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RFA

Register Financial Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 48.38%
This Fund
S&P 500
This Quarter Est. Return
-2.31%
1 Year Est. Return
+48.38%
3 Year Est. Return
+126.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
-$3.55M
Cap. Flow
+$1.61M
Cap. Flow %
1.18%
Top 10 Hldgs %
25.37%
Holding
617
New
66
Increased
155
Reduced
130
Closed
21

Top Buys

Rank Stock Value
1
APLD icon
Applied Digital
APLD
+$1.01M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$741K
3
HPK icon
HighPeak Energy
HPK
+$669K
4
INDI icon
indie Semiconductor
INDI
+$593K
5
ALTG icon
Alta Equipment Group
ALTG
+$565K

Top Sells

Rank Stock Value
1
GTLS
Chart Industries
GTLS
+$723K
2
ESTE
Earthstone Energy Inc. Class A Common Stock
ESTE
+$653K
3
STRL icon
Sterling Infrastructure
STRL
+$630K
4
ENVX icon
Enovix
ENVX
+$593K
5
VZ icon
Verizon
VZ
+$577K

Sector Composition

Rank Sector Weight
1 Industrials 15.31%
2 Technology 12.58%
3 Financials 11.05%
4 Healthcare 7.97%
5 Energy 7.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
451
US Bancorp
USB
$99.6B
$6.57K ﹤0.01%
199
+3
+2% +$109
PLD icon
452
Prologis
PLD
$135B
$6.46K ﹤0.01%
58
+32
+123% +$3.92K
ADNT icon
453
Adient
ADNT
$1.65B
$6.37K ﹤0.01%
174
– –
BHF icon
454
Brighthouse Financial
BHF
$3.55B
$6.17K ﹤0.01%
126
-33
-21% -$1.64K
ZM icon
455
Zoom
ZM
$29.9B
$5.88K ﹤0.01%
84
– –
VRP icon
456
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$5.82K ﹤0.01%
260
– –
CI icon
457
Cigna
CI
$74.5B
$5.72K ﹤0.01%
20
– –
IBB icon
458
iShares Biotechnology ETF
IBB
$9.39B
$5.59K ﹤0.01%
46
– –
HLN icon
459
Haleon
HLN
$43.1B
$5.57K ﹤0.01%
669
– –
DVY icon
460
iShares Select Dividend ETF
DVY
$23.8B
$5.49K ﹤0.01%
51
– –
COPX icon
461
Global X Copper Miners ETF NEW
COPX
$7.79B
$5.46K ﹤0.01%
150
– –
ARKQ icon
462
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.05B
$5.25K ﹤0.01%
100
– –
IYZ icon
463
iShares US Telecommunications ETF
IYZ
$1.25B
$5.13K ﹤0.01%
241
– –
USA icon
464
Liberty All-Star Equity Fund
USA
$1.82B
$5.09K ﹤0.01%
861
+22
+3% +$140
ARKF icon
465
ARK Blockchain & Fintech Innovation ETF
ARKF
$752M
$4.84K ﹤0.01%
250
– –
VLO icon
466
Valero Energy
VLO
$88.5B
$4.83K ﹤0.01%
34
-298
-90% -$39K
FREL icon
467
Fidelity MSCI Real Estate Index ETF
FREL
$1.5B
$4.82K ﹤0.01%
212
+2
+1% +$49
SLVM icon
468
Sylvamo
SLVM
$1.52B
$4.75K ﹤0.01%
108
– –
CEFS icon
469
Saba Closed-End Funds ETF
CEFS
$434M
$4.55K ﹤0.01%
260
– –
PD icon
470
PagerDuty
PD
$871M
$4.5K ﹤0.01%
200
– –
MXL icon
471
MaxLinear
MXL
$6.6B
$4.5K ﹤0.01%
+202
New +$5.13K
ITOT icon
472
iShares Core S&P Total US Stock Market ETF
ITOT
$97.5B
$4.43K ﹤0.01%
47
+13
+38% +$1.28K
B
473
Barrick Mining
B
$64B
$4.37K ﹤0.01%
300
– –
LCID icon
474
Lucid Motors
LCID
$3.04B
$4.28K ﹤0.01%
77
– –
TIP icon
475
iShares TIPS Bond ETF
TIP
$14.5B
$3.97K ﹤0.01%
38
– –
17 18
19
20 21

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CCG
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AFA
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BCM
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ISFAN
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JHWEPV
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Register Financial Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Register Financial Advisors held 617 positions worth $137M, down 2.5% from $140M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Register Financial Advisors's Q3 2023 filing shows 66 new, 155 increased, 130 reduced and 21 closed positions. Its largest new stake was HighPeak Energy: 46,100 shares worth $778K. The largest sale was Chart Industries, an estimated $723K.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.

  • Register Financial Advisors's largest Q3 2023 buy was HighPeak Energy: 46,100 shares worth $778K.
  • Register Financial Advisors added most to Applied Digital in Q3 2023, an estimated $1.01M increase.
  • Register Financial Advisors's biggest Q3 2023 reduction was Chart Industries, cutting an estimated $723K.
  • Register Financial Advisors fully exited Earthstone Energy Inc. Class A Common Stock in Q3 2023, selling an estimated $653K.
  • Register Financial Advisors's ten largest holdings make up 25% of its $137M portfolio in Q3 2023.
  • Register Financial Advisors opened 66 new positions and closed 21 in Q3 2023.
  • Register Financial Advisors's portfolio value fell 2.5% quarter-over-quarter to $137M.

Based on Register Financial Advisors's 13F filing for Q3 2023, filed 13 Oct 2023.