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RFA

Register Financial Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 48.38%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+48.38%
3 Year Est. Return
+126.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$127M
AUM Growth
-$29.5M
Cap. Flow
-$33.4M
Cap. Flow %
-26.22%
Top 10 Hldgs %
25.85%
Holding
867
New
74
Increased
220
Reduced
74
Closed
317

Top Buys

Rank Stock Value
1
MDU icon
MDU Resources
MDU
+$1.4M
2
COP icon
ConocoPhillips
COP
+$887K
3
ATI icon
ATI
ATI
+$787K
4
KTOS icon
Kratos Defense & Security Solutions
KTOS
+$750K
5
TILE icon
Interface
TILE
+$711K

Top Sells

Rank Stock Value
1
TANNI
TravelCenters of America LLC 8.25% Senior Notes due 2028
TANNI
+$2.14M
2
ALTG.PRA icon
Alta Equipment Group Depository Shares
ALTG.PRA
+$1.91M
3
VIASP
Via Renewables Inc 8.75% Series A Preferred Stock
VIASP
+$1.36M
4
RILYN icon
BRC Group Holdings 6.50% Senior Notes Due 2026
RILYN
+$1.35M
5
F.PRC icon
Ford Motor Co 6.000% Notes due Dec 1 2059
F.PRC
+$632K

Sector Composition

Rank Sector Weight
1 Industrials 16.32%
2 Technology 12.55%
3 Financials 11.09%
4 Healthcare 9.22%
5 Energy 6.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOX icon
526
Vanguard Communication Services ETF
VOX
$5.83B
$483 ﹤0.01%
+5
New +$461
HLTH
527
DELISTED
Cue Health Inc. Common Stock
HLTH
$437 ﹤0.01%
240
– –
FIDU icon
528
Fidelity MSCI Industrials Index ETF
FIDU
$2.4B
$423 ﹤0.01%
+8
New +$421
COIN icon
529
Coinbase
COIN
$39.8B
$405 ﹤0.01%
6
– –
IEO icon
530
iShares US Oil & Gas Exploration & Production ETF
IEO
$560M
$343 ﹤0.01%
+4
New +$358
CDLX icon
531
Cardlytics
CDLX
$23.6M
$340 ﹤0.01%
10
– –
VBR icon
532
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$318 ﹤0.01%
+2
New +$331
CNNE icon
533
Cannae Holdings
CNNE
$655M
$283 ﹤0.01%
+14
New +$310
NVTA
534
DELISTED
Invitae Corporation
NVTA
$270 ﹤0.01%
200
– –
CWB icon
535
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.77B
$268 ﹤0.01%
+4
New +$268
IYM icon
536
iShares US Basic Materials ETF
IYM
$1.21B
$265 ﹤0.01%
+2
New +$266
STPZ icon
537
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$516M
$255 ﹤0.01%
+5
New +$251
BKLN icon
538
Invesco Senior Loan ETF
BKLN
$6.79B
$250 ﹤0.01%
+12
New +$251
SUB icon
539
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$209 ﹤0.01%
+2
New +$209
USRT icon
540
iShares Core US REIT ETF
USRT
$4.64B
$202 ﹤0.01%
+4
New +$207
VPU
541
Vanguard Utilities ETF
VPU
$8.43B
$148 ﹤0.01%
+1
New +$148
NMTR
542
DELISTED
9 Meters Biopharma
NMTR
$139 ﹤0.01%
100
– –
EMBC icon
543
Embecta
EMBC
$221M
$123 ﹤0.01%
4
– –
BNT
544
Brookfield Wealth Solutions
BNT
$12B
$98 ﹤0.01%
5
-1
-17% -$23
SPCE icon
545
Virgin Galactic
SPCE
$379M
$61 ﹤0.01%
1
– –
BATL icon
546
Battalion Oil
BATL
$29.7M
$53 ﹤0.01%
+8
New +$74
ARVL
547
DELISTED
Arrival Ordinary Shares
ARVL
$40 ﹤0.01%
6
– –
FG icon
548
F&G Annuities & Life
FG
$3.93B
$36 ﹤0.01%
+2
New +$40
THQ
549
abrdn Healthcare Opportunities Fund
THQ
$777M
$25 ﹤0.01%
1
-1,200
-100% -$23K
ABR.PRD icon
550
Arbor Realty Trust Series D
ABR.PRD
$146M
– –
-3,400
Closed -$58.7K
20 21
22
23 24

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ECH
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CCG
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TC
TFR Capital Plano, Texas $326M AUM 24.24% 1-Year Est. Return
AFA
Alpha Financial Advisors Charlotte, North Carolina $326M AUM 15.49% 1-Year Est. Return
BCM
Boone Capital Management Atlanta, Georgia $326M AUM 86.31% 1-Year Est. Return
ISFAN
Investor's Fiduciary Advisor Network Snoqualmie, Washington $326M AUM 19.7% 1-Year Est. Return
JHWEPV
J. H. Whitney Equity Partners VI New Canaan, Connecticut $326M AUM

Register Financial Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Register Financial Advisors held 867 positions worth $127M, down 19% from $157M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Register Financial Advisors withdrew a net $33.4M in Q1 2023, closing 317 positions and reducing 74 holdings. Its most notable exit was TravelCenters of America LLC 8.25% Senior Notes due 2028, an estimated $2.14M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 8.3% a quarter earlier, followed by Technology and Financials.

Against the trend, Register Financial Advisors opened a new position in Southland Holdings worth $578K.

  • Register Financial Advisors's largest Q1 2023 buy was Southland Holdings: 68,752 shares worth $578K.
  • Register Financial Advisors added most to MDU Resources in Q1 2023, an estimated $1.4M increase.
  • Register Financial Advisors's biggest Q1 2023 reduction was Tesla, cutting an estimated $338K.
  • Register Financial Advisors fully exited TravelCenters of America LLC 8.25% Senior Notes due 2028 in Q1 2023, selling an estimated $2.14M.
  • Register Financial Advisors's ten largest holdings make up 26% of its $127M portfolio in Q1 2023.
  • Register Financial Advisors opened 74 new positions and closed 317 in Q1 2023.
  • Register Financial Advisors's portfolio value fell 19% quarter-over-quarter to $127M.

Based on Register Financial Advisors's 13F filing for Q1 2023, filed 10 May 2023.