
-59,350
Closed -$1.36M
WFC.PRY icon
597
Wells Fargo & Co
WFC.PRY
$617M
– –
-6,575
Closed -$143K
PETQ
598
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
– –
-1,200
Closed -$11.1K
SRC.PRA
599
DELISTED
Spirit Realty Capital, Inc. 6.000 Percent Series A Cumulative Redeemable Preferred Stock
SRC.PRA
– –
-4,000
Closed -$89K
AAM.PRB
600
DELISTED
Apollo Asset Management, Inc. 6.375% Series B Preferred Stock
AAM.PRB
– –
-16,280
Closed -$353K
21 22 23
24
25

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AFA
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BCM
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ISFAN
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JHWEPV
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Register Financial Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Register Financial Advisors held 867 positions worth $127M, down 19% from $157M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Register Financial Advisors withdrew a net $33.4M in Q1 2023, closing 317 positions and reducing 74 holdings. Its most notable exit was TravelCenters of America LLC 8.25% Senior Notes due 2028, an estimated $2.14M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 8.3% a quarter earlier, followed by Technology and Financials.

Against the trend, Register Financial Advisors opened a new position in Southland Holdings worth $578K.

  • Register Financial Advisors's largest Q1 2023 buy was Southland Holdings: 68,752 shares worth $578K.
  • Register Financial Advisors added most to MDU Resources in Q1 2023, an estimated $1.4M increase.
  • Register Financial Advisors's biggest Q1 2023 reduction was Tesla, cutting an estimated $338K.
  • Register Financial Advisors fully exited TravelCenters of America LLC 8.25% Senior Notes due 2028 in Q1 2023, selling an estimated $2.14M.
  • Register Financial Advisors's ten largest holdings make up 26% of its $127M portfolio in Q1 2023.
  • Register Financial Advisors opened 74 new positions and closed 317 in Q1 2023.
  • Register Financial Advisors's portfolio value fell 19% quarter-over-quarter to $127M.

Based on Register Financial Advisors's 13F filing for Q1 2023, filed 10 May 2023.