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RFA

Register Financial Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 48.38%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+48.38%
3 Year Est. Return
+126.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$127M
AUM Growth
-$29.5M
Cap. Flow
-$33.4M
Cap. Flow %
-26.22%
Top 10 Hldgs %
25.85%
Holding
867
New
74
Increased
220
Reduced
74
Closed
317

Top Buys

Rank Stock Value
1
MDU icon
MDU Resources
MDU
+$1.4M
2
COP icon
ConocoPhillips
COP
+$887K
3
ATI icon
ATI
ATI
+$787K
4
KTOS icon
Kratos Defense & Security Solutions
KTOS
+$750K
5
TILE icon
Interface
TILE
+$711K

Top Sells

Rank Stock Value
1
TANNI
TravelCenters of America LLC 8.25% Senior Notes due 2028
TANNI
+$2.14M
2
ALTG.PRA icon
Alta Equipment Group Depository Shares
ALTG.PRA
+$1.91M
3
VIASP
Via Renewables Inc 8.75% Series A Preferred Stock
VIASP
+$1.36M
4
RILYN icon
BRC Group Holdings 6.50% Senior Notes Due 2026
RILYN
+$1.35M
5
F.PRC icon
Ford Motor Co 6.000% Notes due Dec 1 2059
F.PRC
+$632K

Sector Composition

Rank Sector Weight
1 Industrials 16.32%
2 Technology 12.55%
3 Financials 11.09%
4 Healthcare 9.22%
5 Energy 6.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AHL.PRE
551
Aspen Insurance Holdings Limited Depositary Shares
AHL.PRE
$190M
– –
-1,000
Closed -$18K
AHT
552
Ashford Hospitality Trust
AHT
$20.7M
– –
-8
Closed -$335
ALLY icon
553
Ally Financial
ALLY
$13.7B
– –
-900
Closed -$22K
ALL.PRH icon
554
Allstate Corp
ALL.PRH
$894M
– –
-1,283
Closed -$25.4K
ALTG.PRA icon
555
Alta Equipment Group Depository Shares
ALTG.PRA
$30.8M
– –
-75,598
Closed -$1.91M
ATH.PRA
556
Athene Holding Ltd Series A
ATH.PRA
$825M
– –
-2,000
Closed -$42.9K
BAC.PRM icon
557
Bank of America Depository Shares Series KK
BAC.PRM
$1.12B
– –
-1,286
Closed -$26.9K
BBY icon
558
Best Buy
BBY
$18.2B
– –
-1,100
Closed -$90.6K
BHFAL
559
Brighthouse Financial 6.25% Junior Subordinated Debentures due 2058
BHFAL
– –
-1,769
Closed -$44.5K
BHFAO
560
Brighthouse Financial Series B Preferred Stock
BHFAO
– –
-1,000
Closed -$23K
BNS icon
561
Scotiabank
BNS
$106B
– –
-1,324
Closed -$64.9K
CMC icon
562
Commercial Metals
CMC
$8.03B
– –
-1,207
Closed -$58.3K
CMSD
563
CMS Energy Corp 5.875% Junior Subordinated Notes due 2079
CMSD
$555M
– –
-3,793
Closed -$85K
CTBB
564
DELISTED
Qwest Corp 6.5% Notes due 2056
CTBB
– –
-200
Closed -$3.34K
DLR.PRK icon
565
Digital Realty Trust 5.850% Series K Preferred Stock
DLR.PRK
$185M
– –
-4,089
Closed -$94.4K
DUKB
566
Duke Energy Corp 5.625% Junior Subordinated Debentures due 2078
DUKB
$456M
– –
-4,500
Closed -$103K
EQH.PRA icon
567
Equitable Holdings Series A Preferred Stock
EQH.PRA
$620M
– –
-5,075
Closed -$95.5K
ETR icon
568
Entergy
ETR
$50.8B
– –
-10
Closed -$563
FTXN icon
569
First Trust Nasdaq Oil & Gas ETF
FTXN
$160M
– –
-687
Closed -$19.2K
FTXR icon
570
First Trust Nasdaq Transportation ETF
FTXR
$1.08B
– –
-588
Closed -$14.8K
F.PRC icon
571
Ford Motor Co 6.000% Notes due Dec 1 2059
F.PRC
$629M
– –
-29,500
Closed -$632K
GNL.PRB icon
572
Global Net Lease Inc 6.875% Series B Preferred Stock
GNL.PRB
$102M
– –
-3,335
Closed -$64.9K
GNRC icon
573
Generac Holdings
GNRC
$12.9B
– –
-90
Closed -$9.06K
GOODO
574
Gladstone Commercial Corp 6.00% Series G Preferred Stock
GOODO
$82.3M
– –
-12,877
Closed -$254K
GXO icon
575
GXO Logistics
GXO
$6.03B
– –
-250
Closed -$10.7K
21 22
23
24 25

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CCG
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TC
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AFA
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BCM
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ISFAN
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JHWEPV
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Register Financial Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Register Financial Advisors held 867 positions worth $127M, down 19% from $157M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Register Financial Advisors withdrew a net $33.4M in Q1 2023, closing 317 positions and reducing 74 holdings. Its most notable exit was TravelCenters of America LLC 8.25% Senior Notes due 2028, an estimated $2.14M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 8.3% a quarter earlier, followed by Technology and Financials.

Against the trend, Register Financial Advisors opened a new position in Southland Holdings worth $578K.

  • Register Financial Advisors's largest Q1 2023 buy was Southland Holdings: 68,752 shares worth $578K.
  • Register Financial Advisors added most to MDU Resources in Q1 2023, an estimated $1.4M increase.
  • Register Financial Advisors's biggest Q1 2023 reduction was Tesla, cutting an estimated $338K.
  • Register Financial Advisors fully exited TravelCenters of America LLC 8.25% Senior Notes due 2028 in Q1 2023, selling an estimated $2.14M.
  • Register Financial Advisors's ten largest holdings make up 26% of its $127M portfolio in Q1 2023.
  • Register Financial Advisors opened 74 new positions and closed 317 in Q1 2023.
  • Register Financial Advisors's portfolio value fell 19% quarter-over-quarter to $127M.

Based on Register Financial Advisors's 13F filing for Q1 2023, filed 10 May 2023.